CARBON ENERGY LIMITED Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
Ordinary shares | 4,679,911,281 | 4,679,911,281 | 72.07% |
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Carbon Energy | Carbon Energy has the power to control the exercise of a power to dispose of, the securities, pursuant to the Voluntary Escrow Deed attached as Annexure B | 4,679,911,281 fully paid ordinary shares |
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Class and number of securities |
Carbon Energy | Kam Lung Investment Development Co Ltd | Kam Lung Investment Development Co Ltd | 4,679,911,281 fully paid ordinary shares |
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
Carbon Energy | 19 July 2017 | Pursuant to the terms of the Proposed Transaction (as that term is defined in the notice of annual general meeting of Carbon Energy Ltd released to ASX on 15 June 2017) | 4,679,911,281 fully paid ordinary shares |
603 GUIDE page 1/1 13 March 2000
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) | Carbon Energy Limited |
057 552 137 | |
Carbon Energy Limited ACN 057 552 137 (Carbon Energy) and each of the parties listed in Annexure A (collectively, the Carbon Group) | |
As set out in Annexure A | |
The holder became a substantial holder on 19/07/2017
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: The persons registered as holders of the securities referred to in paragraph 3 above are as follows: The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: | |
-
Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Carbon Energy (Holdings) Pty Ltd
Wholly owned subsidiary of Carbon Energy
Carbon Energy (Galilee) Pty Ltd
Controlled by Carbon Energy Limited (Carbon Energy is ultimate holding company)
Carbon Energy (Operations) Pty Ltd
Controlled by Carbon Energy Limited (Carbon Energy is ultimate holding company)
Carbon Energy (Latin America) Pty Ltd
Controlled by Carbon Energy Limited (Carbon Energy is ultimate holding company)
Carbon Energy Chile Limitada
Controlled by Carbon Energy Limited (Carbon Energy is ultimate holding company)
Coronation Drive (Energy) Pty Ltd
Controlled by Carbon Energy Limited (Carbon Energy is ultimate holding company)
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Carbon Energy | Level 9, 301 Coronation Drive, Milton, Queensland 4064 |
Each other entity forming part of the Carbon Group | As set out in Annexure A |
print name Catherine Costello capacity Company Secretary of Carbon Energy Limited
sign here date 20/07/2017 DIRECTIONSIf there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown.'"
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
Members of the Carbon Group
This is Annexure A of one page referred to in ASIC Form 603 - Notice of initial substantial holder.
Signed by:
Catherine Costello Company Secretary Carbon Energy Limited
Name | ACN / Place of incorporation | Address |
Carbon Energy (Holdings) Pty Ltd | 120 429 209 | Level 9, 301 Coronation Drive, Milton, Queensland 4064 |
Carbon Energy (Galilee) Pty Ltd | 141 880 757 | Level 9, 301 Coronation Drive, Milton, Queensland 4064 |
Carbon Energy (Operations) Pty Ltd | 105 176 967 | Level 9, 301 Coronation Drive, Milton, Queensland 4064 |
Carbon Energy (Latin America) Pty Ltd | 150 798 324 | Level 9, 301 Coronation Drive, Milton, Queensland 4064 |
Carbon Energy Chile Limitada | Chile | 130 / Piso 12, Av. El Bosque Sur, Las Condes, Santiago, Chile |
Coronation Drive (Energy) Pty Ltd | 141 880 775 | Level 9, 301 Coronation Drive, Milton, Queensland 4064 |
Annexure B
Voluntary Escrow Deed
This is Annexure B of 14 pages referred to in ASIC Form 603 - Notice of initial substantial holder.
Signed by:
Catherine Costello Company Secretary Carbon Energy Limited
Carbon Energy Limited published this content on 20 July 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 20 July 2017 06:43:04 UTC.
Original documenthttp://www.carbonenergy.com.au/irm/PDF/2550_0/NoticeofInitialSubstantialHolder
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