Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme AUB Group Limited (ASX: AUB)
ACN/ARSN ABN 60 000 000 715
Details of substantial holder {1)
Name Wilson Asset Management Group (refer entities listed in Annexure A)
ACN/ARSN (if applicable)
The holder ceased to be a substantial holder on 30 / 06/ 2017
The previous notice was given to the company on The previous notice was dated
Changes in relevant interests
02 / 03/ 2017
28 / 02 /
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest chanaed | Nature of change (4) | Consideration given in relation to change (5) | Class (6) and number of securities affected | Person's votes affected |
Annexure B | |||||
Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
N/A
N/A
Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Wil.son Asset Management Group (refer entities 1.isted in Annexure A) | Refer to Annexure A |
Signature
print name | Chris | Stott | capacity | CIO |
sign here | date | 04 / 07 /2017 |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
See the definition of "associate" in section 9 of the Corporations Act 2001.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. lf subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
The voting shares of a company constitute one class unless divided into separate classes.
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
Wilson Asset Management Group
Name | ACN I ARSN | |
Wilson Asset Manaqement IInternational) Ptv Limited | (ACN 081 047 118) | |
MAM Ptv Limited | ACN 100 276 542' | |
WAM Capital Limited | (ACN 086 587 395) | |
WAM Research Limited | ACN 100 504 541) | |
WAM Active Limited | {ACN 126 420 719 | |
Botanical Nominees Ptv Limited as trustee of the Wilson Asset Management Equitv Fund | (ACN 081 032 000) | |
WAM Leaders Limited | ACN 611 053 751) | |
WAM Microcap Limited | (ACN 617 838 418) | |
Century Australia Investments Limited | {ACN 107 772 761) |
Name | Address | |||
Wilson Asset Manaaement International) Ptv Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 | |||
MAM Ptv Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 | |||
WAM Capital Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 | |||
WAM Research Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 | |||
WAM Active Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 | |||
Botanical Nominees Ptv Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 | |||
WAM Leaders Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 | |||
WAM Microcap Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 | |||
Century Australia Investments Limited | Level 12, 680 Georoe Street, Svdnev NSW 2000 | |||
RBC Investor Services | Level 47, 2 Park Street, Sydney NSW 2000 | |||
Level 4, 60 Castlereagh Street, Sydney NSW 2000 | ||||
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,:
BNP Paribas Securities Se Signed: - Date:'-
04/07/2017
Nature of Change (6) | Consideration given !n relation to change (7) | Number of Securities affected | Class of Securities affected | Persons votes affected |
On-market Purchase | 18,722.66 | 1,545 | Ordinary Shares | 1,545 |
On-market Purchase | 49,236.37 | 4,063 | Ordinary Shares | 4,063 |
ANNEUXURE B
Oate of Change Persons whose relevant interest changed 02-May-17 WAM Research Limited
02-May-17 WAM Capital Limited
Botanical Nominees Pty Limited ATF Wilson
02·May·17 Asset Management Equity Fund On-market Purchase 2,411.53 199 Ordinary Shares199
04-May-17 WAM Research Umited On-market Purchase 19,301.92 1,575 Ordinary Shares 1,575 04-May-17 WAM Capital Limited On-market Purchase 50,761.00 4,142 Ordinary Shares4,142
Botanical Nominees Pty Limited ATF Wilson
05-May-17 WAM Research Limited On-marketPurchase | 6,462.86 | 527 Ordinary Shares | 527 | ||
05-May-17 WAM Capital Limited On·market Purchase | 16,997.20 | 1,386 Ordinary Shares | 1,386 | ||
Botanical Nominees Pty Limited ATF Wilson OS-May-17 Asset Management Equity Fund On-marketPurchase | 833.92 | 68 Ordinary Shares | 68 | ||
08-May-17 WAM Capital Limited On-marketPurchase | 26,742.62 | 2,174 Ordinary Shares | 2,174 | ||
Botanical Nominees Pty Limited ATF Wilson 08-May-17 Asset Management Equity Fund On-marketPurchase | 1,820.56 | 148 Ordinary Shares | 148 | ||
09-May-17 WAM Capital Limited On-marketPurchase | 52,208.90 | 4,206 Ordinary Shares | 4,206 | ||
Botanical Nominees Pty Limited ATF Wilson 09-May-17 Asset Management Equity Fund On-marketPurchase | 3,550.11 | 186 Ordinary Shares | 186 | ||
10-May-17 WAM Capital Limited On-marketPurchase | 18,766.10 | 1,537 Ordinary Shares | 1,537 | ||
Botanical Nominees Pty Limited ATF Wilson lO·May-17 Asset Management Equity Fund On-marketPurchase | 1,269.80 | 104 Ordinary Shares | 104 | ||
ll-May-17 WAM Research Limited On-marketPurchase | 8,134.30 | 554 Ordinary Shares | 554 | ||
11-May-17 WAM Capital Limited On-marketPurchase | 21,417.84 | 1,722 Ordinary Shares | 1,722 | ||
Botanical Nominees Pty Limited ATF Wilson 11-May-17 Asset Management Equity Fund On-marketPurchase | 1,044.77 | 84 Ordinary Shares | 84 | ||
12-May-17 WAM Capita! Limited On-marketPurchase | 20,561.65 | 1,633 Ordinary Shares | 1,633 | ||
Botanical Nominees Pty limited ATF Wilson 12-May-17 Asset Management Equity Fund On·market Purchase | 1,397.64 | 111 Ordinary Shares | 111 | ||
16-May·17 WAM Capital limited On·market Purchase | 11,378.62 | 865 Ordinary Shares | 865 | ||
17-May-17 WAM Research Limited On-marketPurchase | 14,279.23 | 1,lOS Ordinary Shares | 1,105 | ||
17-May-17 WAM Capital Limited On·market Purchase | 37,565.37 | 2,907 Ordinary Shares | 2,907 | ||
Botanical Nominees Pty Limited ATF Wilson 17-May·17 Asset Management Equity Fund | On·market Purchase | 1,834.98 | 141 Ordinary Shares | 141 | |
18-May-17 WAM Research Limited | On·market Purchase | 18,327.99 | 1,434 | Ordinary Shares | 1,434 |
18-May-17 WAM Ca pital Limited | On·market Purchase | 48,222.79 | 3,773 | Ordinary Shares | 3,773 |
Botanical Nominees Pty Limited ATF Wilson | |||||
18-May-17 Asset Management Equity Fund | On-market Purchase | 2,364.49 | 185 | Ordinary Shares | 185 |
26-May-17 WAM Research Limited | On·market Purchase | 60,953.13 | 4,570 | Ordinary Shares | 4,570 |
26-May-17 WAM Capital Umited | On·market Purchase | 160,332.08 | 12,021 | Ordinary Shares | 12,021 |
Botanical Nominees Pty Limited ATF Wilson | |||||
26-May-17 Asset Management Equity Fund | On·market Purchase | 7,855.89 | 589 | Ordinary Shares | 589 |
29·May-17 WAM Research Limited | On-market Purchase | 8,839.23 | 563 | Ordinary Shares | 563 |
29·May-17 WAM Capital limited | On·market Purchase | 23,277.96 | 1,746 | Ordinary Shares | 1,746 |
Botanical Nominees Pty Limited ATF Wilson 29-May-17 Asset Management Equity Fund | On-market Purchase | 1,133.23 | 85 | Ordinary Shares | 85 |
21-Apr-17 WAM Leaders Limited | On-market SeU | 670,677.26 | 56,013 | Ordinary Shares | 56,013 |
31-May-17 WAM Capital Limited | On-market Sell | 2,427.37 | 187 | Ordinary Shares | 187 |
01-Jun-17 WAM Research Limited | On·market Sell | 104,366.69 | 7,924 | Ordinary Shares | 7,924 |
Ol·Jun-17 WAM Capital Limited | On-market Seit | 264,051.40 | 20,048 | Ordinary Shares | 20,048 |
Botanical Nominees Pty Limited ATF Wilson 01-Jun-17 Asset Management Equity Fund | On·market Sell | 12,749.49 | 958 | Ordinary Shares | 958 |
Ol-Jun-17 WAM Capital Limited | On-market Sell | 602.81 | 46 | Ordinary Shares | 46 |
Ol·Jun-17 WAM Leaders Limited | On-market Sell | 145,670.82 | 11,060 | Ordinary Shares | 11,060 |
02-Jun-17 WAM Research Limited | On·market Sell | 6,454.45 | 491 | Ordinary Shares | 491 |
02-Jun-17 WAM Capital Limited | On-market Sell | 17,010.29 | 1,294 | Ordinary Shares | 1,294 |
Botanical Nominees Pty limited ATF Wilson 02-Jun-17 Asset Management Equity Fund | On·market Sell | 828.17 | 63 | Ordinary Shares | 63 |
OS-Jun·17 WAM Capital Limited | On-market Sell | 158.33 | 11 Ordinary Shares | 11 | |
28-Jun-17 WAM Research limited | On-market Sell | 130,558.94 | 10,104 | Ordinary Shares | 10,104 |
28-Jun-17 WAM Capital Limited | On-market Sell | 343,350.36 | 26,572 Ordinary Shares | 26,572 | |
Botanical Nominees Pty Limited ATF Wilson 28-Jun·17 Asset Management Equity Fund | On·market Sell | 16,836.73 | 1,303 Ordinary Shares | 1,303 | |
29-Jun-17 WAM Research Limited | On-market Sell | 29,982.82 | 2,315 Ordinary Shares | 2,315 | |
29·Jun-17 WAM Ca pital Limited | On-market Sell | 74,976.48 | S,789 Ordinary Shares | S,789 | |
Botanical Nominees Ply limited ATF Wilson 29-Jun-17 Asset Management Equity Fund | On-market Sell | 2,991.81 | 131 Ordinary Shares | 131 | |
29-Jun-17 WAM leaders Limited | On-market Sell | 42,001.86 | 3,243 Ordinary Shares | 3,243 | |
30-Jun-17 WAM Research Limited | On-market Seit | 667.81 | 51 Ordinary Shares | 51 | |
Botanical Nominees Pty Limited ATF Wilson 30-Jun·l7 Asset Management Equity Fund | On·market Sell | 266,305.64 | 20,851 Ordinary Shares | 20,851 | |
30-Jun-17 WAM Research limited | On-market Seti | 1,595,304.99 | 124,908 Ordinary Shares | 124,908 | |
30-Jun-17 WAM Capita! Limited On-marketSell S,013,930.63 392,577 Ordinary Shares 392,577 | |||||
30-Jun·l7 WAM Leaders Limited | On-market Sell | 3,831,552.00 | 300,000 Ordinary Shares | 300,000 | |
03-Jul-17 WAM Research Limited | On-market Sell | 1,790,220.08 | 138,975 Ordinary Shares | 138,975 | |
03-Jul-17 WAM Capita! Limited | On-market Seit | 4,256,208.80 | 330,410 Ordinary Shares | 330,410 | |
Botanical Nominees Pty Limited ATF Wilson 03-Jul·l7 Asset Management Equity Fund | On-market Sell | 198,814.58 | 15,434 Ordinary Shares | 15,434 | |
03-Jut-17 WAM Leaders Limited | On-market Sell | 2,108.472.84 | 163,681 Ordinary Shares | 163,681 |
04-May-17 Asset Management Equity Fund On-market Purchase 2,487.80 203 Ordinary Shares203
Date: 04/07/2017
AUB Group Limited published this content on 04 July 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 24 July 2017 08:34:07 UTC.
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