LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. | ||
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |||
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | CME GROUP INC | ||
(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO THE OFFEROR | ||
(e) Date dealing undertaken: | 24 May 2018 | ||
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state 'N/A' | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 80,000 | 0.02% | 27,242 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 204,700 | 0.06% | 371,800 | 0.11% | |||||||
(4) | |||||||||||
TOTAL: | 284,700 | 0.08% | 399,042 | 0.12% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | ||
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 9 | 158.7900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 21 | 158.4100 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 30 | 157.6599 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 48 | 159.8500 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.0900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 158.6200 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 158.4200 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 158.6000 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 158.5900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 159.9200 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 101 | 159.8894 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 110 | 158.3700 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 132 | 158.3448 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 133 | 158.2207 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 158.4800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 159.0450 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 159.7800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 159.8150 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 157.9975 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 157.6899 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 430 | 159.3799 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 493 | 159.0858 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 900 | 159.5911 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,200 | 159.8415 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,300 | 159.2680 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,589 | 158.5324 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,600 | 159.1485 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,990 | 159.8505 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 2,300 | 159.7900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 2,901 | 158.5005 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 3,200 | 159.2835 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 3,400 | 158.8426 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 3,900 | 158.5189 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 4,753 | 159.9580 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 31,326 | 158.8348 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 49,943 | 160.0100 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 6 | 157.2800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 15 | 157.5200 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 76 | 158.5200 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 92 | 157.2900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 159.2625 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 158.6000 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 158.5600 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 157 | 159.2301 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 280 | 158.3966 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 159.0066 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 362 | 159.6562 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 159.4775 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 410 | 159.0359 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 420 | 159.1800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 483 | 159.6421 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 489 | 158.5360 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 159.7800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 158.6930 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 600 | 159.2391 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 700 | 157.5978 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 730 | 159.1795 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 979 | 159.6024 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,223 | 158.4236 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,285 | 158.5165 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,548 | 159.8389 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,715 | 158.6647 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,890 | 159.9167 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 2,200 | 159.3337 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 2,300 | 159.7900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 2,400 | 159.2136 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 3,932 | 158.5842 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 4,186 | 158.7657 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 4,922 | 160.0077 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 6,148 | 158.4941 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 6,628 | 158.9171 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 16,326 | 158.8681 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 50,441 | 160.0100 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 100 | 170 USD | American | 20 Jul 2018 | 1.0500 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 300 | 150 USD | American | 15 Jun 2018 | 0.8500 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 100 | 153 USD | American | 15 Jun 2018 | 1.3000 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 500 | 125 USD | American | 15 Jun 2018 | 0.0500 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 300 | 140 USD | American | 15 Jun 2018 | 0.2500 USD |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 25 May 2018 | ||
Contact name: | Femi Badmos | ||
Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. | ||
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 9,800 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 160.0000 | American | 29 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 300 | 165.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 145.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -900 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 155.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 900 | 155.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 170.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,500 | 200.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 5,800 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 5,700 | 140.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 500 | 158.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 168.0000 | American | 1 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 130.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 158.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 185.0000 | American | 25 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 145.0000 | American | 8 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 9,900 | 175.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,000 | 165.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 140.0000 | American | 8 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 145.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,500 | 130.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -5,600 | 150.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -8,700 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,800 | 130.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 140.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 155.0000 | American | 22 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 153.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -800 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,200 | 175.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 185.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 500 | 125.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 163.0000 | American | 25 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 155.0000 | American | 25 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -700 | 168.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,500 | 155.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,200 | 170.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 160.0000 | American | 25 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 155.0000 | American | 20 Jul 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 135.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -203,400 | 150.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 136,100 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 300 | 153.0000 | American | 8 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 300 | 160.0000 | American | 25 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:https://www.businesswire.com/news/home/20180525005221/en/
BARCLAYS PLC
Source: BARCLAYS PLC
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Disclaimer
Barclays plc published this content on 25 May 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 25 May 2018 10:32:02 UTC