Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

(a joint stock limited company incorporated in the People's Republic of China with limited liability)

(Stock Code: 01088) DISCLOSEABLE TRANSACTIONS PURCHASE OF PRINCIPAL-GUARANTEED ENTRUSTED WEALTH MANAGEMENT PRODUCTS

On 23 December 2016, the Company entered into the CCB Wealth Management Agreement with CCB Beijing Branch. Pursuant to the CCB Wealth Management Agreement, the Company has agreed to purchase the CCB Wealth Management Product of RMB16 billion using self-owned funds of the Company.

On 26 December 2016, the Company entered into the ICBC Wealth Management Agreement and the Supplemental Agreement with ICBC Beijing Dongcheng Sub-Branch. Pursuant to the ICBC Wealth Management Agreement and the Supplemental Agreement, the Company has agreed to purchase the ICBC Wealth Management Product of not more than RMB17 billion using self-owned funds of the Company.

On 13 December 2016 and 22 December 2016, Finance Company, a subsidiary of the Company, entered into two wealth management agreements with CCB Beijing Branch and purchased wealth management products of RMB250 million and RMB2 billion, respectively, using self-owned funds of Finance Company.

The CCB Wealth Management Agreement, the Finance Company Wealth Management Agreement No. 1 and the Finance Company Wealth Management Agreement No. 2 were entered into between the Company (or Finance Company) and CCB Beijing Branch. Pursuant to Rule 14.23 of the Hong Kong Listing Rules, these transactions shall be aggregated. The transactions under the CCB Wealth Management Agreement, and the ICBC Wealth Management Agreement and the Supplemental Agreement are not required to be aggregated.

Pursuant to the Hong Kong Listing Rules, as one or more of the applicable percentage ratios (as defined under Rule 14.07 of the Hong Kong Listing Rules) of the aggregated transaction amounts of the CCB Wealth Management Agreement, the Finance Company Wealth Management Agreement No. 1 and the Finance Company Wealth Management Agreement No. 2 exceeds 5% but all of which are below 25%, such transactions constitute discloseable transactions of the Company and shall be subject to the notification and announcement requirements but exempt from the shareholders' approval requirement under the Hong Kong Listing Rules.

Pursuant to the Hong Kong Listing Rules, as one or more of the applicable percentage ratios (as defined under Rule 14.07 of the Hong Kong Listing Rules) of the transaction amount of the ICBC Wealth Management Agreement exceeds 5% but all of which are below 25%, such transaction constitutes a discloseable transaction of the Company and shall be subject to the notification and announcement requirements but exempt from the shareholders' approval requirement under the Hong Kong Listing Rules.

The Wealth Management Agreements and the transactions thereunder do not constitute connected transactions of the Company.

  1. INTRODUCTION

    On 23 December 2016, the Company entered into the CCB Wealth Management Agreement with CCB Beijing Branch. Pursuant to the CCB Wealth Management Agreement, the Company has agreed to purchase the CCB Wealth Management Product of RMB16 billion using self-owned funds of the Company.

    On 26 December 2016, the Company entered into the ICBC Wealth Management Agreement and the Supplemental Agreement with ICBC Beijing Dongcheng Sub-Branch. Pursuant to the ICBC Wealth Management Agreement and the Supplemental Agreement, the Company has agreed to purchase the ICBC Wealth Management Product of not more than RMB17 billion using self-owned funds of the Company.

    On 13 December 2016 and 22 December 2016, Finance Company, a subsidiary of the Company, entered into two wealth management agreements with CCB Beijing Branch and purchased wealth management products of RMB250 million and RMB2 billion, respectively, using self-owned funds of Finance Company.

  2. THE CCB WEALTH MANAGEMENT AGREEMENT

    Parties: the Company and CCB Beijing Branch

    CCB is a licensed bank incorporated under the laws of the PRC. To the best of their knowledge, information and belief and having made all reasonable enquiries, the Directors confirm that CCB and its ultimate beneficial owner are third parties independent of the Group and its connected persons

    Date: 23 December 2016

    Product name: CCB B eijing Branc h - "Qia n Yuan" 2016

    Principal-guaranteed RMB-denominated Wealth Management Product for Corporate Clients (Tranche 193)

    Purchase amount: RMB16 billion (RMB16 billion has been purchased) Term of product: 90 days (23 December 2016 to 23 March 2017)

    Type of product: principal-guaranteed floating income

    Risk level of product

    (internal risk assessment by the bank):

    nil or minimal risk

    Expected annualized rate on return of product:

    3.35%

    Right of early termination: The Company is not entitled to the right of early

    termination whereas CCB has such right

    The terms of the CCB Wealth Management Agreement were arrived at after arm's length negotiation between the parties.

  3. THE ICBC WEALTH MANAGEMENT AGREEMENT AND THE SUPPLEMENTAL AGREEMENT

Parties: the Company and ICBC Beijing Dongcheng Sub- Branch

ICBC is a licensed bank incorporated under the laws of the PRC. To the best of their knowledge, information and belief and having made all reasonable enquiries, the Directors confirm that ICBC and its ultimate beneficial owner are third parties independent of the Group and its connected persons

Date: 26 December 2016

Product name: ICBC Wealth Management Win-Win Wealth

Management Product No. 3

Purchase amount: Total purchase of not more than RMB17 billion.

RMB15 billion has been purchased for a term of 90 days, which includes:

First tranche: ICBC Wealth Management Product of RMB10 billion (27 December

2016 to 27 March 2017);

Second tranche: ICBC Wealth Management Product of RMB5 billion (29 December 2016 to 29 March 2017)

Type of product: principal-guaranteed floating income

Risk level of product

(internal risk assessment by the bank):

very low

Expected annualized rate on return of product:

3.20%

Right of early termination: the Company has the right of early redemption

after making written application to and obtaining consent from ICBC, and ICBC has the right of early termination

The terms of the ICBC Wealth Management Agreement were arrived at after arm's length negotiation between the parties.

CSEC - China Shenhua Energy Company Ltd. published this content on 03 January 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 11 January 2017 14:23:01 UTC.

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