LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | VANTIV INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO OFFEREE | |||
(e) | Date position held/dealing undertaken: | 17 November 2017 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.00001 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 21,202 | 0.01% | 366 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 9,100 | 0.01% | 60,800 | 0.04% | |||||||
(4) | |||||||||||
TOTAL: | 30,302 | 0.02% | 61,166 | 0.04% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.00001 Class A common | Purchase | 1 | 69.9800 USD | ||||
USD 0.00001 Class A common | Purchase | 100 | 70.2400 USD | ||||
USD 0.00001 Class A common | Purchase | 100 | 69.9050 USD | ||||
USD 0.00001 Class A common | Purchase | 200 | 69.8250 USD | ||||
USD 0.00001 Class A common | Purchase | 200 | 69.7700 USD | ||||
USD 0.00001 Class A common | Purchase | 200 | 69.9875 USD | ||||
USD 0.00001 Class A common | Purchase | 267 | 69.9750 USD | ||||
USD 0.00001 Class A common | Purchase | 284 | 69.9760 USD | ||||
USD 0.00001 Class A common | Purchase | 300 | 70.1100 USD | ||||
USD 0.00001 Class A common | Purchase | 390 | 70.0474 USD | ||||
USD 0.00001 Class A common | Purchase | 400 | 69.8575 USD | ||||
USD 0.00001 Class A common | Purchase | 400 | 69.9488 USD | ||||
USD 0.00001 Class A common | Purchase | 400 | 70.0600 USD | ||||
USD 0.00001 Class A common | Purchase | 500 | 69.9240 USD | ||||
USD 0.00001 Class A common | Purchase | 583 | 70.1174 USD | ||||
USD 0.00001 Class A common | Purchase | 613 | 69.8722 USD | ||||
USD 0.00001 Class A common | Purchase | 700 | 69.8700 USD | ||||
USD 0.00001 Class A common | Purchase | 1,000 | 70.0360 USD | ||||
USD 0.00001 Class A common | Purchase | 1,248 | 69.9383 USD | ||||
USD 0.00001 Class A common | Purchase | 1,421 | 69.9900 USD | ||||
USD 0.00001 Class A common | Purchase | 1,754 | 69.9261 USD | ||||
USD 0.00001 Class A common | Purchase | 2,300 | 69.9852 USD | ||||
USD 0.00001 Class A common | Purchase | 2,400 | 69.8911 USD | ||||
USD 0.00001 Class A common | Purchase | 2,500 | 70.0385 USD | ||||
USD 0.00001 Class A common | Purchase | 3,202 | 70.0407 USD | ||||
USD 0.00001 Class A common | Purchase | 4,100 | 70.0426 USD | ||||
USD 0.00001 Class A common | Purchase | 5,500 | 69.9058 USD | ||||
USD 0.00001 Class A common | Purchase | 8,784 | 69.8784 USD | ||||
USD 0.00001 Class A common | Purchase | 16,379 | 69.9283 USD | ||||
USD 0.00001 Class A common | Purchase | 26,094 | 69.9078 USD | ||||
USD 0.00001 Class A common | Purchase | 44,100 | 69.8634 USD | ||||
USD 0.00001 Class A common | Sale | 45 | 70.1400 USD | ||||
USD 0.00001 Class A common | Sale | 48 | 69.9400 USD | ||||
USD 0.00001 Class A common | Sale | 90 | 69.9700 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 69.7100 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 69.9300 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 69.9100 USD | ||||
USD 0.00001 Class A common | Sale | 100 | 69.8950 USD | ||||
USD 0.00001 Class A common | Sale | 190 | 69.9368 USD | ||||
USD 0.00001 Class A common | Sale | 200 | 69.9500 USD | ||||
USD 0.00001 Class A common | Sale | 200 | 69.8200 USD | ||||
USD 0.00001 Class A common | Sale | 200 | 69.8000 USD | ||||
USD 0.00001 Class A common | Sale | 300 | 69.9000 USD | ||||
USD 0.00001 Class A common | Sale | 300 | 69.8666 USD | ||||
USD 0.00001 Class A common | Sale | 300 | 70.0333 USD | ||||
USD 0.00001 Class A common | Sale | 500 | 69.8580 USD | ||||
USD 0.00001 Class A common | Sale | 500 | 69.9800 USD | ||||
USD 0.00001 Class A common | Sale | 500 | 69.8700 USD | ||||
USD 0.00001 Class A common | Sale | 600 | 69.7400 USD | ||||
USD 0.00001 Class A common | Sale | 700 | 69.7057 USD | ||||
USD 0.00001 Class A common | Sale | 800 | 69.9712 USD | ||||
USD 0.00001 Class A common | Sale | 879 | 69.7891 USD | ||||
USD 0.00001 Class A common | Sale | 900 | 69.9366 USD | ||||
USD 0.00001 Class A common | Sale | 1,200 | 69.9629 USD | ||||
USD 0.00001 Class A common | Sale | 1,300 | 69.9276 USD | ||||
USD 0.00001 Class A common | Sale | 1,300 | 70.0315 USD | ||||
USD 0.00001 Class A common | Sale | 1,894 | 69.9900 USD | ||||
USD 0.00001 Class A common | Sale | 1,900 | 69.8223 USD | ||||
USD 0.00001 Class A common | Sale | 2,880 | 69.9538 USD | ||||
USD 0.00001 Class A common | Sale | 2,900 | 69.9513 USD | ||||
USD 0.00001 Class A common | Sale | 3,300 | 70.0530 USD | ||||
USD 0.00001 Class A common | Sale | 4,500 | 69.8402 USD | ||||
USD 0.00001 Class A common | Sale | 5,232 | 69.9502 USD | ||||
USD 0.00001 Class A common | Sale | 6,105 | 69.8427 USD | ||||
USD 0.00001 Class A common | Sale | 6,852 | 69.9185 USD | ||||
USD 0.00001 Class A common | Sale | 7,480 | 69.9497 USD | ||||
USD 0.00001 Class A common | Sale | 10,266 | 69.9374 USD | ||||
USD 0.00001 Class A common | Sale | 15,979 | 69.9315 USD | ||||
USD 0.00001 Class A common | Sale | 18,309 | 69.9419 USD | ||||
USD 0.00001 Class A common | Sale | 27,244 | 69.8449 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 20 Nov 2017 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | VANTIV INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.00001 Class A common | Put Options | Written | 1,600 | 70.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -300 | 60.0000 | American | 18 May 2018 | |||||||
USD 0.00001 Class A common | Put Options | Written | 200 | 70.0000 | American | 18 May 2018 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -100 | 50.0000 | American | 18 May 2018 | |||||||
USD 0.00001 Class A common | Put Options | Written | 2,400 | 60.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 2,000 | 60.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -400 | 75.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Call Options | Written | -3,700 | 75.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -15,000 | 75.0000 | American | 15 Dec 2017 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -100 | 35.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -200 | 65.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Call Options | Written | -200 | 85.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Call Options | Written | -200 | 80.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -700 | 70.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Call Options | Written | -3,900 | 70.0000 | American | 15 Dec 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -5,200 | 75.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Call Options | Written | -15,500 | 70.0000 | American | 18 May 2018 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 1,500 | 70.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Put Options | Written | 400 | 70.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Call Options | Written | -500 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.00001 Class A common | Call Options | Written | -11,100 | 65.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 600 | 65.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Call Options | Purchased | 400 | 60.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Call Options | Written | -100 | 50.0000 | American | 16 Feb 2018 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -1,600 | 65.0000 | American | 17 Nov 2017 | |||||||
USD 0.00001 Class A common | Put Options | Purchased | -2,000 | 45.0000 | American | 16 Feb 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:http://www.businesswire.com/news/home/20171120005469/en/
BARCLAYS PLC
Source: BARCLAYS PLC
Barclays plc published this content on 20 November 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 20 November 2017 11:20:08 UTC.
Original documenthttp://otp.investis.com/clients/uk/barclays1/rns/regulatory-story.aspx?cid=68&newsid=951306
Public permalinkhttp://www.publicnow.com/view/CC7B799071DB38402FA1E402A3B317C9B08F2E92