RNS Number : 5507L
Cape plc
19 July 2017

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Cape plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification(please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Details of person subject to the notification obligation

Name

Prudential plc group of companies

City and country of registered office (if applicable)

London, United Kingdom

4. Full name of shareholder(s)(if different from 3.)

Name

Prudential plc

M&G Group Limited

M&G Investment Management Limited

M&G Limited

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reached:

18/07/2017

6. Date on which issuer notified (DD/MM/YYYY):

19/07/2017

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer

Resulting situation on the date on which threshold was crossed or reached

4.65%

0.00%

4.65%

121,103,937

Position of previous notification (if

applicable)

9.79%

0.00%

9.79%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

ORD GBP0.25

JE00B5SJJD95

5,634,160

4.65%

SUBTOTAL 8. A

5,634,160

4.65%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date

Exercise/
Conversion Period

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date

Exercise/
Conversion Period

Physical or cash

settlement

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)

X

Name

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Prudential plc

(Parent Company)

4.65%

0.00%

4.65%

M&G Group Limited

(wholly owned subsidiary of Prudential plc)

4.65%

0.00%

4.65%

M&G Investment

Management Limited

(wholly owned subsidiary of M&G Limited)

4.65%

0.00%

4.65%

M&G Limited

(wholly owned subsidiary of M&G Group Limited)

4.65%

0.00%

4.65%

10.In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional information

Place of completion

London, United Kingdom

Date of completion

19 July 2017

Annex: Notification of major holdings(to be filed with the FCA only)


This information is provided by RNS
The company news service from the London Stock Exchange
ENDHOLLLFVEDLIALID

Cape plc published this content on 19 July 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 19 July 2017 15:43:07 UTC.

Original documenthttp://otp.investis.com/generic/regulatory-story.aspx?cid=1420&newsid=893175

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