ADVA Optical Networking SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
December 04, 2017 at 06:55 am EST
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DGAP Voting Rights Announcement: ADVA Optical Networking SE
ADVA Optical Networking SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
04.12.2017 / 12:50
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
ADVA Optical Networking SE
Märzenquelle 1-3
98617 Meiningen-Dreissigacker
Germany
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Name:
City and country of registered office:
Internationale Kapitalanlagegesellschaft mit beschränkter Haftung
Düsseldorf Germany
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
23 Nov 2017
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
total of both in % (7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation
3.56 %
1.57 %
5.13 %
49684049
Previous notification
3.07 %
0.35 %
3.42 %
/
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN
absolute
in %
direct (Sec. 21 WpHG)
indirect (Sec. 22 WpHG)
direct (Sec. 21 WpHG)
indirect (Sec. 22 WpHG)
DE0005103006
0
1,767,500
0.00 %
3.56 %
Total
1,767,500
3.56 %
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
%
Total
%
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Discount Certificate DE000DM5ZA16
20.03.2018
Both
160,020
0.32 %
Reverse Convertible Bond DE000DD1RWL4
23.03.2018
Both
342,056
0.69 %
Reverse Convertible Bond DE000DD1AQTS
23.02.2018
Both
279,840
0.56 %
Total
781,916
1.57 %
8. Information in relation to the person subject to the notification obligation
X
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least held 3% or more)
% of voting rights through instruments (if at least held 5% or more)
Total of both (if at least held 5% or more)
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting:
Holding position after general meeting:
% (equals voting rights)
10. Other explanatory remarks:
04.12.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
Adtran Networks SE is a Germany-based provider of networking solutions and telecommunications hardware, software and services. Its products are based on fiber-optic transmission technology combined with Ethernet functionality and software. The Company provides products and services for service providers, government institutions, education facilities, the Internet and cloud industry and enterprise networks. Its product portfolio comprises solutions for scalable optical transport, package edge and aggregation, network synchronization, fiber assurance and automated network management. The Company also provides related technology services and network planning, expanding and maintaining services.
ADVA Optical Networking SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution