To : Hong Kong Exchanges and Clearing Limited
Name of Issuer China LotSynergy Holdings Limited Date Submitted 7/10/2015
Movements in Authorised Share Capital
Ordinary Shares
Stock code : 01371 Description : --
No. of ordinary shares
Par value
(State currency)
Authorised share capital
(State currency)
Balance at close of preceding month 16,000,000,000 HKD0.0025 HKD40,000,000
Increase/(decrease) -- --
( )
Balance at close of the month 16,000,000,000 HKD0.0025 HKD40,000,000
Stock code : -- Description : --
Preference Shares
Stock code : -- Description :
--
No. of preference
shares
Par value
(State currency)
Authorised share capital
(State currency)
Balance at close of preceding month -- -- --Increase/(decrease)
(
-- --Balance at close of the month
-- -- --)
Other Classes of Shares
Stock code :
-- Description :
--
No. of other
classes of shares
Par value
(State currency)
Authorised share capital
(State currency)
Balance at close of preceding month -- -- --Increase/(decrease)
(
-- --Balance at close of the month
-- -- --)
Total authorised share capital at the end of the month
(State currency) : HKD40,000,000
Movements in Issued Share Capital
Balance at close of preceding month
Increase/ (decrease) during the month
Balance at close of the month
No. of ordinary shares No of preference No. of other classes of
(1) (2) shares shares
8,531,807,333 -- -- --
-- -- -- --
8,531,807,333 -- -- --
Details of Movements in Issued Share Capital
State the class of shares (e.g. ordinary, preference or other).
If there is insufficient space, please append the prescribed continuation sheet.
No. of ordinary shares
Par value
(State currency)
Authorised share capital
(State currency)
( )
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | |
1.Share Option Scheme ( 30 / 7 / 2002 ) Ordinary shares -- -- -- -- -- (Note 1) 2.Share Option Scheme ( 18 / 5 / 2012 ) Ordinary shares -- -- -- -- -- (Note 1) 3. ( / / ) shares -- -- -- -- -- (Note 1) Total A. (Ordinary shares) -- (Preference shares) -- (Other class) -- Total funds raised during the month from exercise of options (State currency) -- | 17,200,000 |
465,125,000 | |
-- | |
Warrants to Issue Shares of the Issuer which are to be Listed
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month | |
1. -- -- -- -- -- ( / / ) Stock code (if listed) -- Class of shares issuable (Note 1) -- Subscription price -- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. -- -- -- -- -- ( / / ) Stock code (if listed) -- Class of shares issuable (Note 1) -- Subscription price -- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. -- -- -- -- -- ( / / ) Stock code (if listed) -- Class of shares issuable (Note 1) -- Subscription price -- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. -- -- -- -- -- ( / / ) Stock code (if listed) -- Class of shares issuable (Note 1) -- Subscription price -- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) -- (Preference shares) -- (Other class) -- | -- |
-- | |
-- | |
-- | |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month Class and description outstanding month month month | |
1. Convertible bonds due 2019 HKD 650,000,000 -- 650,000,000 -- Stock code (if listed) 5725 Class of shares issuable (Note 1) Ordinary Subscription price HKD0.92 EGM approval date (if applicable) (dd/mm/yyyy)) (--/--/----) 2. -- -- -- -- -- Stock code (if listed) -- Class of shares issuable (Note 1) -- Subscription price -- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. -- -- -- -- -- Stock code (if listed) -- Class of shares issuable (Note 1) -- Subscription price -- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. -- -- -- -- -- Stock code (if listed) -- Class of shares issuable (Note 1) -- Subscription price -- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) -- (Preference shares) -- (Other class) -- | 706,521,739 |
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-- | |
-- | |
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which maybe the month pursuant issued pursuant thereto thereto as at close of the month | |||
1. 2. 3. | Pursuant to a subscription agreement dated 16 October 2014 entered into by the Issuer and a subscriber, on 4 November 2014, the Issuer has granted an option to the subscriber to subscribe for 273,140,969 new shares of the Issuer at the option price of HK$0.83 per share subject to the terms of the option. (For more details, please refer to the announcements of the Issuer dated 16 October 2014 and 4 November 2014 respectively). (-- / -- / ---- ) Ordinary shares (Note 1) | -- | 273,140,969 -- | |
-- | -- | |||
( / / ) | ||||
shares (Note 1) | ||||
-- | -- | |||
( / / ) | ||||
shares (Note 1) | ||||
-- | ||||
Total D. (Ordinary shares) | ||||
(Preference shares) | -- | |||
(Other class) | -- | |||
Other Movements in Issued Share Capital
Type of Issue | No. of new No. of shares of issuer new issued during the shares of month pursuant issuer thereto which may be issued pursuant thereto as at close of the month | |||
1. Rights issue | At price : State currency | Class of shares issuable (Note 1) Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / /) (dd/mm/yyyy) | -- | -- |
2. Open offer | At price : State currency | Class of shares issuable (Note 1) Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / /) (dd/mm/yyyy) | -- | -- |
3. Placing | At price : State currency | Class of shares issuable (Note 1) Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / /) (dd/mm/yyyy) | -- | -- |
4. Bonus issue | Class of shares issuable (Note 1) Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / /) (dd/mm/yyyy) | -- | -- | |
issuer which may be issued pursuant thereto as at close of the month
No. of new No. of shares of issuer new issued during the shares of month pursuant
thereto
Type of Issue
5. Scrip dividend | At price : State currency | Class of shares issuable (Note 1) Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / /) (dd/mm/yyyy) | -- | -- |
6. Repurchase of shares | Class of shares repurchased (Note 1) Cancellation date : ( / /) (dd/mm/yyyy) EGM approval date: ( / /) (dd/mm/yyyy) | -- | -- | |
7. Redemption of shares | Class of shares redeemed (Note 1) Redemption date : (dd/mm/yyyy) ( / /) EGM approval date: (dd/mm/yyyy) ( / /) | -- | ||
8. Consideration issue At price : State currency | Class of shares issuable (Note 1) Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / /) (dd/mm/yyyy) | -- | -- |
Type of Issue | No. of new No. of shares of issuer new issued during the shares of month pursuant issuer thereto which may be issued pursuant thereto as at close of the month | |||
9. Capital reorganisation | Class of shares issuable | -- | -- | |
(Note 1) | ||||
Issue and allotment ( / / ) date : (dd/mm/yyyy) | ||||
EGM approval date: ( / /) | ||||
(dd/mm/yyyy) | ||||
10. Other (Please specify) | At price : State currency | Class of shares issuable | -- | -- |
(Note 1) | ||||
Issue and allotment ( / / ) date : (dd/mm/yyyy) | ||||
EGM approval date: ( / /) | ||||
(dd/mm/yyyy) | ||||
Total E. (Ordinary shares) -- (Preference shares) -- (Other class) -- |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | -- |
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-- | |
-- | |
(These figures should be the same as the relevant figures under II above ('Movements in Issued Share Capital').) |
Remarks (if any):
Submitted by: WONG Hiu Wong
Title: Company Secretary (Director, Secretary or other duly authorised officer)
Notes :
distributed by |