LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 19 June 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common stock | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,020 | 0.02% | 24,275 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 109,600 | 0.03% | 178,400 | 0.05% | |||||||
(4) | |||||||||||
TOTAL: | 189,620 | 0.06% | 202,675 | 0.06% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common stock | Purchase | 76 | 167.4300 USD | ||||
USD 0.01 Class A common stock | Purchase | 92 | 166.8000 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 166.6700 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 167.4100 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 167.5900 USD | ||||
USD 0.01 Class A common stock | Purchase | 100 | 166.8675 USD | ||||
USD 0.01 Class A common stock | Purchase | 105 | 166.8700 USD | ||||
USD 0.01 Class A common stock | Purchase | 130 | 167.2500 USD | ||||
USD 0.01 Class A common stock | Purchase | 140 | 166.9385 USD | ||||
USD 0.01 Class A common stock | Purchase | 149 | 166.8175 USD | ||||
USD 0.01 Class A common stock | Purchase | 173 | 166.7500 USD | ||||
USD 0.01 Class A common stock | Purchase | 200 | 166.6850 USD | ||||
USD 0.01 Class A common stock | Purchase | 200 | 167.1699 USD | ||||
USD 0.01 Class A common stock | Purchase | 236 | 166.6814 USD | ||||
USD 0.01 Class A common stock | Purchase | 300 | 167.1900 USD | ||||
USD 0.01 Class A common stock | Purchase | 300 | 167.6883 USD | ||||
USD 0.01 Class A common stock | Purchase | 300 | 167.1600 USD | ||||
USD 0.01 Class A common stock | Purchase | 382 | 167.4727 USD | ||||
USD 0.01 Class A common stock | Purchase | 400 | 166.8025 USD | ||||
USD 0.01 Class A common stock | Purchase | 600 | 167.9695 USD | ||||
USD 0.01 Class A common stock | Purchase | 764 | 167.2868 USD | ||||
USD 0.01 Class A common stock | Purchase | 774 | 167.4044 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,000 | 167.2647 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,000 | 166.9916 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,557 | 167.2180 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,562 | 167.4152 USD | ||||
USD 0.01 Class A common stock | Purchase | 1,575 | 167.2774 USD | ||||
USD 0.01 Class A common stock | Purchase | 2,330 | 167.1320 USD | ||||
USD 0.01 Class A common stock | Purchase | 2,553 | 166.9600 USD | ||||
USD 0.01 Class A common stock | Purchase | 2,900 | 167.3034 USD | ||||
USD 0.01 Class A common stock | Purchase | 3,196 | 166.9662 USD | ||||
USD 0.01 Class A common stock | Purchase | 3,445 | 166.5359 USD | ||||
USD 0.01 Class A common stock | Purchase | 5,000 | 167.6564 USD | ||||
USD 0.01 Class A common stock | Purchase | 6,629 | 167.2095 USD | ||||
USD 0.01 Class A common stock | Purchase | 7,100 | 167.5509 USD | ||||
USD 0.01 Class A common stock | Purchase | 13,016 | 167.0758 USD | ||||
USD 0.01 Class A common stock | Purchase | 13,152 | 167.0749 USD | ||||
USD 0.01 Class A common stock | Purchase | 23,708 | 167.2696 USD | ||||
USD 0.01 Class A common stock | Purchase | 112,628 | 167.2706 USD | ||||
USD 0.01 Class A common stock | Sale | 40 | 167.4600 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 166.4000 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 166.5900 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 166.7400 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 166.8000 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 166.8400 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 166.8675 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 167.1400 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 167.9900 USD | ||||
USD 0.01 Class A common stock | Sale | 100 | 168.0900 USD | ||||
USD 0.01 Class A common stock | Sale | 105 | 166.8700 USD | ||||
USD 0.01 Class A common stock | Sale | 154 | 167.1446 USD | ||||
USD 0.01 Class A common stock | Sale | 200 | 166.5425 USD | ||||
USD 0.01 Class A common stock | Sale | 300 | 168.3983 USD | ||||
USD 0.01 Class A common stock | Sale | 400 | 167.1450 USD | ||||
USD 0.01 Class A common stock | Sale | 400 | 166.8025 USD | ||||
USD 0.01 Class A common stock | Sale | 530 | 166.9697 USD | ||||
USD 0.01 Class A common stock | Sale | 545 | 166.5500 USD | ||||
USD 0.01 Class A common stock | Sale | 600 | 167.2533 USD | ||||
USD 0.01 Class A common stock | Sale | 600 | 166.8200 USD | ||||
USD 0.01 Class A common stock | Sale | 700 | 166.9328 USD | ||||
USD 0.01 Class A common stock | Sale | 700 | 167.1139 USD | ||||
USD 0.01 Class A common stock | Sale | 800 | 166.4890 USD | ||||
USD 0.01 Class A common stock | Sale | 843 | 166.9944 USD | ||||
USD 0.01 Class A common stock | Sale | 868 | 167.1066 USD | ||||
USD 0.01 Class A common stock | Sale | 1,000 | 167.0407 USD | ||||
USD 0.01 Class A common stock | Sale | 1,127 | 166.9224 USD | ||||
USD 0.01 Class A common stock | Sale | 1,200 | 167.1483 USD | ||||
USD 0.01 Class A common stock | Sale | 1,415 | 166.8389 USD | ||||
USD 0.01 Class A common stock | Sale | 1,612 | 167.4858 USD | ||||
USD 0.01 Class A common stock | Sale | 1,700 | 166.5574 USD | ||||
USD 0.01 Class A common stock | Sale | 1,880 | 166.9852 USD | ||||
USD 0.01 Class A common stock | Sale | 1,946 | 167.1283 USD | ||||
USD 0.01 Class A common stock | Sale | 2,030 | 167.0619 USD | ||||
USD 0.01 Class A common stock | Sale | 2,359 | 166.7548 USD | ||||
USD 0.01 Class A common stock | Sale | 3,100 | 167.4429 USD | ||||
USD 0.01 Class A common stock | Sale | 3,400 | 167.8143 USD | ||||
USD 0.01 Class A common stock | Sale | 3,690 | 167.3979 USD | ||||
USD 0.01 Class A common stock | Sale | 3,947 | 166.9808 USD | ||||
USD 0.01 Class A common stock | Sale | 5,400 | 167.7021 USD | ||||
USD 0.01 Class A common stock | Sale | 5,959 | 166.9600 USD | ||||
USD 0.01 Class A common stock | Sale | 7,504 | 167.2220 USD | ||||
USD 0.01 Class A common stock | Sale | 8,376 | 167.1617 USD | ||||
USD 0.01 Class A common stock | Sale | 9,497 | 167.3253 USD | ||||
USD 0.01 Class A common stock | Sale | 13,082 | 167.3853 USD | ||||
USD 0.01 Class A common stock | Sale | 13,864 | 167.0887 USD | ||||
USD 0.01 Class A common stock | Sale | 20,416 | 167.3754 USD | ||||
USD 0.01 Class A common stock | Sale | 38,660 | 167.2034 USD | ||||
USD 0.01 Class A common stock | Sale | 44,234 | 167.2957 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common stock | Call Options | Purchasing | 100 | 170 USD | American | 29 Jun 2018 | 1.2500 USD | ||||||||
USD 0.01 Class A common stock | Call Options | Purchasing | 100 | 173 USD | American | 6 Jul 2018 | 0.7000 USD | ||||||||
USD 0.01 Class A common stock | Call Options | Purchasing | 200 | 175 USD | American | 21 Sep 2018 | 3.5600 USD | ||||||||
USD 0.01 Class A common stock | Call Options | Selling | 200 | 170 USD | American | 21 Sep 2018 | 5.5700 USD | ||||||||
USD 0.01 Class A common stock | Call Options | Selling | 1,300 | 180 USD | American | 20 Jul 2018 | 0.3500 USD | ||||||||
USD 0.01 Class A common stock | Call Options | Selling | 300 | 185 USD | American | 21 Sep 2018 | 1.4666 USD | ||||||||
USD 0.01 Class A common stock | Put Options | Purchasing | 500 | 120 USD | American | 18 Jan 2019 | 1.0400 USD | ||||||||
USD 0.01 Class A common stock | Put Options | Purchasing | 300 | 130 USD | American | 18 Jan 2019 | 1.6500 USD | ||||||||
USD 0.01 Class A common stock | Put Options | Purchasing | 100 | 160 USD | American | 17 Aug 2018 | 2.6000 USD | ||||||||
USD 0.01 Class A common stock | Put Options | Purchasing | 100 | 170 USD | American | 21 Sep 2018 | 8.2000 USD | ||||||||
USD 0.01 Class A common stock | Put Options | Purchasing | 500 | 180 USD | American | 21 Sep 2018 | 14.6000 USD | ||||||||
USD 0.01 Class A common stock | Put Options | Selling | 2,300 | 135 USD | American | 20 Jul 2018 | 0.1700 USD |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 20 Jun 2018 | |
Contact name: | Jay Supaya | |
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | CME GROUP INC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common stock | Call Options | Purchased | 9,800 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 2,400 | 170.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 1,000 | 160.0000 | American | 29 Jun 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 700 | 173.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 200 | 168.0000 | American | 6 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -200 | 145.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 3,000 | 190.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -200 | 170.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -700 | 175.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -2,100 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -12,700 | 165.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 7,300 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 163.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 500 | 158.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 400 | 115.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 175.0000 | American | 29 Jun 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -700 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,100 | 180.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -3,100 | 175.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 2,000 | 160.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 163.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 200 | 155.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 100 | 165.0000 | American | 29 Jun 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 100 | 173.0000 | American | 6 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -200 | 163.0000 | American | 6 Jul 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 400 | 160.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 Class A common stock | Call Options | Purchased | 300 | 185.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common stock | Call Options | Written | -2,500 | 170.0000 | American | 21 Sep 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:https://www.businesswire.com/news/home/20180620005514/en/
BARCLAYS PLC
Source: BARCLAYS PLC
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Barclays plc published this content on 20 June 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 20 June 2018 10:02:10 UTC