LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | ECHOSTAR CORPORATION | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 21 June 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | INMARSAT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.001 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 51,803 | 0.11% | 46,215 | 0.10% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
42,400 | 0.09% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 6,500 | 0.01% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 100,703 | 0.21% | 46,215 | 0.10% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |||
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.001 Class A common | Purchase | 7 | 45.3900 USD | ||||
USD 0.001 Class A common | Purchase | 100 | 45.0075 USD | ||||
USD 0.001 Class A common | Purchase | 100 | 45.2000 USD | ||||
USD 0.001 Class A common | Purchase | 100 | 45.3800 USD | ||||
USD 0.001 Class A common | Purchase | 100 | 45.3200 USD | ||||
USD 0.001 Class A common | Purchase | 100 | 45.2499 USD | ||||
USD 0.001 Class A common | Purchase | 100 | 45.2050 USD | ||||
USD 0.001 Class A common | Purchase | 150 | 45.3600 USD | ||||
USD 0.001 Class A common | Purchase | 152 | 45.2587 USD | ||||
USD 0.001 Class A common | Purchase | 198 | 45.5300 USD | ||||
USD 0.001 Class A common | Purchase | 200 | 45.3050 USD | ||||
USD 0.001 Class A common | Purchase | 298 | 45.4097 USD | ||||
USD 0.001 Class A common | Purchase | 400 | 45.3575 USD | ||||
USD 0.001 Class A common | Purchase | 596 | 45.2033 USD | ||||
USD 0.001 Class A common | Purchase | 863 | 45.3109 USD | ||||
USD 0.001 Class A common | Purchase | 1,010 | 45.3711 USD | ||||
USD 0.001 Class A common | Purchase | 1,038 | 45.2360 USD | ||||
USD 0.001 Class A common | Purchase | 1,608 | 45.3130 USD | ||||
USD 0.001 Class A common | Purchase | 1,833 | 45.2300 USD | ||||
USD 0.001 Class A common | Purchase | 2,691 | 45.2854 USD | ||||
USD 0.001 Class A common | Purchase | 4,300 | 45.2435 USD | ||||
USD 0.001 Class A common | Purchase | 10,600 | 45.2906 USD | ||||
USD 0.001 Class A common | Purchase | 13,423 | 45.2788 USD | ||||
USD 0.001 Class A common | Purchase | 15,300 | 45.2804 USD | ||||
USD 0.001 Class A common | Sale | 21 | 45.3500 USD | ||||
USD 0.001 Class A common | Sale | 42 | 45.3800 USD | ||||
USD 0.001 Class A common | Sale | 100 | 45.2050 USD | ||||
USD 0.001 Class A common | Sale | 198 | 45.5300 USD | ||||
USD 0.001 Class A common | Sale | 200 | 45.2537 USD | ||||
USD 0.001 Class A common | Sale | 273 | 45.3382 USD | ||||
USD 0.001 Class A common | Sale | 310 | 45.2061 USD | ||||
USD 0.001 Class A common | Sale | 810 | 45.1685 USD | ||||
USD 0.001 Class A common | Sale | 1,294 | 45.2892 USD | ||||
USD 0.001 Class A common | Sale | 1,363 | 45.3201 USD | ||||
USD 0.001 Class A common | Sale | 1,608 | 45.3130 USD | ||||
USD 0.001 Class A common | Sale | 2,100 | 45.2726 USD | ||||
USD 0.001 Class A common | Sale | 2,652 | 45.2300 USD | ||||
USD 0.001 Class A common | Sale | 3,300 | 45.2612 USD | ||||
USD 0.001 Class A common | Sale | 12,819 | 45.2792 USD | ||||
USD 0.001 Class A common | Sale | 13,200 | 45.2802 USD | ||||
USD 0.001 Class A common | Sale | 14,493 | 45.2943 USD |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 22 Jun 2018 | ||
Contact name: | Femi Badmos | ||
Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. |
are being disclosed: | |
Name of offeror/offeree in relation to whose | ECHOSTAR CORPORATION |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.001 Class A common | Call Options | Purchased | 5,400 | 45.0000 | American | 20 Jul 2018 | |||||||
USD 0.001 Class A common | Call Options | Purchased | 1,100 | 50.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:https://www.businesswire.com/news/home/20180622005306/en/
BARCLAYS PLC
Source: BARCLAYS PLC
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Barclays plc published this content on 22 June 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 22 June 2018 13:07:05 UTC