CHINA HUARONG ENERGY CO LTD
For Main Board and GEM listed issuers
Revised
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | China Huarong Energy Company Limited |
Date Submitted | 20 August 2015 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 01101 Description : Ordinary Shares
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month 38,000,000,000 HK$0.10 HK$3,800,000,000
Increase/(decrease) 0 0
Balance at close of the month 38,000,000,000 HK$0.10 HK$3,800,000,000
(2) Stock code : Description :
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : Description :
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code : Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State
currency) : HK$3,800,000,000
II. Movements in Issued Share Capital
For Main Board and GEM listed issuers
No. of ordinary shares No of preference
No. of other classes
(1) (2)
shares
of shares
Balance at close of
preceding month 10,635,735,313 N/A N/A N/A
Increase/ (decrease)
during the month 222,222,222 N/A N/A N/A
Balance at close of the
month 10,857,957,535 N/A N/A N/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) Particulars of share
option scheme
including EGM
No. of new shares of issuer issued during the month pursuant
No. of new shares of issuer which may be issued pursuant thereto
approval date (dd/mm/yyyy) and class of shares issuable
1. Pre-IPO Share Option Scheme (adopted on
24/10/2010)
Movement during the month
Granted Exercised Cancelled Lapsed
thereto
as at close of the month
Ordinary Shares 0 0 0 5,625,000 0 29,375,000
(Note 1)
2. Post-Listing Share Option Scheme (adopted on
24/10/2010)
Ordinary Shares 0 0 0 11,500,000 0 128,259,000
(Note 1)
3.
( / / )
shares
(Note 1)
Total A. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A
Total funds raised during the month from exercise of
options (State currency) HK$0
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
Description of warrants
(Date of expiry - dd/mm/yyyy)
Currency of Nominal value at
Exercised
Nominal value
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the
1.
nominal value
close of preceding month
during the month
at close of the month
month
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
2.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
3.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
4.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
Total B. (Ordinary shares) (Preference shares) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted thereto close of the amount of preceding during the Amount at close of month Class and description outstanding month month the month | |
1. HK$1,400,000,000 7% Convertible Bonds due 2016 HK$ HK$810,000,000 HK$200,000,000 HK$610,000,000 222,222,222 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.90 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy)) N/A 2. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$500,000,000 0 HK$500,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.94 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) N/A 3. HK$530,000,000 7% Convertible Bonds due 2016 HK$ HK$100,000,000 0 HK$100,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.97 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 25/03/2014 | 522,222,225 |
1. HK$1,400,000,000 7% Convertible Bonds due 2016 HK$ HK$810,000,000 HK$200,000,000 HK$610,000,000 222,222,222 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.90 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy)) N/A 2. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$500,000,000 0 HK$500,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.94 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) N/A 3. HK$530,000,000 7% Convertible Bonds due 2016 HK$ HK$100,000,000 0 HK$100,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.97 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 25/03/2014 | 531,914,893 |
1. HK$1,400,000,000 7% Convertible Bonds due 2016 HK$ HK$810,000,000 HK$200,000,000 HK$610,000,000 222,222,222 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.90 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy)) N/A 2. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$500,000,000 0 HK$500,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.94 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) N/A 3. HK$530,000,000 7% Convertible Bonds due 2016 HK$ HK$100,000,000 0 HK$100,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.97 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 25/03/2014 | 103,092,783 |
1. HK$1,400,000,000 7% Convertible Bonds due 2016 HK$ HK$810,000,000 HK$200,000,000 HK$610,000,000 222,222,222 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.90 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy)) N/A 2. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$500,000,000 0 HK$500,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.94 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) N/A 3. HK$530,000,000 7% Convertible Bonds due 2016 HK$ HK$100,000,000 0 HK$100,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.97 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 25/03/2014 |
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted thereto close of the amount of preceding during the Amount at close of month Class and description outstanding month month the month | |
4. HK$470,000,000 7% Convertible Bonds due 2016 HK$ HK$320,000,000 0 HK$320,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.99 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 25/03/2014 5. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$820,000,000 0 HK$820,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$1.04 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 16/06/2014 6. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$700,000,000 0 HK$700,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$1.07 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 16/06/2014 Total C. (Ordinary shares) 222,222,222 (Preference shares) N/A (Other class) N/A | 323,232,323 |
4. HK$470,000,000 7% Convertible Bonds due 2016 HK$ HK$320,000,000 0 HK$320,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.99 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 25/03/2014 5. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$820,000,000 0 HK$820,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$1.04 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 16/06/2014 6. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$700,000,000 0 HK$700,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$1.07 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 16/06/2014 Total C. (Ordinary shares) 222,222,222 (Preference shares) N/A (Other class) N/A | 788,461,538 |
4. HK$470,000,000 7% Convertible Bonds due 2016 HK$ HK$320,000,000 0 HK$320,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.99 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 25/03/2014 5. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$820,000,000 0 HK$820,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$1.04 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 16/06/2014 6. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$700,000,000 0 HK$700,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$1.07 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 16/06/2014 Total C. (Ordinary shares) 222,222,222 (Preference shares) N/A (Other class) N/A | 654,205,608 |
4. HK$470,000,000 7% Convertible Bonds due 2016 HK$ HK$320,000,000 0 HK$320,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$0.99 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 25/03/2014 5. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$820,000,000 0 HK$820,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$1.04 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 16/06/2014 6. HK$1,000,000,000 7% Convertible Bonds due 2016 HK$ HK$700,000,000 0 HK$700,000,000 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary shares Conversion price: HK$1.07 Per conversion share Subscription price (subject to adjustment) EGM approval date (if applicable) (dd/mm/yyyy) 16/06/2014 Total C. (Ordinary shares) 222,222,222 (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:
1.
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
( / / )
shares (Note 1)
2.
( / / )
shares (Note 1)
3.
( / / )
shares (Note 1)
Total D. (Ordinary shares) (Preference shares) (Other class)
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
Type of Issue
1. Rights issue
Class of shares issuable
(Note 1)
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as
at close of the month
At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
2. Open offer At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
3. Placing At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
4. Bonus issue
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
For Main Board and GEM listed issuers
Type of Issue
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as
at close of the month
Class of shares issuable
(Note 1)
5. Scrip dividend At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
repurchased (Note 1)
6. Repurchase of shares
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
redeemed (Note 1)
7. Redemption of shares
Redemption date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
8. Consideration issue At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
For Main Board and GEM listed issuers
Type of Issue
9. Capital
reorganisation Class of shares issuable
(Note 1)
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as
at close of the month
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
10. Other
State
Class of shares issuable
(Note 1)
(Please specify) At price : currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Total E. (Ordinary shares) (Preference shares) (Other class)
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | 222,222,222 |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: LEE Man Yee
Title: Company Secretary (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
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