Microsoft Word - E1371_15.09 Monthly Return



Monthly Return of Equity Issuer on Movements in Securities


For the month ended (dd/mm/yyyy) : 30/9/2015


To : Hong Kong Exchanges and Clearing Limited


Name of Issuer China LotSynergy Holdings Limited Date Submitted 7/10/2015



  1. Movements in Authorised Share Capital


  2. Ordinary Shares


  3. Stock code : 01371 Description : --


    No. of ordinary shares

    Par value

    (State currency)

    Authorised share capital

    (State currency)


    Balance at close of preceding month 16,000,000,000 HKD0.0025 HKD40,000,000


    Increase/(decrease) -- --

    ( )


    Balance at close of the month 16,000,000,000 HKD0.0025 HKD40,000,000



  4. Stock code : -- Description : --


  5. No. of ordinary shares

    Par value

    (State currency)

    Authorised share capital

    (State currency)


    Balance at close of preceding month -- -- --


    Increase/(decrease) -- --

    ( )


    Balance at close of the month -- -- --
  6. Preference Shares


    Stock code : -- Description :

    --


    No. of preference

    shares

    Par value

    (State currency)

    Authorised share capital

    (State currency)


    Balance at close of preceding month -- -- --



    Increase/(decrease)

    (

    -- --


    Balance at close of the month

    -- -- --


    )

  7. Other Classes of Shares


    Stock code :

    -- Description :

    --


    No. of other

    classes of shares

    Par value

    (State currency)

    Authorised share capital

    (State currency)


    Balance at close of preceding month -- -- --



    Increase/(decrease)

    (

    -- --


    Balance at close of the month

    -- -- --


    )

    Total authorised share capital at the end of the month

    (State currency) : HKD40,000,000

  8. Movements in Issued Share Capital



    Balance at close of preceding month


    Increase/ (decrease) during the month


    Balance at close of the month

    No. of ordinary shares No of preference No. of other classes of

    (1) (2) shares shares


    8,531,807,333 -- -- --


    -- -- -- --


    8,531,807,333 -- -- --


  9. Details of Movements in Issued Share Capital


  10. Share Options (under Share Option Schemes of the Issuer)

    Particulars of share No. of new shares of No. of new shares of

    option scheme issuer issued during issuer which may be

    including EGM the month pursuant issued pursuant thereto

    approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and

    class of shares

    issuable Granted Exercised Cancelled Lapsed

    1.Share Option Scheme


    ( 30 / 7 / 2002 )

    Ordinary shares -- -- -- -- --

    (Note 1)


    2.Share Option Scheme


    ( 18 / 5 / 2012 )

    Ordinary shares -- -- -- -- --

    (Note 1)


    3.




    ( / / )

    shares -- -- -- -- --

    (Note 1)

    Total A. (Ordinary shares) -- (Preference shares) -- (Other class) --

    Total funds raised during the month from exercise of

    options (State currency) --


    17,200,000


    465,125,000


    --

    Warrants to Issue Shares of the Issuer which are to be Listed

    No. of new No. of new shares of shares of issuer issued issuer which

    during the may be issued month pursuant pursuant thereto as at

    Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month

    1.


    -- -- -- -- --

    ( / / )

    Stock code (if listed) -- Class of shares

    issuable (Note 1) -- Subscription price -- EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )

    2.


    -- -- -- -- --

    ( / / )

    Stock code (if listed) -- Class of shares

    issuable (Note 1) -- Subscription price -- EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )

    3.


    -- -- -- -- --

    ( / / )

    Stock code (if listed) -- Class of shares

    issuable (Note 1) -- Subscription price -- EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )

    4.


    -- -- -- -- --

    ( / / )

    Stock code (if listed) -- Class of shares

    issuable (Note 1) -- Subscription price -- EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )


    Total B. (Ordinary shares) -- (Preference shares) -- (Other class) --


    --


    --


    --


    --

    Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

    No. of new No. of new shares of shares of issuer issued issuer which

    during the may be issued month pursuant pursuant thereto as at

    Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month

    Class and description outstanding month month month

    1. Convertible bonds due 2019



    HKD 650,000,000 -- 650,000,000 --

    Stock code (if listed) 5725 Class of shares

    issuable (Note 1) Ordinary Subscription price HKD0.92 EGM approval date

    (if applicable)

    (dd/mm/yyyy)) (--/--/----)

    2.



    -- -- -- -- --

    Stock code (if listed) --

    Class of shares

    issuable (Note 1) -- Subscription price -- EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )

    3.



    -- -- -- -- --

    Stock code (if listed) --

    Class of shares

    issuable (Note 1) -- Subscription price -- EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )

    4.



    -- -- -- -- --

    Stock code (if listed) --

    Class of shares

    issuable (Note 1) -- Subscription price -- EGM approval date

    (if applicable)

    (dd/mm/yyyy) ( / / )

    Total C. (Ordinary shares) -- (Preference shares) -- (Other class) --


    706,521,739


    --


    --


    --

    Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


    Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:

    No. of new shares of No. of new shares of issuer issued during issuer which maybe the month pursuant issued pursuant thereto

    thereto as at close of the month

    1.


    2.


    3.

    Pursuant to a subscription agreement dated 16 October 2014 entered into by the Issuer and a subscriber, on 4 November 2014, the Issuer has granted an option to the subscriber to subscribe for 273,140,969 new shares of the Issuer at the option price of HK$0.83 per share subject to the terms of the option.

    (For more details, please refer to the announcements of the Issuer dated 16 October 2014 and 4 November 2014 respectively).

    (-- / -- / ---- )

    Ordinary shares (Note 1)

    --

    273,140,969


    --


    --


    --

    ( / / )

    shares (Note 1)


    --


    --

    ( / / )

    shares (Note 1)


    --

    Total D. (Ordinary shares)

    (Preference shares)

    --

    (Other class)

    --

    Other Movements in Issued Share Capital


    Type of Issue

    No. of new No. of shares of issuer new issued during the shares of month pursuant issuer

    thereto which may be issued pursuant thereto as at close

    of the month


    1. Rights issue


    At price : State

    currency


    Class of shares issuable

    (Note 1)

    Issue and allotment ( / / ) date : (dd/mm/yyyy)

    EGM approval date: ( / /) (dd/mm/yyyy)


    --


    --


    2. Open offer


    At price : State

    currency


    Class of shares issuable

    (Note 1)

    Issue and allotment ( / / ) date : (dd/mm/yyyy)

    EGM approval date: ( / /) (dd/mm/yyyy)


    --


    --


    3. Placing


    At price : State

    currency


    Class of shares issuable

    (Note 1)

    Issue and allotment ( / / ) date : (dd/mm/yyyy)

    EGM approval date: ( / /) (dd/mm/yyyy)


    --


    --


    4. Bonus issue


    Class of shares issuable

    (Note 1)

    Issue and allotment ( / / ) date : (dd/mm/yyyy)

    EGM approval date: ( / /) (dd/mm/yyyy)


    --


    --

    issuer which may be issued pursuant thereto as at close of the month


    No. of new No. of shares of issuer new issued during the shares of month pursuant

    thereto


    Type of Issue



    5. Scrip dividend


    At price : State

    currency


    Class of shares issuable

    (Note 1)

    Issue and allotment ( / / ) date : (dd/mm/yyyy)

    EGM approval date: ( / /) (dd/mm/yyyy)


    --


    --


    6. Repurchase of shares


    Class of shares repurchased (Note 1)

    Cancellation date : ( / /) (dd/mm/yyyy)

    EGM approval date: ( / /) (dd/mm/yyyy)


    --


    --


    7. Redemption of shares


    Class of shares

    redeemed (Note 1)


    Redemption date :

    (dd/mm/yyyy) ( / /)

    EGM approval date:

    (dd/mm/yyyy) ( / /)


    --


    8. Consideration issue At price : State

    currency


    Class of shares issuable

    (Note 1)

    Issue and allotment ( / / ) date : (dd/mm/yyyy)

    EGM approval date: ( / /) (dd/mm/yyyy)


    --


    --



    Type of Issue

    No. of new No. of shares of issuer new issued during the shares of month pursuant issuer

    thereto which may be issued pursuant thereto as at close

    of the month


    9. Capital reorganisation


    Class of shares issuable


    --


    --

    (Note 1)

    Issue and allotment ( / / ) date : (dd/mm/yyyy)

    EGM approval date: ( / /)

    (dd/mm/yyyy)


    10. Other

    (Please specify)


    At price : State

    currency


    Class of shares issuable


    --


    --

    (Note 1)

    Issue and allotment ( / / ) date : (dd/mm/yyyy)

    EGM approval date: ( / /)

    (dd/mm/yyyy)

    Total E. (Ordinary shares) -- (Preference shares) -- (Other class) --



    Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)

    (2)

    Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):


    --

    --

    --

    --

    (These figures should be the same as the relevant figures under II above ('Movements in Issued Share Capital').)

    Remarks (if any):














    Submitted by: WONG Hiu Wong


    Title: Company Secretary (Director, Secretary or other duly authorised officer)




    Notes :


    1. State the class of shares (e.g. ordinary, preference or other).


    2. If there is insufficient space, please append the prescribed continuation sheet.

distributed by