For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 30/04/2014

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Brockman Mining Limited Date Submitted 7 May 2014

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code : 00159 Description : BROCKMAN MINING

No. of ordinary shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month 10,000,000,000 HK$0.10 HK$1,000,000,000.00

Increase/(decrease) 0 0

Balance at close of the month 10,000,000,000 HK$0.10 HK$1,000,000,000.00

(2) Stock code : - - Description : - -

No. of ordinary shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

2. Preference Shares

For Main Board and GEM listed issuers

Stock code : - - Description : - -

No. of preference shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

3. Other Classes of Shares

Stock code : - - Description : - -

No. of other classes of shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month (State

currency) : HK$1,000,000,000.00

II. Movements in Issued Share Capital

For Main Board and GEM listed issuers

No. of ordinary shares

(1) (2)

No of preference shares

No. of other classes of shares

Balance at close of

preceding month 8,381,982,131 - - - - - -

Increase/ (decrease)

during the month 0 - - - - - -

Balance at close of the

month 8,381,982,131 - - - - - -

III. Details of Movements in Issued Share Capital


Share Options (under Share Option Schemes of the Issuer) Particulars of share
option scheme
including EGM
No. of new shares of issuer issued during the month pursuant
No. of new shares of issuer which may be issued pursuant
approval date (dd/mm/yyyy) and class of shares
Movement during the month
thereto
thereto as at close of the month
issuable Granted Exercised Cancelled Lapsed
1. Share Option Scheme Adopted at the SGM on
14/08/2002, exercise price of HK$0.72 per share
Ordinary shares 0 0 0 0 0 83,400,000

(Note 1)

2. Share Option Scheme Adopted at the SGM on
13/11/2012, exercise
price of HK$0.717 - HK$0.967 per share
Ordinary shares 0 0 0 300,000 0 183,400,000

(Note 1)

3. Share Option Scheme Adopted at the SGM on
13/11/2012, exercise price of HK$0.717 - HK$0.967 per share
Ordinary shares 0 0 0 0 0 153,200,000

(Note 1)

Total A. (Ordinary shares) 0

(Preference shares) - -

(Other class) - -

Total funds raised during the month from exercise of
options (State currency) 0

Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers

No. of new No. of new

shares of shares of issuer issued issuer which during the may be issued

month pursuant pursuant thereto as at

Currency of Nominal value at Exercised Nominal value thereto close of the

Description of warrants nominal close of during the at close of the month

(Date of expiry - dd/mm/yyyy) value preceding month month month

1. ASX Listed Options

Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 )

Stock code (if listed) (ASX) WNIO

Class of shares

issuable (Note 1) Ordinary share

A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date

(if applicable)

(dd/mm/yyyy) ( 13 / 12 / 2010 )

2.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) 0

(Preference shares) N/A

(Other class) N/A

15,000,000

1. ASX Listed Options

Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 )

Stock code (if listed) (ASX) WNIO

Class of shares

issuable (Note 1) Ordinary share

A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date

(if applicable)

(dd/mm/yyyy) ( 13 / 12 / 2010 )

2.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) 0

(Preference shares) N/A

(Other class) N/A

1. ASX Listed Options

Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 )

Stock code (if listed) (ASX) WNIO

Class of shares

issuable (Note 1) Ordinary share

A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date

(if applicable)

(dd/mm/yyyy) ( 13 / 12 / 2010 )

2.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) 0

(Preference shares) N/A

(Other class) N/A

1. ASX Listed Options

Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 )

Stock code (if listed) (ASX) WNIO

Class of shares

issuable (Note 1) Ordinary share

A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date

(if applicable)

(dd/mm/yyyy) ( 13 / 12 / 2010 )

2.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) 0

(Preference shares) N/A

(Other class) N/A

1. ASX Listed Options

Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 )

Stock code (if listed) (ASX) WNIO

Class of shares

issuable (Note 1) Ordinary share

A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date

(if applicable)

(dd/mm/yyyy) ( 13 / 12 / 2010 )

2.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4.

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) 0

(Preference shares) N/A

(Other class) N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
Class and description

1.

Currency of amount outstanding
Amount at close of preceding month
Converted during the month
Amount at close of the month
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)
(dd/mm/yyyy)) ( / / )

2.

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )

3.

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )

4.


Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
Total C. (Ordinary shares) (Preference shares) (Other class)
For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:
1.
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
( / / )
shares (Note 1)
2.
( / / )
shares (Note 1)
3.
( / / )
shares (Note 1)
Total D. (Ordinary shares) (Preference shares) (Other class)
For Main Board and GEM listed issuers

Other Movements in Issued Share Capital
Type of Issue
Class of shares issuable

(Note 1)

No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. Rights issue At price : State

Issue and allotment date : (dd/mm/yyyy)

EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable

(Note 1)

2. Open offer At price : State currency

Issue and allotment date : (dd/mm/yyyy)

EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable

(Note 1)

3. Placing At price : State currency

Issue and allotment date : (dd/mm/yyyy)

EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable

(Note 1)

4. Bonus issue
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
For Main Board and GEM listed issuers
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Type of Issue
Class of shares issuable

(Note 1)

5. Scrip dividend At price : State
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
repurchased (Note 1)
6. Repurchase of shares
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
redeemed (Note 1)
7. Redemption of shares
Redemption date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable

(Note 1)

8. Consideration
State
Issue and allotment
( / / )

issue At price : currency
date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )

For Main Board and GEM listed issuers
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Type of Issue
Class of shares issuable

(Note 1)

9. Capital reorganisation
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
10. Other
State
Class of shares issuable

(Note 1)

(Please specify) At price : currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Total E. (Ordinary shares) (Preference shares) (Other class)

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

0

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

- -

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

- -

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

- -

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

are Capital").)

For Main Board and GEM listed issuers

Remarks (if any):



Submitted by: Tricor Secretaries Limited

Title: Branch Share Registrar (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet

distributed by