ATLAS IRON LIMITED ToCompany Name/Scheme ATLAS IRON LIMITED (AGO)
ACN/ARSN ACN 110 396 168
1. Details of substantial holder(1)Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in
An n exu re 'B '
ACN/ARSN (if applicable) ACN 007 457 141
The holder ceased to be a
substantial holder on 08/09/2014
The previous notice was given to the company on 27/08/2014
The previous notice was dated 25/08/2014
2. Changes in relevant interestsParticulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of change (4) | Consideration given in relation to change (5) | Class (6) and number of securities affected | Person's votes affected |
8/09/2014 | WBC & its Associates, Equity Desk - (WIB) Westpac Institutional Bank , Westpac RE Limited, Asgard Capital Management Limited, BT Funds Management Limited, BT Investment Management (Fund Services) Limited, Advance Asset Management Limited, BT Funds Management No.2 Limited, BT Investment Management (Institutional) Limited | See Annexure 'A' | See Annexure 'A' | See Annexure 'A' | See Annexure 'A' |
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3. Changes in associationThe persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7 ) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
The addresses of persons named in this form are as follows:
Name | Address |
Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
Equity Desk - (WIB) Westpac Institutional Bank | Level 20, Westpac Place, 275 Kent St Sydney NSW 2000 |
Westpac RE Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
BT Investment Management (Fund Services) Limited | Level 14, Chifley Tower, 2 Chifley Sydney, Sydney NSW 2000 |
Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
BT Investment Management (Institutional) Limited | Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 |
ATLAS IRON LIMITED (AGO) | The Company Secretary, ATLAS IRON LIMITED (AGO) Level 18, Raine Square 300 Murray Street PERTH WA 6000 Tel: +61 8 6228 8000 Fax: +61 8 6228 8999 |
Print name Tim Hartin Capacity Company Secretary
Sign here Date 10/09/2014
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DIRECTIONS(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(3) See the definition of "associate" in section 9 of the Corporations Act 2001. (4) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection
671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to whi ch the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(6) The voting shares of a company constitute one class unless divided into separate classes.
(7) Give details, if appropriate, of the present association and any change in that association since the last substanti al holding notice.
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ANNEXURE AThis is annexure 'A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN
007 457 141 and its associated entities
Tim Hartin - Company Secretary, Westpac Banking Corporation 08/09/2014
Sales & Purchases for the period : 26/08/2014 to 8/09/2014
SECURITY: AGO
Asgard Capital Management Limited
Date Registered Company
Nature of
Change Quantity Consideration
Class of
Securities
Person's votes
affected
28/08/2014 ASGARD Capital Management Limited Purchase 2,276 1,342.84 Ordinary 2,276
1/09/2014 ASGARD Capital Management Limited Purchase 1,725 1,000.50 Ordinary 1,725
3/09/2014 ASGARD Capital Management Limited Purchase 6,628 3,910.52 Ordinary 6,628
3/09/2014 ASGARD Capital Management Limited Sale -6,628 -3,910.52 Ordinary 6,628
5/09/2014 ASGARD Capital Management Limited Purchase 1,000 580.00 Ordinary 1,000
5/09/2014 ASGARD Capital Management Limited Sale -5,870 -3,404.60 Ordinary 5,870
5/09/2014 ASGARD Capital Management Limited Sale -1,000 -580.00 Ordinary 1,000
Total -1,869 -1,061.26
Asgard Capital Management Limited
Total : -1,869 -1,061.26
BT Funds Management Limited
Date Registered Company
Nature of
Change Quantity Consideration
Class of
Securities
Person's votes
affected
27/08/2014 BT Portfolio Services Limited Sale -3,000 -1,786.20 Ordinary 3,000
28/08/2014 BT Portfolio Services Limited Purchase 3,800 2,278.48 Ordinary 3,800
28/08/2014 BT Portfolio Services Limited Purchase 50,000 29,035.00 Ordinary 50,000
28/08/2014 BT Portfolio Services Limited Purchase 20,000 11,836.00 Ordinary 20,000
28/08/2014 BT Portfolio Services Limited Purchase 2,500 1,511.25 Ordinary 2,500
29/08/2014 BT Portfolio Services Limited Purchase 20,000 11,436.00 Ordinary 20,000
29/08/2014 BT Portfolio Services Limited Purchase 40,000 22,836.00 Ordinary 40,000
29/08/2014 BT Portfolio Services Limited Sale -12,000 -6,804.00 Ordinary 12,000
1/09/2014 BT Portfolio Services Limited Purchase 3,000 1,710.00 Ordinary 3,000
1/09/2014 BT Portfolio Services Limited Sale -3,000 -1,710.00 Ordinary 3,000
2/09/2014 BT Portfolio Services Limited Sale -2,700 -1,435.32 Ordinary 2,700
3/09/2014 BT Portfolio Services Limited Sale -6,000 -3,473.40 Ordinary 6,000
4/09/2014 BT Portfolio Services Limited Purchase 12,000 6,996.00 Ordinary 12,000
4/09/2014 BT Portfolio Services Limited Sale -3,500 -2,030.00 Ordinary 3,500
8/09/2014 BT Portfolio Services Limited Purchase 20,000 11,436.00 Ordinary 20,000
Total 141,100 81,835.81
BT Funds Management Limited
Total : 141,100 81,835.81
BT Investment Management (Institutional) Limited
Date Registered Company
HSBC Custody Nominees (Australia)
Nature of
Change Quantity Consideration
Class of
Securities
Person's votes
affected
27/08/2014
3/09/2014
Limited. Purchase 37,805 23,061.05 Ordinary 37,805
HSBC Custody Nominees (Australia)
Limited. Sale -450,102 -256,558.14 Ordinary 450,102
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HSBC Custody Nominees (Australia)
3/09/2014 Limited. Sale
HSBC Custody Nominees (Australia)
5/09/2014 Limited. Sale
-73,991
-229,612
-42,174.87 Ordinary 73,991
-133,174.96 Ordinary 229,612
Total -715,900 -408,846.92
BT lnvestment Management
(lnstitutional) Limited Total :
-715,900
-408,846.92
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ANNEXURE BThis is annexure 'B ' (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking
Corporation ACN 007 457 141 and its associated entities
Tim Hartin - Company Secretary Westpac Banking Corporation - 08/09/2014
Westpac Banking Corporation Australia Packaging Properties 1 Pty Limited Australia
1925 (Commercial) Pty Limited Australia Packaging Properties 2 Pty Limited Australia
1925 (Industrial) Pty Limited Australia Packaging Properties 3 Pty Limited Australia
1925 Advances Pty Limited Australia Partnership Pacific Pty Limited Australia
Papua New
A.G.C. (Pacific) Limited
Guinea Partnership Pacific Securities Pty Limited Australia
Advance Asset Management Limited Australia Pashley Investments Pty Limited Australia Altitude Administration Pty Limited Australia Qvalent Pty Limited Australia Altitude Rewards Pty Limited Australia RAMS Financial Group Pty Limited Australia Aotearoa Financial Services Limited New Zealand Reinventure Fund ILP Australia Ascalon Capital Managers (Asia) Limited Hong Kong RMS Warehouse Trust 2007-1 Australia Ascalon Capital Managers Limited Australia Sallmoor Pty Limited Australia Ascalon Funds Seed Pool Trust Australia Securitor Financial Group Limited Australia Asgard Capital Management Limited Australia Seed Pool Trust No. 2 Australia Asgard Wealth Solutions Limited Australia Series 2007-1G WST Trust Australia Australian Loan Processing Security Company Pty Ltd Australia Series 2008-1M WST Trust Australia Australian Loan Processing Security Trust Australia Series 2009-1 WST Trust Australia Bella Trust No. 2 Series 2011 - 1 Australia Series 2011-1 WST Trust Australia Bella Trust No. 2 Series 2011 - 2 Australia Series 2011-2 WST Trust Australia Bella Trust No. 2 Series 2011 - 3 Australia Series 2011-3 WST Trust Australia Bella Trust No. 2 Series 2012 - 1 Australia Series 2012-1 WST Trust Australia Bella Trust No. 2 Series 2010 - 1 Australia Series 2013-1 WST Trust Australia Bella Trust No. 2 Series 2010 - 2 Australia Series 2013-2 WST Trust Australia Belliston Pty Limited Australia Series 2014-1 WST Trust Australia Bill Acceptance Corporation Pty Limited Australia SIE-Lease (Australia) Pty Limited Australia
BLE Capital Investments Pty Limited Australia SIE-Lease (New Zealand) Pty Limited New Zealand BLE Capital Limited Australia Sixty Martin Place (Holdings) Pty Limited Australia BLE Development Pty Limited Australia St.George Business Finance Pty Limited Australia BLE Holdings Pty Limited Australia St.George Custodial Pty Limited Australia
BT (Queensland) Pty Limited Australia St.George Equity Finance Limited Australia BT Australia Pty Limited Australia St.George Finance Holdings Limited Australia BT Financial Group (NZ) Limited New Zealand St.George Finance Limited Australia BT Financial Group Pty Limited Australia St.George Life Limited Australia BT Funds Management (NZ) Limited New Zealand St.George Motor Finance Limited Australia BT Funds Management Limited Australia St.George Procurement Management Pty Limited Australia BT Funds Management No.2 Limited Australia St.George Security Holdings Pty Limited Australia
BT Investment Management (Fund Services) Limited Australia Sydney Capital Corp Inc. USA BT Investment Management (Institutional) Limited Australia Tavarua Funding Trust IV USA
BT Investment Management Limited Australia Teuton Pty Limited Australia
BT Long Term Income Fund Australia The Home Mortgage Company Limited New Zealand
BT Portfolio Services Limited Australia The Mortgage Company Pty Limited Australia
BT Private Nominees Pty Limited Australia The Warehouse Financial Services Limited New Zealand
BT Securities Limited Australia Value Nominees Pty Limited Australia
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BT Short Term Income Fund Australia W1 Investments Pty Limited Australia BTIM UK Limited UK Waratah Receivables Corp Pty Limited Australia Canning Park Capital Pte. Ltd Australia Waratah Securities Australia Limited Australia
Capital Corporate Finance Limited Australia Westpac (NZ) Investments Limited New Zealand Capital Finance (NZ) Limited Australia Westpac Administration Pty Limited Australia Capital Finance Australia Limited Australia Westpac Administration 2 Limited Australia Capital Finance New Zealand Limited Australia Westpac Administration 3 Limited Australia Capital Fleetlease Limited Australia Westpac Administration 4 Limited Australia Capital Motor Finance Limited Australia Westpac Altitude Rewards Trust Australia Capital Rent Group Limited New Zealand Westpac Americas Inc. USA Castlereagh Trust Australia Westpac Asian Lending Pty Limited Australia CBA Limited Australia Westpac Bank of Tonga Tonga
Challenge Limited Australia Westpac Bank Samoa Limited Samoa
Papua New
Core Infrastructure Income Feeder 1 L P UK Westpac Bank-PNG-Limited
Guinea
Core Infrastructure Income Feeder 2 L P UK Westpac Capital Holdings Inc. USA Core Infrastructure Income Master L P UK Westpac Capital Markets Holding Corp. USA Crusade ABS Series 2012 - 1 Trust Australia Westpac Capital Markets LLC USA Crusade ABS Series 2013 - 1 Trust Australia Westpac Capital Trust IV USA
Crusade CP Management Pty Limited Australia Westpac Capital-NZ-Limited New Zealand Crusade CP No.1 Pty Limited Australia Westpac Cash PIE Fund Australia Crusade CP Trust No. 41 Australia Westpac Cook Cove Trust I Australia Crusade CP Trust No. 44 Australia Westpac Cook Cove Trust II Australia Crusade CP Trust No. 48 Australia Westpac Covered Bond Trust Australia Crusade CP Trust No. 49 Australia Westpac Custodian Nominees Pty Limited Australia Crusade CP Trust No. 50 Australia Westpac Debt Securities Pty Limited Australia Crusade CP Trust No. 52 Australia Westpac Delta LLC USA
Crusade CP Trust No. 53 Australia Westpac Direct Equity Investments Pty Limited Australia Crusade CP Trust No. 54 Australia Westpac Equipment Finance (No.1) Pty Limited Australia Crusade CP Trust No. 55 Australia Westpac Equipment Finance Limited Australia Crusade CP Trust No. 56 Australia Westpac Equity Holdings Pty Limited Australia Crusade CP Trust No. 57 Australia Westpac Equity Investments NZ Limited New Zealand Crusade CP Trust No. 58 Australia Westpac Equity Pty Limited Australia Crusade CP Trust No. 60 Australia Westpac Europe Limited UK
Crusade Euro Trust 1E of 2006 Australia Westpac Finance (HK) Limited Hong Kong Crusade Euro Trust 1E of 2007 Australia Westpac Financial Consultants Limited Australia Crusade Global Trust 1 of 2006 Australia Westpac Financial Holdings Pty Limited Australia Crusade Global Trust 1 of 2007 Australia Westpac Financial Services Group Limited Australia Crusade Global Trust 2 of 2005 Australia Westpac Financial Services Group-NZ-Limited New Zealand Crusade Global Trust 2 of 2006 Australia Westpac Financial Services Limited Australia Crusade Management Limited Australia Westpac Funding Holdings Pty Limited Australia Crusade Trust 1A of 2005 Australia Westpac Funds Financing Holdco Pty Limited Australia Crusade 2P Trust of 2008 Australia Westpac Funds Financing Pty Limited Australia Danaby Pty Limited Australia Westpac General Insurance Limited Australia Epicfrog Pty Limited Australia Westpac General Insurance Services Limited Australia
eQR Securities Pty. Limited Australia Westpac Global Capital Markets Pty Limited Australia Europe Infrastructure Debt LP UK Westpac Group Investment-NZ-Limited New Zealand G.C.L. Investments Pty Limited Australia Westpac Group Investments Australia Pty Limited Australia
General Credit Holdings Pty Limited Australia Westpac Holdings-NZ-Limited New Zealand
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General Credits Pty Limited | Australia | Westpac Investment Capital Corporation | USA |
Halcyon Securities Pty Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
Hastings Advisers LLC | USA | Westpac Investment Vehicle No.3 Pty Limited | Australia |
Hastings Forestry Investments Limited | New Zealand | Westpac Investment Vehicle Pty Limited | Australia |
Hastings Forests Australia Pty Limited | Australia | Westpac Investments U.K. Limited | UK |
Hastings Funds Management (UK) Limited | Singapore | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
Hastings Funds Management (USA) Inc. | UK | Westpac Lenders Mortgage Insurance Limited | Australia |
Hastings Funds Management Asia Pty. Limited | USA | Westpac Life Insurance Services Limited | Australia |
Hastings Funds Management Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
Hastings Group Pty Limited | Australia | Westpac New Zealand Group Limited | New Zealand |
Hastings Infrastructure 1 Limited | UK | Westpac New Zealand Limited | New Zealand |
Hastings Infrastructure 2 Limited | UK | Westpac Nominees-NZ-Limited | New Zealand |
Hastings Investment Capital LP | USA | Westpac NZ Covered Bond Holdings Limited | New Zealand |
Hastings Investment Management Pty Ltd USA Westpac NZ Covered Bond Limited New Zealand
Hastings Investment Management (Europe) Ltd UK Westpac NZ Leasing Limited New Zealand
Hastings Investments GP LLC Australia Westpac NZ Operations Limited New Zealand Hastings Korea Company Limited Korea Westpac NZ Securitisation Holdings Limited New Zealand Hastings Management Pty Limited Australia Westpac NZ Securitisation Limited New Zealand Hastings Management Pty Limited India Westpac NZ Securitisation No. 2 Limited New Zealand Hastings Private Equity Fund IIA Pty Limited Australia Westpac Overseas Holdings No. 2 Pty Limited Australia Hickory Trust Australia Westpac Overseas Holdings Pty Limited Australia Hitton Pty Limited Australia Westpac Pacific Limited Partnership Australia HLT Custodian Trust New Zealand Westpac Properties Limited Australia Infrastructure GP LLP UK Westpac RE Limited Australia Infrastructure GP 2 LLP UK Westpac Securities Administration Limited Australia
J O Hambro Capital Management Holdings Limited UK Westpac Securities Limited Australia
J O Hambro Capital Management Limited UK Westpac Securities NZ Limited New Zealand JOHCM (Singapore) Pte Limited Singapore Westpac Securitisation Holdings Pty Limited Australia JOHCM (USA) Inc USA Westpac Securitisation Management Pty Limited Australia Magnitude Group Pty Limited Australia Westpac Singapore Limited Singapore MIF Custodian Trust New Zealand Westpac Structured Products Limited Australia Mortgage Management Pty Limited Australia Westpac Superannuation Nominees-NZ-Limited New Zealand Nationwide Management Pty Limited Australia Westpac Syndications Management Pty Limited Australia
Net Nominees Limited Australia Westpac Term PIE Fund New Zealand North Ryde Office Trust Australia Westpac TPS Trust Australia Number 120 Limited New Zealand Westpac Unit Trust Australia Oniston Pty Limited Australia Westpac USA Inc. USA
Note: Westpac retains 62.1% ownership of BT Investment Management Limited who lodges separate notices under ASX code 'BTT'
BT Investment Management Limited (62.1%) Australia
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited) Australia
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