Australia and New Zealand Banking Group : Appendix 3B
07/06/2012| 02:30am US/Eastern
Recommend:
-
-----Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement,
application for quotation of additional securities and
agreement
Information or documents not available now must be given to
ASX as soon as available. Information and documents given to
ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98,
1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Australia and New Zealand Banking Group Limited (ANZ)
ABN
11 005 357 522
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if
there is not enough space).
1 +Class of +securities issued or
to be issued
Fully paid ordinary shares
2 Number of +securities issued or to be issued
(if known) or maximum number which may be issued
36,030,536 fully paid ordinary shares
3 Principal terms of the +securities (eg, if
options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates for
payment; if
+convertible securities, the conversion price and dates
for conversion)
Terms of the shares will be the same as the terms of existing
ordinary shares
+ See chapter 19 for defined terms.
207381301_1
Appendix 3B Page 1
Appendix 3B New issue announcement
4 Do the +securities rank equally in all
respects from the date of allotment with an existing
+class of quoted
+securities?
If the additional securities do not rank equally, please
state:
• the date from which they do
• the extent to which they participate for the next dividend,
(in the case of a trust, distribution) or interest
payment
• the extent to which they do not rank equally, other than in
relation to the next dividend, distribution or interest
payment
Yes.
5 Issue price or consideration
Fully paid ordinary shares:
1,580,239 shares at nil consideration
1,995 shares at $17.18
34,448,302 shares at $20.44
6 Purpose of the issue
(If issued as consideration for the acquisition of assets,
clearly identify those assets)
i) 1,995 fully paid ordinary shares issued on exercise of
options.
ii) 34,448,302 shares issued under Dividend
Reinvestment Plan.
iii) 1,580,239 shares issued under Bonus
Option Plan.
7 Dates of entering +securities into
uncertificated holdings or despatch of certificates
Fully paid ordinary shares:
|
542
|
shares
|
26/06/2012
|
|
1,259
|
shares
|
02/07/2012
|
|
36,028,541
|
shares
|
02/07/2012
|
|
194
|
shares
|
05/07/2012
|
+ See chapter 19 for defined terms.
207381301_1
Appendix 3B Page 2
Appendix 3B New issue announcement
8 Number and +class of all
+securities quoted on ASX (including the
securities in clause
2 if applicable)
AUD340m 7.25% TCD due September 2012
AUD635m Floating Rate TCD due September
2012
AUD1,230m 8.5% TCD due April 2013
AUD1,150m Floating Rate TCD due April 2013
AUD2,350m Floating Rate TCD due July 2013
AUD250m 5.75% TCD due July 2013
AUD1,100m Floating Rate TCD due January
2014
AUD2,410m 5.25% TCD due January 2014
AUD1,700m Floating Rate TCD due February
2014
AUD600m 6.25% TCD due February 2014
AUD2,500 Floating Rate TCD due November
2014
AUD1,375m 6.75% TCD due November 2014
AUD1,000m Floating Rate TCD due October
2015
AUD1,450m Floating Rate TCD due May 2016
AUD550m 6.75% TCD due May 2016
AUD100m 7.30% Subordinated Notes due
August 2017
AUD100m Floating Rate Subordinated Notes due August 2017
AUD290m 7.75% Subordinated Notes due
October 2017
AUD310m Floating Rate Subordinated Notes due October 2017
AUD365m Floating Rate Subordinated Notes
+ See chapter 19 for defined terms.
207381301_1
Appendix 3B Page 3
Appendix 3B New issue announcement
9 Number and +class of all
+securities not quoted on ASX (including the
securities in clause
2 if applicable)
due January 2018
7,499,316
750,000
500,000
Options on issue (there are no options approved for grant but
not yet granted)
2003 Redeemable Preference Shares (Series 2)
December 2004 Euro
Preference Shares
10 Dividend policy (in the case of a trust, distribution
policy) on the increased capital (interests)
Same as existing fully paid ordinary shares
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval required?
N/A
12 Is the issue renounceable or non- renounceable?
N/A
13 Ratio in which the +securities will be
offered
N/A
14 +Class of +securities to which
the offer relates
N/A
15 +Record date to determine entitlements
N/A
16 Will holdings on different registers (or subregisters) be
aggregated for calculating entitlements?
N/A
17 Policy for deciding entitlements in relation to fractions
N/A
18 Names of countries in which the entity has
+security holders who will not be sent new issue
documents
Note: Security holders must be told how their entitlements
are to be dealt with.
Cross reference: rule 7.7.
N/A
19 Closing date for receipt of acceptances or renunciations
N/A
+ See chapter 19 for defined terms.
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Appendix 3B Page 4
Appendix 3B New issue announcement
20 Names of any underwriters N/A
21 Amount of any underwriting fee or commission
N/A
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the broker to the issue
N/A
24 Amount of any handling fee payable to brokers who lodge
acceptances or renunciations on behalf of
+security holders
N/A
25 If the issue is contingent on
+security holders' approval, the date of the
meeting
N/A
26 Date entitlement and acceptance form and prospectus or
Product Disclosure Statement will be sent to persons entitled
N/A
27 If the entity has issued options, and the terms entitle
option holders to participate on exercise, the date on which
notices will be sent to option holders
N/A
28 Date rights trading will begin (if applicable)
N/A
29 Date rights trading will end (if applicable)
N/A
30 How do +security holders sell their
entitlements in full through a broker?
N/A
31 How do +security holders sell part of their
entitlements through a broker and accept for the balance?
N/A
32 How do +security holders dispose of their
entitlements (except by sale through a broker)?
N/A
33 +Despatch date N/A
+ See chapter 19 for defined terms.
207381301_1
Appendix 3B Page 5
Appendix 3B New issue announcement
Part 3 - Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of securities
(tick one)
(a) Fully paid ordinary shares described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid,
employee incentive share securities when restriction ends,
securities issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
documents
35 If the +securities are +equity
securities, the names of the 20 largest holders of the
additional +securities, and the number and
percentage of additional +securities held by
those holders
36 If the +securities are +equity
securities, a distribution schedule of the additional
+securities setting out the number of holders in the
categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities for which
+quotation is sought
N/A
39 Class of +securities for which quotation is
sought
N/A
+ See chapter 19 for defined terms.
207381301_1
Appendix 3B Page 6
Appendix 3B New issue announcement
40 Do the +securities rank equally in all
respects from the date of allotment with an existing
+class of quoted
+securities?
If the additional securities do not rank equally, please
state:
• the date from which they do
• the extent to which they participate for the next dividend,
(in the case of a trust, distribution) or interest
payment
• the extent to which they do not rank equally, other than in
relation to the next dividend, distribution or interest
payment
N/A
41 Reason for request for quotation now
Example: In the case of restricted securities, end of
restriction period
(if issued upon conversion of another security, clearly
identify that other security)
N/A
42 Number and +class of all
+securities quoted on ASX (including the
securities in clause 38)
+ See chapter 19 for defined terms.
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Appendix 3B Page 7
Appendix 3B New issue announcement
Quotation agreement
1 +Quotation of our additional
+securities is in ASX's absolute discretion. ASX
may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
• The issue of the +securities to be quoted
complies with the law and is not for an illegal purpose.
• There is no reason why those +securities
should not be granted +quotation.
• An offer of the +securities for sale within 12
months after their issue will not require disclosure under
section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties
from subscribers for the securities in order to be able to
give this warranty
• Section 724 or section 1016E of the Corporations Act does
not apply to any applications received by us in relation to
any +securities to be quoted and that no-one has
any right to return any +securities to be quoted
under sections 737, 738 or 1016F of the Corporations Act at
the time that we request that the +securities be
quoted.
• If we are a trust, we warrant that no person has the right
to return the
+securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the
+securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by
law in respect of any claim, action or expense arising from
or connected with any breach of the warranties in this
agreement.
4 We give ASX the information and documents required by this
form. If any information or document not available now, will
give it to ASX before +quotation of the
+securities begins. We acknowledge that ASX is
relying on the information and documents. We warrant that
they are (will be) true and complete.
Sign here:
............................................................
Date: 06 July 2012
Company Secretary
Print name: John Priestley
== == == == ==
+ See chapter 19 for defined terms.
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Appendix 3B Page 8
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