China NT Pharma : Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 30 September …

For Main Board and GEM listed issuers

To : Hong Kong Exchanges and Clearing Limited

1. Movements in Authorised Share Capital

2. Ordinary Shares

4. Stock code : 1011 Description : Ordinary Shares

   No. of ordinary shares

   Par value (State currency)

   US$0.0000

   Authorised share capital

   (State currency)

   Balance at close of preceding month 626,250,000,000

   0008 US$50,100

   Increase/(decrease)- -

   Balance at close of the month 626,250,000,000

   US$0.0000

   0008 US$50,100

5. Stock code : Description :

No. of ordinary shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month Increase/(decrease)

Balance at close of the month

Stock code :	Description :
No. of preference shares	Par value (State currency)	Authorised share capital (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month

3. Other Classes of Shares

Stock code :	Description :
No. of other classes of shares	Par value (State currency)	Authorised share capital (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month

Total authorised share capital at the end of the month (State currency) :

US$50,100

Balance at close of preceding month	No. of ordinary shares		No of preference shares	No. of other classes of shares
	(1)	(2)
	1,557,997,800
Increase/ (decrease) during the month	-
Balance at close of the month	1,557,997,800

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable	Movement during the month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	Granted	Exercised	Cancelled	Lapsed
1. Pre-IPO							3,815,740
Share Option
Scheme
(adopted on 07/04/2011)
Ordinary shares	-	-	-	-	-
(Note 1)							3,287,500
2. New Share
Option Scheme
(adopted on 22/09/2014)
Ordinary shares	-	-	-	-	-
(Note 1)
3.
( / / )
shares
(Note 1)
Total A. (Ordinary shares)			Nil
(Preference shares)		Nil
(Other class)	Nil
Total funds raised during the month from exercise of options (State currency)			Nil

Warrants to Issue Shares of the Issuer which are to be Listed

Currency of Nominal nominal close value preceding	lue the	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
		Description of warrants (Date of expiry - dd/mm/yyyy)
1.
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
2.
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
3.
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
4.
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
Total B. (Ordinary shares)	Nil
(Preference shares)	Nil
(Other class)	Nil