Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Arnold W. Donald
2 Reason for the notification
a) Position/status Chief Executive Officer of Carnival Corporation &
plc / Director
b) Initial notification Initial Notification
/Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity F1OF2ZSX47CR0BCWA982
Identifier
4A Details of the transaction: 1
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument: CUSIP: 143658300
Identification code:
b) Nature of the Vesting of performance-based restricted stock units
transaction ("Performance RSUs") granted on April 16, 2014
pursuant to the Carnival Corporation 2011 Stock
Plan. Each Performance RSU represents one share of
Carnival Corporation common stock. Mr. Donald was
eligible to earn from 0-200% of the stated target
amount of Performance RSUs to the extent that
Carnival Corporation & plc's annual earnings before
interest and taxes, as adjusted for certain fuel
price changes for each of the three fiscal years in
the 2014-2016 performance cycle and return on
invested capital at the end of the three year
performance cycle exceed specified performance
goals, as modified at the end of the three year
performance cycle for Carnival Corporation & plc's
total shareholder return rank relative to peers.
This includes shares from the settlement of dividend
equivalents accumulated during the Performance RSU
restricted period.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 75,863
d) Aggregated
information 75,863
- Aggregated volume $0.00
- Price
e) Date of the 2017-2-15
transaction
f) Place of the Off Market
transaction
4B Details of the transaction: 2
a) Description of the Common stock with a nominal value of US$0.01 per
financial share
instrument, type of
instrument CUSIP: 143658300
Identification code
b) Nature of the Sale of shares to cover tax obligations.
transaction
c) Price(s) and volume Price(s) Volume(s)
(s) $55.88 32,049
d) Aggregated
information 32,049
- Aggregated volume $55.88
- Price
e) Date of the 2017-2-15
transaction
f) Place of the NYSE
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Michael O. Thamm
2 Reason for the notification
a) Position/status Chief Executive Officer of the Costa Group
b) Initial notification Initial Notification
/Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival plc
b) Legal Entity 4DR1VPDQMHD3N3QW8W95
Identifier
4A Details of the transaction: 1
a) Description of the Ordinary shares with a nominal value of US$1.66 per
financial share
instrument, type of
instrument ISIN: GB0031215220
Identification code
b) Nature of the Vesting of performance-based restricted stock units
transaction ("Performance RSUs") granted on April 16, 2014
pursuant to the Carnival plc 2005 Employee Share
Plan. Each Performance RSU represents one share of
Carnival Corporation common stock. Mr. Thamm was
eligible to earn from 0-200% of the stated target
amount of Performance RSUs to the extent that
Carnival Corporation & plc's annual earnings before
interest and taxes, as adjusted for certain fuel
price changes for each of the three fiscal years in
the 2014-2016 performance cycle and return on
invested capital at the end of the three year
performance cycle exceed specified performance
goals, as modified at the end of the three year
performance cycle for Carnival Corporation & plc's
total shareholder return rank relative to peers.
This includes shares from the settlement of dividend
equivalents accumulated during the Performance RSU
restricted period.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 25,614
d) Aggregated
information 25,614
- Aggregated volume $0.00
- Price
e) Date of the 2017-2-15
transaction
f) Place of the Off Market
transaction
4B Details of the transaction: 2
a) Description of the Ordinary shares with a nominal value of US$1.66 per
financial share
instrument, type of
instrument ISIN: GB0031215220
Identification code
b) Nature of the Sale of shares to cover tax obligations
transaction
c) Price(s) and volume Price(s) Volume(s)
(s) £43.58 12,846
d) Aggregated
information 12,846
- Aggregated volume £43.58
- Price
e) Date of the 2017-2-15
transaction
f) Place of the LSE
transaction
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name David Noyes
2 Reason for the notification
a) Position/status Chief Executive Officer of Carnival UK
b) Initial notification Initial Notification
/Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival plc
b) Legal Entity 4DR1VPDQMHD3N3QW8W95
Identifier
4A Details of the transaction: 1
a) Description of the Ordinary shares with a nominal value of US$1.66 per
financial share
instrument, type of
instrument ISIN: GB0031215220
Identification code
b) Nature of the Vesting of performance-based restricted stock units
transaction ("Performance RSUs") granted on April 16, 2014
pursuant to the Carnival plc 2005 Employee Share
Plan. Each Performance RSU represents one share of
Carnival Corporation common stock. Mr. Noyes was
eligible to earn from 0-200% of the stated target
amount of Performance RSUs to the extent that
Carnival Corporation & plc's annual earnings before
interest and taxes, as adjusted for certain fuel
price changes for each of the three fiscal years in
the 2014-2016 performance cycle and return on
invested capital at the end of the three year
performance cycle exceed specified performance
goals, as modified at the end of the three year
performance cycle for Carnival Corporation & plc's
total shareholder return rank relative to peers.
This includes shares from the settlement of dividend
equivalents accumulated during the Performance RSU
restricted period.
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 2,675
d) Aggregated
information 2,675
- Aggregated volume $0.00
- Price
e) Date of the 2017-2-15
transaction
f) Place of the Off Market
transaction
4B Details of the transaction: 2
a) Description of the Ordinary shares with a nominal value of US$1.66 per
financial share
instrument, type of
instrument ISIN: GB0031215220
Identification code
b) Nature of the Sale of shares to cover tax obligations
transaction
c) Price(s) and volume Price(s) Volume(s)
(s) £43.58 1,474
d) Aggregated
information 1,474
- Aggregated volume £43.58
- Price
e) Date of the 2017-2-15
transaction
f) Place of the LSE
transaction
Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600