LONDON--(BUSINESS WIRE)--
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ('RI') STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | ANHEUSER-BUSCH INBEV SA/NV | |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANHEUSER-BUSCH INBEV SA/NV | |
(d) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure | 12 July 2016 | |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state 'N/A' | YES SABMILLER PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 9,621,642 | 0.60% | 9,878,840 | 0.61% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
5,847,724 | 0.36% | 4,833,688 | 0.30% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 25,000 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 15,494,366 | 0.96% | 14,712,528 | 0.91% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(a) | Purchases and sales | ||||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||||
security | securities | paid/received | paid/received | ||||||
ORD | Purchase | 223,245 | 116.4900 EUR | 115.2624 EUR | |||||
ORD | Purchase | 221,695 | 128.2809 USD | 128.2264 USD | |||||
ORD | Sale | 118,264 | 116.3750 EUR | 115.45 EUR | |||||
ORD | Sale | 118,264 | 128.2809 USD | 128.2264 USD | |||||
(b) | Cash-settled derivative transactions | ||||||||
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | CFD | Long | 16 | 1,840.2637 ZAR | |||||
ORD | CFD | Long | 58 | 115.9337 EUR | |||||
ORD | SWAP | Long | 102 | 116.2182 EUR | |||||
ORD | SWAP | Long | 122 | 116.2825 EUR | |||||
ORD | SWAP | Long | 252 | 116.0266 EUR | |||||
ORD | SWAP | Long | 275 | 115.7418 EUR | |||||
ORD | SWAP | Long | 280 | 115.2456 EUR | |||||
ORD | SWAP | Long | 428 | 115.7622 EUR | |||||
ORD | SWAP | Long | 740 | 115.7291 EUR | |||||
ORD | SWAP | Long | 833 | 116.2419 EUR | |||||
ORD | SWAP | Long | 2,913 | 115.9080 EUR | |||||
ORD | CFD | Long | 3,184 | 1,844.9284 ZAR | |||||
ORD | SWAP | Long | 9,861 | 115.9970 EUR | |||||
ORD | SWAP | Long | 13,520 | 116.1128 EUR | |||||
ORD | CFD | Long | 45,939 | 1,847.9504 ZAR | |||||
ORD | SWAP | Short | 267 | 115.7804 EUR | |||||
ORD | SWAP | Short | 290 | 115.8523 EUR | |||||
ORD | SWAP | Short | 377 | 115.8789 EUR | |||||
ORD | SWAP | Short | 390 | 115.8598 EUR | |||||
ORD | SWAP | Short | 446 | 115.4181 EUR | |||||
ORD | SWAP | Short | 504 | 115.9197 EUR | |||||
ORD | SWAP | Short | 1,001 | 115.5461 EUR | |||||
ORD | SWAP | Short | 1,020 | 115.5028 EUR | |||||
ORD | SWAP | Short | 2,000 | 115.1162 EUR | |||||
ORD | SWAP | Short | 2,928 | 116.0578 EUR | |||||
ORD | CFD | Short | 2,320 | 1,848.7468 ZAR | |||||
ORD | CFD | Short | 12,689 | 115.9602 EUR | |||||
ORD | CFD | Short | 13,396 | 1,838.5761 ZAR | |||||
ORD | CFD | Short | 26,198 | 116.4815 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 13 July 2016 | |
Contact name: | Pinar Coktas | |
Telephone number: | 020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Full name of person making disclosure: | BARCLAYS CAPITAL SECURITIES LTD | |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ANHEUSER-BUSCH INBEV SA/NV |
2. | OPTIONS AND DERIVATIVES | ||||||||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Written | 25,000 | 100.0000 | American | 16 Jun 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com:http://www.businesswire.com/news/home/20160713005624/en/
BARCLAYS PLC
Source: BARCLAYS PLC
Barclays plc published this content on 13 July 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 13 July 2016 10:48:04 UTC.
Original documenthttp://otp.investis.com/clients/uk/barclays1/rns/regulatory-story.aspx?cid=68&newsid=760107
Public permalinkhttp://www.publicnow.com/view/08FE2B330556DC360B07E207AEB490571E88A489