China Shenhua Energy : 2017 Interim Report

(a joint stock limited company incorporated in the People's Republic of China with limited liability)‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌

Stock Code: 01088

Interim Report

Important Notice

1. The board of directors, supervisory committee and directors, supervisors and senior management of the Company warrant that this interim report does not contain any misrepresentations, misleading statements or material omissions, and are jointly and severally liable for the authenticity, accuracy and completeness of the information contained in this report.

2. This report was approved at the fifth meeting of the fourth session of the board of directors of the Company, all directors of the Company were present at the board meeting.

3. The interim financial statements in this report is unaudited. Deloitte Touche Tohmatsu has issued a report on the review of the interim financial statements for 2017 prepared under the International Financial Reporting Standards.

4. Ling Wen, vice Chairman of the Company, Zhang Kehui, Chief Financial Officer, and Xu Shancheng, General Manager of the Financial Department of the Company, warrant the authenticity, accuracy and completeness of the financial report contained in this interim report.

5. Profit distribution plan or reserve funds capitalisation plan for the reporting period considered by the board of directors: not applicable

6. Disclaimer of forward-looking statements: The forward-looking statements in this report made on the basis of subjective assumptions and judgments on future policies and economic conditions, which are subject to risks, uncertainties and assumptions, and may differ materially from the actual outcome. Such statements do not constitute actual commitments to investors. Investors should be aware that undue reliance on or use of such information may lead to risks of investment.

7. Are there any situations of non-operating appropriation of funds by controlling shareholder(s) and its related parties? No

8. Are there any situations of violation of decision-making procedures for external guarantee provision? No

9. Warning on Major Risks: Investors please note that the Company has disclosed risks including market competition, industrial policies, environmental protection and safety production, etc. in the section headed "Discussion and Analysis on Operation Results".

Contents

Cover photo: The coal-fired power plant of EMM Indonesia and local staff of Jawa Company, subsidiaries of the Company

Section I Definitions

Unless the context otherwise requires, the following terms used in this report have the following meanings:

Shenhua Group Corporation Shenhua Group Corporation Limited

Shenhua Group Shenhua Group Corporation Limited and its controlling subsidiaries China Shenhua/the Company China Shenhua Energy Company Limited

The Group The Company and controlling subsidiaries Shendong Coal Group Corporation Shenhua Shendong Coal Group Co., Ltd. Shendong Power Company Shenhua Shendong Power Co., Ltd.

Zhunge'er Energy Company Shenhua Zhunge'er Energy Co., Ltd. Shuohuang Railway Company Shuohuang Railway Development Co., Ltd. Railway Transportation Company Shenhua Railway Transportation Co., Ltd. Shenhua Trading Group Shenhua Trading Group Limited

Huanghua Harbour Administration Company

Shenhua Huanghua Harbour Administration Co., Ltd.

Baotou Energy Company Shenhua Baotou Energy Co., Ltd. Baotou Coal Chemical Company Shenhua Baotou Coal Chemical Co., Ltd. Shenbao Energy Company Shenhua Baorixile Energy Co., Ltd.

Shenhua Zhuhai Coal Dock Shenhua Yudean Zhuhai Port Coal Dock Co., Ltd.

Overseas Company China Shenhua Overseas Development & Investment Co., Ltd. Yu Shen Energy Company Yulin Shenhua Energy Co., Ltd.

Xinjie Energy Company Shenhua Xinjie Energy Co., Ltd. Shenwan Energy Company Shenwan Energy Company Limited Fujian Energy Company Shenhua Fujian Energy Co., Ltd.

Shenhua Finance Company Shenhua Finance Co., Ltd. EMM Indonesia PT.GH EMM INDONESIA

Panshan Power Tianjin Guohua Panshan Power Generation Co., Ltd.