ANZ GROUP HOLDINGS LIMITED Notice given in accordance with Corporations Act Subsection 259C(2) Exemption | |
To | Market Announcements Office Australian Securities Exchange Level 4 20 Bridge Street SYDNEY NSW 2000 |
1. Name of Company | Australia and New Zealand Banking Group Limited ABN 11 005 357 522 ("ANZ") gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act. |
Date of present notice: 15 September 2017 | |
The previous notice was given to the ASX on: 1 September 2017 | |
The previous notice was dated: 1 September 2017 | |
2. Issued Share Capital | 2,937,415,327 fully paid Ordinary Shares in the capital of ANZ have been issued as at 14 September 2017. |
3(a). Previous and present aggregated % of Voting Shares | The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are: |
Class of Shares | Previous Notice | Present Notice | ||
Total Number | % of Total Shares | Total Number | % of Total Shares | |
Ordinary Fully Paid | 21,713,065 | 0.74% | 21,727,823 | 0.74% |
The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have a net economic exposure, when last required, and when now required, to give a notice to the ASX are:
Class of Shares | Previous Notice | Present Notice | ||
Total Number | % of Total Shares | Total Number | % of Total Shares | |
Ordinary Fully Paid | 21,713,065 | 0.74% | 21,727,823 | 0.74% |
4. Details of Controlled Entity Holdings | The following controlled entities are the holders in the Voting Shares referred to in paragraph 3 above. |
Registered Holder | Controlled Entity entitled to be registered | Number of Shares | % of Total Shares |
ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan | ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan | 78,767 | 0.00% |
Reserve Bank of NZ | ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios | 51,180 | 0.00% |
Registered Holder | Controlled Entity entitled to be registered | Number of Shares | % of Total Shares |
ANZ NZ Investments Nominees / Reserve Bank of NZ / Citicorp Nominees | ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios | 6,019 | 0.00% |
JP Morgan Chase Bank | ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios | 1,197,319 | 0.04% |
JP Morgan Chase Bank / Reserve Bank of NZ | ANZ New Zealand Investments Limited on behalf of various investment funds and client portfolios | 345,379 | 0.01% |
ANZ Custodial Services New Zealand Limited | ANZ Custodial Services New Zealand Limited as trustee for various private clients | 955,043 | 0.03% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for OnePath Wholesale Protected Aus 50 Trust | 18,173 | 0.00% |
ANZ Nominees Limited | OnePath Funds Management Ltd as responsible entity for ANZ Australian Industrial Equities Fund | 1,299,833 | 0.05% |
ANZ Nominees Limited | OnePath Funds Management Ltd as responsible entity for ANZ Select Leaders Pool | 674,980 | 0.02% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for Tax Effective Income Trust | 379,128 | 0.01% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for OnePath Sustainable Investments - Wholesale Australian Share Trust | 54,222 | 0.00% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for Blue Chip Pool | 1,332,722 | 0.05% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for OPTIMIX WHOLESALE AUSTRALIAN SHARES TRUST ARNHEM 130/30 | 562,626 | 0.02% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for OPTIMIX WHOLESALE AUSTRALIAN SHARES TRUST - VINVA | 631,001 | 0.02% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for Optimix Wholesale Australian Share Trust | 1,091,971 | 0.04% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for OnePath Australian Shares Index Pool | 10,954,117 | 0.37% |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity OnePath Australian Shares - Imputation Index Pool | 894,741 | 0.03% |
Registered Holder | Controlled Entity entitled to be registered | Number of Shares | % of Total Shares |
JP Morgan Chase Bank | OnePath Funds Management Ltd as responsible entity for OnePath Passive Defensive Pool | 0 | 0.00% |
HSBC Custody Nominees ACF OASIS | Oasis Fund Management Limited as responsible entity for Oasis Asset Management Ltd | 0 | 0.00% |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as responsible entity for Grow Wrap ADG | 44,608 | 0.00% |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as responsible entity for Dominion | 13,566 | 0.00% |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as responsible entity for FSP | 54,540 | 0.00% |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as responsible entity for Mentor | 8,426 | 0.00% |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as responsible entity for Matrix | 15,488 | 0.00% |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as responsible entity for Voyage | 392,753 | 0.02% |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as responsible entity for Wealthtrac | 124,129 | 0.01% |
OnePath Custodians Pty Ltd | OnePath Custodians Pty Ltd as responsible entity for Portfolio One | 547,092 | 0.02% |
Aggregation | 21,727,823 | 0.74% | |
5. Changes in Voting Shares | Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are: |
Date of Change | Controlled Entity entitled whose shareholding changed | Nature of Change | Consideration given in relation to change ($) | Class of Share | Number of Shares |
1/09/2017 | ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan (the "Plan") | The change in holding occurred as a result of shares under the Plan being forfeited due to cessation of an individual's employment or vesting conditions not being met and / or shares being allocated under the Plan | Not applicable | Ordinary fully paid | 11 |
1/09/2017 | OnePath Funds Management Ltd as responsible entity for OnePath Wholesale Protected Aus 50 Trust | On-market purchase | 10,565.95 | Ordinary fully paid | 357 |
1/09/2017 | OnePath Funds Management Ltd as responsible entity for Optimix Wholesale Australian Share Trust | On-market sale | 451,099.79 | Ordinary fully paid | -15,281 |
1/09/2017 | OnePath Custodians Pty Ltd as responsible entity for Voyage | On-market sale | 6,337.69 | Ordinary fully paid | -216 |
1/09/2017 | OnePath Custodians Pty Ltd as responsible entity for Matrix | On-market sale | 2,700.49 | Ordinary fully paid | -93 |
4/09/2017 | OnePath Custodians Pty Ltd as responsible entity for Voyage | On-market sale | 2,229.19 | Ordinary fully paid | -77 |
5/09/2017 | ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan (the "Plan") | The change in holding occurred as a result of shares under the Plan being forfeited due to cessation of an individual's employment or vesting conditions not being met and / or shares being allocated under the Plan | Not applicable | Ordinary fully paid | 6 |
5/09/2017 | OnePath Custodians Pty Ltd as responsible entity for Voyage | On-market sale | 18,142.92 | Ordinary fully paid | -623 |
5/09/2017 | OnePath Custodians Pty Ltd as responsible entity for Voyage | On-market sale | 13,981.21 | Ordinary fully paid | -480 |
ANZ - Australia & New Zealand Banking Group Ltd. published this content on 15 September 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 15 September 2017 06:38:07 UTC.
Original documenthttp://news.iguana2.com/anz/ASX/ANZ/477855
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