BROCKMAN MINING LIMITED BROCKMAN MINING LIMITED
布 萊 克 萬 礦 業 有 限 公 司 *
(incorporated in Bermuda with limited liability)
(SEHK Stock Code: 159) (ASX Stock Code: BCK )
The shares of Brockman Mining Limited (the 'Company') are dually listed on The Stock Exchange of Hong Kong Limited and on ASX Limited. This announcement is made pursuant to Rule 13.09(2) of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited.
The following is the text of an announcement released by the Company on ASX Limited on 19 October 2015.
By order of the board of directors of
Brockman Mining Limited Chan Kam Kwan, Jason
Company Secretary
Hong Kong, 19 October 2015
As at the date of this announcement, the board of directors of the Company comprises Mr. Kwai Sze Hoi (Chairman), Mr. Liu Zhengui (Vice Chairman) and Mr. Ross Stewart Norgard as non-executive directors; Mr. Chan Kam Kwan, Jason (Company Secretary), Mr. Kwai Kwun Lawrence and Mr. Colin Paterson as executive directors; Mr. Yap Fat Suan, Henry, Mr. Uwe Henke Von Parpart, Mr. Yip Kwok Cheung, Danny and Mr. Choi Yue Chun, Eugene as independent non-executive directors.
* For identification purpose only
Appendix 3BRule 2.7, 3.10.3, 3.10.4, 3.10.5
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
Brockman Mining Limited (BCK)
ABN
143 211 867
We (the entity) give ASX the following information.
You must complete the relevant sections (attach sheets if there is not enough space).
Unlisted Options Lapsed
1 +Class of +securities issued or to be issued
Lapse of 5,800,000 Unlisted Employee Options
2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
3 Principal terms of the
dates for | payment; | if |
+convertible | securities, | the |
+securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due
conversion price and dates for conversion)
Lapse of a total of 5,800,000 unlisted employee options with the following expiry dates :
Expiry date of 13 December 2015
800,000 options with exercise price of HK$0.72
Expiry date of 28 February 2016
2,500,000 options with exercise price of HK$0.717
2,500,000 options with exercise price of HK$0.967
N/A
Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
N/A
Issue price or consideration
Lapse of Options
Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
No
6a Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i
N/A
6b The date the security holder resolution under rule 7.1A was passed
N/A
6c Number of +securities issued without security holder approval under rule 7.1
N/A
6d Number of +securities issued with security holder approval under rule 7.1A
N/A
6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
N/A
6f Number of +securities issued under an exception in rule 7.2
N/A
6g If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the
+issue date and both values.
Include the source of the VWAP calculation.
N/A
6h If +securities were issued under rule 7.1A for non‐cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
N/A
6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
N/A
7 +Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
Number | +Class |
8,381,982,131 | Ordinary fully paid shares |
8 Number and +class of all
+securities quoted on ASX (including the +securities in section 2 if applicable)
Number | +Class |
60,600,000 | Options exercisable |
at HK$0.72, expiry | |
date 13 December | |
2015 | |
43,000,000 | Options exercisable |
at HK$0.717, expiry | |
date 14 January 2016 | |
43,000,000 | Options exercisable |
at HK$0.967, expiry | |
date 14 January 2016 | |
1,100,000 | Options exercisable |
at HK$0.717, expiry | |
date 28 February | |
2016 | |
1,100,000 | Options exercisable |
at HK$0.967, expiry | |
date 28 February | |
2016 | |
73,350,000 | Options exercisable |
at HK$0.717, expiry | |
date 20 May 2o16 | |
73,350,000 | Options exercisable |
at HK$0.967, expiry | |
date 20 May 2016 | |
8,000,000 | Options exercisable |
at HK$0.45, expiry | |
date 18 January 2018 |
Number and +class of all
+securities not quoted on ASX (including the +securities in section 2 if applicable)
N/A
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Pro rata issueN/A
Is security holder approval required?
N/A
Is the issue renounceable or non‐ renounceable?
N/A
Ratio in which the +securities will be offered
N/A
14 +Class of +securities to which the offer relates
N/A
15 +Record date to determine entitlements
N/A
Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
N/A
Policy for deciding entitlements in relation to fractions
N/A
Names of countries in which the entity has security holders who will not be sent new offer documents
Note: Security holders must be told how their entitlements are to be dealt with.
Cross reference: rule 7.7.
N/A
Closing date for receipt of acceptances or renunciations
N/A
Names of any underwriters
N/A
Amount of any underwriting fee or commission
N/A
Names of any brokers to the issue
N/A
Fee or commission payable to the broker to the issue
N/A
Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of security holders
N/A
If the issue is contingent on security holders' approval, the date of the meeting
N/A
Date entitlement and acceptance form and offer documents will be sent to persons entitled
N/A
If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders
N/A
Date rights trading will begin (if applicable)
N/A
Date rights trading will end (if applicable)
N/A
How do security holders sell their entitlements in full through a broker?
N/A
How do security holders sell part of their entitlements through a broker and accept for the balance?
N/A
How do security holders dispose of their entitlements (except by sale through a broker)?
N/A
33 +Issue date
You need only complete this section if you are applying for quotation of securities
34 Type of +securities (tick one)
(a) +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid,
employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities
held by those holders
36 If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 ‐ 1,000
1,001 ‐ 5,000
5,001 ‐ 10,000
10,001 ‐ 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
38 Number of +securities for which
+quotation is sought
39 +Class of +securities for which quotation is sought
Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted
+securities?
If the additional +securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another +security, clearly identify that other +security)
Number
+Class
Number and +class of all
+securities quoted on ASX (including the +securities in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
We warrant the following to ASX.
The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
There is no reason why those +securities should not be granted
+quotation.
An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no‐one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
19 October 2015 Sign here: ..................................................... Date: .........................
(Director/Company secretary)
Mr. Chan Kam Kwan Jason Print name: .........................................................
Appendix 3B - Annexure 1 Calculation of placement capacity under rule 7.1 and rule 7.1A for eligible entitiesIntroduced 01/08/12 Amended 04/03/13
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