CARNEGIE WAVE ENERGY LIMITED
10th November 2014
On 10 November 2014 Carnegie Wave Energy Limited ("the Company") issued 10,000,000 fully paid ordinary shares in the capital of the Company at an issue price of $0.03. The issue of the shares was due to the exercise of 10,000,000 unlisted Options expiring 27 November 2014 and exercisable at $0.03 each.
Secondary Trading Exemption
The Act restricts the on-sale of securities issued without disclosure, unless the sale is exempt under section 708 or
708A. By the Company giving this notice, sale of the Shares noted above will fall within the exemption in section
708A(5) of the Act.
The Company hereby notifies ASX under paragraph 708A(5)(e) of the Act that:
(a) the Company issued the Shares without disclosure to investors under Part 6D.2 of the Act;
(b) as at 10 November 2014 the Company has complied with the provisions of Chapter 2M of the Act as they apply to the Company, and section 674 of the Act; and
(c) as at 10 November 2014 there is no information:
(i) that has been excluded from a continuous disclosure notice in accordance with the ASX Listing
Rules; and
(ii) that investors and their professional advisers would reasonably require for the purpose of making an informed assessment of:
A. the assets and liabilities, financial position and performance, profits and losses and prospects of the Company; or
B. the rights and liabilities attaching to the Securities.
Yours faithfully
Carnegie Wave Energy Limited
Company Secretary
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