Corporations Act 2001 Section 671B
To Company Name/Scheme | Arrium Limited |
ACN/ARSN/ABN | 004 410 833 |
Details of substantial holder (1)
Name
Allan Gray Australia Pty Ltd (Allan Gray Australia) and its related bodies corporate as set out in Table 1 of Annexure A (together the Group), as investment manager for the funds or investment mandates listed at Table 2 of Annexure A
ACN/ARSN (if applicable)
112 316 168 (ACN of Allan Gray Australia)
There was a change in the interests of the substantial holder on
9 February 2016
The previous notice was given to the company on
22 May 2015
The previous notice was dated
22 May 2015
Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ordinary shares
457,332,444
15.57%
486,785,114
16.57%
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
See Annexure A, Tables 2 and 3
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Person's votes
See Annexure A, Tables 2 and 4
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
See Annexure A, Tables 1 and 2
Addresses
The addresses of persons named in this form are as follows:
Name | Address, |
The Group | C/- Allan Gray Australia, Level 2 Challis House, 4 Martin Place Sydney , NSW 2000 |
print name | Eugene Tan | Company Secretary |
sign here | Date 11 February 2016 |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Arrium Limited
THIS IS ANNEXURE A OF 2 PAGES REFERRED TO IN THE ABOVE FORM 604
Print name | Eugene Tan | Company Secretary |
Sign here | Date : 11 February 2016 |
Table 1 - Related bodies corporate
Orbis Allan Gray Limited | Orbis Mansfield Street Properties Ltd |
Orbis Holdings Limited | Orbis Investment Management (BVI) Limited (OIMLBVI) |
Orbis Investment Management Limited (OIML) | Orbis Investment Advisory Pty Limited |
Orbis Asset Management Limited (OAML) | Allan Gray (Holdings) Pty Ltd |
Orbis Administration Limited | Orbis Investment Advisory (Hong Kong) Limited |
Orbis Investment Research Limited | Orbis Client Services (Canada) Limited |
Orbis Investment Management (MIS) Limited | Orbis Holdings (UK) Limited |
Triple Blue Holdings Limited | Orbis Investment Management (Europe) LLP |
Pictet Overseas Trust Corporation and Pictet Trustee Company SA | Orbis Investment Management (Luxembourg) S.A |
The following entities are associates of Allan Gray Australia Pty Ltd (AGA) and each other by virtue of being related bodies corporate.
Table 2 - Funds
An entity within the Group acts as investment manager for some or all of the assets in the following funds.
No | Fund name | Manager | Code | Registered holder | Persons entitled to be registered holder |
1. | Allan Gray Australia Equity Fund | AGA | SMEF | Citibank N.A., Sydney Branch as SMEF's custodian | Equity Trustees Limited as SMEF's responsible entity |
2. | Allan Gray Australia Opportunity Fund | AGA | SMSF | Citibank N.A., Sydney Branch as SMSF's custodian | Equity Trustees Limited as SMSF's responsible entity |
3. | Warakirri Australian Equities Pensions and Charities Fund | AGA | SMWA | ANZ Nominees Ltd as SMWA's custodian | Warakirri Asset Management Pty Ltd SMWA's trustee |
4. | Ibbotson Australian Shares High Alpha Trust | AGA | SMIA | JP Morgan Nominees Australia Ltd as SMIA's custodian | Ibbotson Associates Australia Ltd SMIA's trustee |
5. | Construction and Building Unions Superannuation Fund | AGA | SMCB | NAB Custodial Services as SMCB's custodian | United Super Pty Ltd as SMCB's trustee |
6. | HESTA Superannuation Fund | AGA | SMHT | JP Morgan Nominees Australia Ltd as SMHT's custodian | H.E.S.T. Australia Ltd as SMHT's trustee |
7. | Hostplus Pooled Superannuation Trust | AGA | SMHP | Citibank N.A., Sydney Branch as SMHP's custodian | Host Plus Pty ltd as SMHP's trustee |
8. | Russell Australian Opportunities Fund | AGA | SMRI | State Street Australia Ltd as SMRI's custodian | Russell Investment Management Ltd as SMRI's responsible entity |
9. | MyLifeMyMoney Superannuation Fund | AGA | SMCS | NAB Custodial Services as custodian for SMCS | CSF Pty Ltd as SMCS's trustee |
10. | Maritime Super | AGA | SMMS | NAB Custodial Services as custodian for SMMS | Maritime Super Pty Ltd as SMMS's trustee |
11. | Non-Government Schools Superannuation Fund | AGA | SMNG | State Street Australia Ltd as SMNG's custodian | Non-Government Schools Superannuation Fund Pty Ltd as SMNG's trustee |
12. | REST Superannuation Fund | AGA | SMRT | State Street Australia Ltd as SMRT's custodian | Retail Employees Superannuation Pty Ltd as SMRT's trustee |
13. | Government Employees Superannuation Board | AGA | SMGB | Northern Trust Corporation as SMGB's custodian | Government Employees Superannuation Board |
14. | Orbis Global Equity Fund (Australia Registered) | OIML | GAPL | Citibank N.A., Hong Kong Branch, as GAPL's custodian | Equity Trustees Limited as GAPL's responsible entity |
15. | Orbis Emerging Markets Equity Fund (Australia Registered) | OIML | EMAF | Citibank N.A., Hong Kong Branch, as EMAF's custodian | Equity Trustees Limited as EMAF's responsible entity |
16. | Orbis Global Equity Fund Limited | OIML | OGEF | Citigroup Fund Services Canada, Inc (Citi Canada) as OGEF's custodian | OGEF |
17. | Orbis Optimal SA Fund Limited | OIML | OSAP | Citi Canada as OSAP's custodian | OSAP |
18. | Institutional Global Equity Fund | OIML | IGEF | Citi Canada as IGEF's custodian | IGEF |
No | Fund name | Manager | Code | Registered holder | Persons entitled to be registered holder |
19. | Orbis Optimal LP | OAML | OOLP | Citi Canada as OOLP's custodian | OOLP |
20. | Orbis International Equity LP | OAML | IELP | Citi Canada as IELP's custodian | IELP |
21. | Orbis SICAV - Global Equity Fund | OIML | SGPL | Citibank International plc (Luxembourg Branch) (Citi Lux) as SGPL's custodian | SGPL |
22. | Orbis SICAV - Asia- Ex Japan Fund | OIMLBVI | XJPL | Citi Lux as XJPL's custodian | XJPL |
23. | Orbis SICAV - Global Balanced Fund | OIML | GBSA | Citi Lux as GBSA's custodian | GBSA |
24. | Orbis SICAV - International Equity | OIML | SNPL | Citi Lux as SNPL's custodian | SNPL |
25. | Orbis OEIC Global Equity Fund | OIML | UKGE | Citi Lux as UKGE's custodian | UKGE |
Trade Date | Reference Code | Action | No of security | Consideration |
29 May 15 to 19 Nov 15 | SMCB | Buy | 1,806,497 | $ 160,996 |
30 Sep 15 to 19 Nov 15 | SMCS | Buy | 493,419 | $ 41,139 |
30 Sep 15 to 09 Feb 16 | SMEF | Buy | 9,014,528 | $ 556,239 |
15 Jul 15 to 19 Nov 15 | SMGB | Buy | 4,864,756 | $ 493,423 |
29 May 15 to 19 Nov 15 | SMHP | Buy | 812,699 | $ 75,124 |
22 Jun 15 to 14 Aug 15 | SMHT | Sell | -2,351,567 | -$ 305,281 |
24 Sep 15 to 19 Nov 15 | SMMS | Buy | 682,750 | $ 57,834 |
29 Jul 15 to 19 Nov 15 | SMNG | Buy | 6,218,262 | $ 717,005 |
31 Jul 15 to 20 Nov 15 | SMRI | Buy | 3,234,239 | $ 332,435 |
29 May 15 to 19 Nov 15 | SMRT | Buy | 2,196,480 | $ 197,057 |
28 May 15 to 22 Jan 16 | SMSF | Buy | 2,689,456 | $ 209,186 |
29 May 15 to 01 Jul 15 | SMWA | Buy and Sell | -208,849 | -$ 26,845 |
Total | 29,452,670 | $ 2,508,312 |
All trades on market unless otherwise advised
Reference Code | Total no of securities |
SMCB | 67,492,378 |
SMCS | 29,864,633 |
SMEF | 108,922,606 |
SMGB | 42,947,078 |
SMHP | 44,010,128 |
SMHT | 58,176,553 |
SMIA | 9,175,351 |
SMMS | 19,341,072 |
SMNG | 18,602,879 |
SMRI | 10,823,878 |
SMRT | 69,550,275 |
SMSF | 7,072,863 |
SMWA | 805,420 |
Total | 486,785,114 |
Arrium Limited issued this content on 11 February 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 11 February 2016 21:11:57 UTC