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For filings with the FSA include the annex |
For filings with the issuer exclude the annex |
TR-1: Notification of Major Interests in Shares | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Barclays plc | |||
2. Reason for the notification(please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation: | The Capital Group Companies, Inc. | |||
4. Full name of shareholder(s) (if different from 3.): | See Schedule A | |||
5. Date of the transaction and date on which the threshold is crossed reached: | 29 January 2013 | |||
6. Date on which the issuer notified: | 30 January 2013 | |||
7. Threshold(s) that is/are crossed or reached: | Above 4% | |||
8. Notified details: | ||||||||
A: Voting rights attached to shares | ||||||||
Class/type of sharesIf possible using the ISIN CODE | Situation previous to the Triggering transaction | Resulting situation after the triggering transaction | ||||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | % of voting rights | ||||
Direct | Indirect | Direct | Indirect | Direct | Indirect | |||
Ordinary (GB0031348658) | 485,448,724 | 485,448,724 | 492,619,694 | 492,619,694 | 4.0238%* | |||
ADRs (US06738E2046) | 8,389 | 33,556 | 8,389 | 33,556 | 0.0003% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
N/A |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial | Exercise price | Expiration date |
Exercise/ | Number of voting rights instrument refers to | % of voting rights | |
N/A | Nominal | Delta | ||||
Total (A+B+C) | |
Number of voting rights | % of voting rights |
492,653,250 | 4.024% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
See Schedule A |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact Name: |
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15. Contact telephone number: |
(213) 615-0469 |
As of 29 January 2013
BARCLAYS PLC
Number of Shares | Percent of Outstanding | |
The Capital Group Companies, Inc. ("CG") Holdings | 492,653,250 | 4.024% |
Holdings by CG Management Companies and Funds: | ||
Capital Guardian Trust Company | 68,214,001 | 0.557% |
Capital International Limited | 1,709,900 | 0.014% |
Capital International SÁrl | 2,265,400 | 0.019% |
Capital International, Inc. | 2,414,685 | 0.020% |
Capital Research and Management Company | 418,049,264 | 3.415% |
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