Released : 06 Jun 2017

RNS Number : 3232H

Cape plc

06 June 2017

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedi:
Cape plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligationiv
Name
JPMorgan Asset Management Holdings Inc.
City and country of registered office (if applicable)
Wilmington, United States of America
4. Full name of shareholder(s) (if different from 3.)
Name
JPMorgan Asset Management (UK) Limited
City and country of registered office (if applicable)
London, United Kingdom
5. Date on which the threshold was crossed or reached:
05 June 2017
6. Date on which issuer notified (DD/MM/YYYY):
06 June 2017
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed or reached
9.22%
0.76%
9.98%
121,103,937
Position of previous notification (if
applicable)
9.43%
0.76%
10.19%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rights
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
JE00B5SJJD95
11,163,343
9.22%
SUBTOTAL 8. A
11,163,343
9.22%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
date
Exercise/
Conversion Period
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
date
Exercise/
Conversion Period
Physical or cash
settlement
Number of voting rights
% of voting rights
Cash-settled Equity Swap
Cash
919,303
0.76%
SUBTOTAL 8.B.2
919,303
0.76%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity(please add additional rows as necessary)
X
Name
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
JPMorgan Asset Management Holdings Inc.
JPMorgan Asset Management International Limited
JPMorgan Asset Management Holdings (UK) Limited
JPMorgan Asset Management (UK) Limited
9.22%
9.98%
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional information
Chain of controlled undertakings:
JPMorgan Asset Management Holdings Inc. (100%)
JPMorgan Asset Management International Limited (100%)
JPMorgan Asset Management Holdings (UK) Limited (100%)
JPMorgan Asset Management (UK) Limited (100%)
Place of completion
London, United Kingdom
Date of completion
06 June 2017

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLLLFISRVIRIID

Cape plc published this content on 06 June 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 06 June 2017 14:48:17 UTC.

Original documenthttp://otp.investis.com/generic/regulatory-story.aspx?cid=1420&newsid=880329

Public permalinkhttp://www.publicnow.com/view/DA3EEBDE46775A0AB5E43A43845A5C5CF6EA96E8