LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | VANTIV INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO OFFEREE | |||
(e) | Date position held/dealing undertaken: | 16 August 2017 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.00001 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 55,262 | 0.03% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 2,400 | 0.00% | 82,200 | 0.05% | |||||||
TOTAL: | 57,662 | 0.04% | 82,200 | 0.05% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.00001 Class A common | Purchase | 53 | 72.3100 USD | ||||
USD 0.00001 Class A common | Purchase | 98 | 71.8500 USD | ||||
USD 0.00001 Class A common | Purchase | 200 | 72.2500 USD | ||||
USD 0.00001 Class A common | Purchase | 200 | 72.3700 USD | ||||
USD 0.00001 Class A common | Purchase | 300 | 72.2800 USD | ||||
USD 0.00001 Class A common | Purchase | 300 | 72.2683 USD | ||||
USD 0.00001 Class A common | Purchase | 400 | 72.2175 USD | ||||
USD 0.00001 Class A common | Purchase | 400 | 72.2587 USD | ||||
USD 0.00001 Class A common | Purchase | 500 | 72.2900 USD | ||||
USD 0.00001 Class A common | Purchase | 538 | 72.3083 USD | ||||
USD 0.00001 Class A common | Purchase | 691 | 72.3258 USD | ||||
USD 0.00001 Class A common | Purchase | 901 | 72.2766 USD | ||||
USD 0.00001 Class A common | Purchase | 1,100 | 72.0772 USD | ||||
USD 0.00001 Class A common | Purchase | 1,498 | 72.3221 USD | ||||
USD 0.00001 Class A common | Purchase | 3,200 | 72.2404 USD | ||||
USD 0.00001 Class A common | Purchase | 3,200 | 71.8762 USD | ||||
USD 0.00001 Class A common | Purchase | 3,344 | 72.2129 USD | ||||
USD 0.00001 Class A common | Purchase | 3,493 | 72.3120 USD | ||||
USD 0.00001 Class A common | Purchase | 3,500 | 72.2736 USD | ||||
USD 0.00001 Class A common | Purchase | 4,388 | 72.2700 USD | ||||
USD 0.00001 Class A common | Purchase | 4,911 | 72.2120 USD | ||||
USD 0.00001 Class A common | Purchase | 5,030 | 72.1620 USD | ||||
USD 0.00001 Class A common | Purchase | 5,201 | 72.2637 USD | ||||
USD 0.00001 Class A common | Purchase | 7,000 | 72.2476 USD | ||||
USD 0.00001 Class A common | Purchase | 7,400 | 72.2514 USD | ||||
USD 0.00001 Class A common | Purchase | 7,596 | 72.2397 USD | ||||
USD 0.00001 Class A common | Purchase | 9,000 | 72.2451 USD | ||||
USD 0.00001 Class A common | Purchase | 10,306 | 72.2122 USD | ||||
USD 0.00001 Class A common | Purchase | 11,240 | 72.2914 USD | ||||
USD 0.00001 Class A common | Purchase | 14,672 | 72.0563 USD | ||||
USD 0.00001 Class A common | Purchase | 20,300 | 72.2743 USD | ||||
USD 0.00001 Class A common | Purchase | 20,400 | 72.2408 USD | ||||
USD 0.00001 Class A common | Purchase | 29,700 | 72.2608 USD | ||||
USD 0.00001 Class A common | Purchase | 41,236 | 72.2435 USD | ||||
USD 0.00001 Class A common | Purchase | 44,472 | 72.2602 USD | ||||
USD 0.00001 Class A common | Purchase | 64,401 | 72.2289 USD | ||||
USD 0.00001 Class A common | Sale | 11 | 72.3500 USD | ||||
USD 0.00001 Class A common | Sale | 36 | 72.3300 USD | ||||
USD 0.00001 Class A common | Sale | 98 | 71.8500 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 72.0900 USD | ||||
USD 0.00001 Class A common | Sale | 133 | 72.1369 USD | ||||
USD 0.00001 Class A common | Sale | 196 | 72.2553 USD | ||||
USD 0.00001 Class A common | Sale | 200 | 72.3950 USD | ||||
USD 0.00001 Class A common | Sale | 200 | 72.4400 USD | ||||
USD 0.00001 Class A common | Sale | 246 | 72.2900 USD | ||||
USD 0.00001 Class A common | Sale | 300 | 72.2500 USD | ||||
USD 0.00001 Class A common | Sale | 300 | 72.2966 USD | ||||
USD 0.00001 Class A common | Sale | 300 | 72.2200 USD | ||||
USD 0.00001 Class A common | Sale | 304 | 72.2700 USD | ||||
USD 0.00001 Class A common | Sale | 400 | 72.3125 USD | ||||
USD 0.00001 Class A common | Sale | 400 | 72.2075 USD | ||||
USD 0.00001 Class A common | Sale | 446 | 72.3200 USD | ||||
USD 0.00001 Class A common | Sale | 452 | 72.2523 USD | ||||
USD 0.00001 Class A common | Sale | 500 | 72.2530 USD | ||||
USD 0.00001 Class A common | Sale | 600 | 72.2266 USD | ||||
USD 0.00001 Class A common | Sale | 700 | 72.1671 USD | ||||
USD 0.00001 Class A common | Sale | 800 | 72.2325 USD | ||||
USD 0.00001 Class A common | Sale | 864 | 72.2367 USD | ||||
USD 0.00001 Class A common | Sale | 1,004 | 72.2437 USD | ||||
USD 0.00001 Class A common | Sale | 1,057 | 72.1928 USD | ||||
USD 0.00001 Class A common | Sale | 1,100 | 72.2797 USD | ||||
USD 0.00001 Class A common | Sale | 1,200 | 72.3750 USD | ||||
USD 0.00001 Class A common | Sale | 1,204 | 72.2949 USD | ||||
USD 0.00001 Class A common | Sale | 1,336 | 72.3995 USD | ||||
USD 0.00001 Class A common | Sale | 1,511 | 72.3617 USD | ||||
USD 0.00001 Class A common | Sale | 1,700 | 72.2535 USD | ||||
USD 0.00001 Class A common | Sale | 2,248 | 72.3173 USD | ||||
USD 0.00001 Class A common | Sale | 2,453 | 72.2741 USD | ||||
USD 0.00001 Class A common | Sale | 2,900 | 72.2015 USD | ||||
USD 0.00001 Class A common | Sale | 3,880 | 71.9452 USD | ||||
USD 0.00001 Class A common | Sale | 8,702 | 72.2328 USD | ||||
USD 0.00001 Class A common | Sale | 9,589 | 72.2931 USD | ||||
USD 0.00001 Class A common | Sale | 13,300 | 72.1145 USD | ||||
USD 0.00001 Class A common | Sale | 14,900 | 72.2252 USD | ||||
USD 0.00001 Class A common | Sale | 15,600 | 72.2475 USD | ||||
USD 0.00001 Class A common | Sale | 16,100 | 72.2602 USD | ||||
USD 0.00001 Class A common | Sale | 18,600 | 72.2673 USD | ||||
USD 0.00001 Class A common | Sale | 19,811 | 72.2734 USD | ||||
USD 0.00001 Class A common | Sale | 28,349 | 72.1262 USD | ||||
USD 0.00001 Class A common | Sale | 153,539 | 72.2507 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 17 Aug 2017 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | VANTIV INC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.00001 Class A common | Call Options | Written | -1,100 | 70.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -400 | 55.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -1,500 | 60.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 600 | 60.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Put Options | Written | 600 | 60.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -600 | 75.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -100 | 65.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 100 | 55.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -200 | 80.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -500 | 75.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Call Options | Written | -11,500 | 65.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -25,300 | 70.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -34,400 | 65.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 600 | 65.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -3,300 | 60.0000 | American | 18 Aug 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 400 | 60.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -1,200 | 70.0000 | American | 15 Sep 2017 | |||||||
USD 0.00001 Class A common | Put Options | Written | 100 | 65.0000 | American | 15 Sep 2017 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -2,100 | 45.0000 | American | 16 Feb 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:http://www.businesswire.com/news/home/20170817005467/en/
BARCLAYS PLC
Source: BARCLAYS PLC
Barclays plc published this content on 17 August 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 17 August 2017 10:41:06 UTC.
Original documenthttp://otp.investis.com/clients/uk/barclays1/rns/regulatory-story.aspx?cid=68&newsid=906944
Public permalinkhttp://www.publicnow.com/view/BE14A5116E1512EA3DEB93D9C9CF9177501D70BF