For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 30/04/2014
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Brockman Mining Limited Date Submitted 7 May 2014
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 00159 Description : BROCKMAN MINING
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month 10,000,000,000 HK$0.10 HK$1,000,000,000.00
Increase/(decrease) 0 0
Balance at close of the month 10,000,000,000 HK$0.10 HK$1,000,000,000.00
(2) Stock code : - - Description : - -
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : - - Description : - -
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code : - - Description : - -
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State
currency) : HK$1,000,000,000.00
II. Movements in Issued Share Capital
For Main Board and GEM listed issuers
No. of ordinary shares
(1) (2)
No of preference shares
No. of other classes of shares
Balance at close of
preceding month 8,381,982,131 - - - - - -
Increase/ (decrease)
during the month 0 - - - - - -
Balance at close of the
month 8,381,982,131 - - - - - -
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) Particulars of share
option scheme
including EGM
No. of new shares of issuer issued during the month pursuant
No. of new shares of issuer which may be issued pursuant
approval date (dd/mm/yyyy) and class of shares
Movement during the month
thereto
thereto as at close of the month
issuable Granted Exercised Cancelled Lapsed
1. Share Option Scheme Adopted at the SGM on
14/08/2002, exercise price of HK$0.72 per share
Ordinary shares 0 0 0 0 0 83,400,000
(Note 1)
2. Share Option Scheme Adopted at the SGM on
13/11/2012, exercise
price of HK$0.717 - HK$0.967 per share
Ordinary shares 0 0 0 300,000 0 183,400,000
(Note 1)
3. Share Option Scheme Adopted at the SGM on
13/11/2012, exercise price of HK$0.717 - HK$0.967 per share
Ordinary shares 0 0 0 0 0 153,200,000
(Note 1)
Total A. (Ordinary shares) 0
(Preference shares) - -
(Other class) - -
Total funds raised during the month from exercise of
options (State currency) 0
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month | |
1. ASX Listed Options Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 ) Stock code (if listed) (ASX) WNIO Class of shares issuable (Note 1) Ordinary share A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) ( 13 / 12 / 2010 ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A | 15,000,000 |
1. ASX Listed Options Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 ) Stock code (if listed) (ASX) WNIO Class of shares issuable (Note 1) Ordinary share A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) ( 13 / 12 / 2010 ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A | |
1. ASX Listed Options Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 ) Stock code (if listed) (ASX) WNIO Class of shares issuable (Note 1) Ordinary share A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) ( 13 / 12 / 2010 ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A | |
1. ASX Listed Options Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 ) Stock code (if listed) (ASX) WNIO Class of shares issuable (Note 1) Ordinary share A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) ( 13 / 12 / 2010 ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A | |
1. ASX Listed Options Date of expiry: A$ 3,000,000 0 3,000,000 0 ( 30 / 09 / 2014 ) Stock code (if listed) (ASX) WNIO Class of shares issuable (Note 1) Ordinary share A$0.2 per ordinary share Subscription price (Subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) ( 13 / 12 / 2010 ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
Class and description
1.
Currency of amount outstanding
Amount at close of preceding month
Converted during the month
Amount at close of the month
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)
(dd/mm/yyyy)) ( / / )
2.
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
3.
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
4.
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
Total C. (Ordinary shares) (Preference shares) (Other class)
For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:
1.
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
( / / )
shares (Note 1)
2.
( / / )
shares (Note 1)
3.
( / / )
shares (Note 1)
Total D. (Ordinary shares) (Preference shares) (Other class)
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
Type of Issue
Class of shares issuable
(Note 1)
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. Rights issue At price : State
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
2. Open offer At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
3. Placing At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
4. Bonus issue
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
For Main Board and GEM listed issuers
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Type of Issue
Class of shares issuable
(Note 1)
5. Scrip dividend At price : State
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
repurchased (Note 1)
6. Repurchase of shares
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
redeemed (Note 1)
7. Redemption of shares
Redemption date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
8. Consideration
State
Issue and allotment
( / / )
issue At price : currency
date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
For Main Board and GEM listed issuers
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Type of Issue
Class of shares issuable
(Note 1)
9. Capital reorganisation
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
10. Other
State
Class of shares issuable
(Note 1)
(Please specify) At price : currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Total E. (Ordinary shares) (Preference shares) (Other class)
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | 0 |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | - - |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | - - |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | - - |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: Tricor Secretaries Limited
Title: Branch Share Registrar (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet
distributed by |