China Shenhua Energy : Monthly Return of Equity Issuer on Movements in Securities

Monthly Return of Equity Issuer on Movements in Securities

To : Hong Kong Exchanges and Clearing Limited

1. Movements in Authorised Share Capital

2. Ordinary Shares

3. Stock code : 01088 Description : Domestic Shares

   No. of ordinary shares

   Par value (State currency)

   Authorised share capital

   (State currency)

   RMB

   Balance at close of preceding month16,491,037,955 RMB1.00

   16,491,037,955

   Increase/(decrease)0 0

   Balance at close of the month16,491,037,955 RMB1.00

   RMB

   16,491,037,955

4. Stock code : 01088 Description : H Shares

5. No. of ordinary shares

   Par value (State currency)

   Authorised share capital

   (State currency)

   Balance at close of preceding month3,398,582,500 RMB1.00 RMB 3,398,582,500

   Increase/(decrease)0 0

   Balance at close of the month3,398,582,500 RMB1.00 RMB 3,398,582,500

   1

6. Preference Shares

   Stock code :

   - Description : -

   Par value

   No. of preference (State

   shares currency)

   Authorised share

   capital

   (State currency)

   Balance at close of preceding month- - -

   Increase/(decrease)

   - -

   Balance at close of the month

   - - -

7. Other Classes of Shares

   Stock code : - Description : -

   No. of other classes of shares

   Par value (State currency)

   Authorised share capital

   (State currency)

   Balance at close of preceding month- - - Increase/(decrease)- - Balance at close of the month- - -

   Total authorised share capital at the end of the month (State currency) :

   RMB19,889,620,455

8. Movements in Issued Share Capital

   Balance at close of preceding month	No. of ordinary shares		No of preference shares	No. of other classes of shares
   	(1)	(2)
   	Domestic Shares	H Shares
   	16,491,037,955	3,398,582,500	-	-
   Increase/ (decrease) during the month	0	0	-	-
   Balance at close of the month	16,491,037,955	3,398,582,500	-	-

9. Details of Movements in Issued Share Capital

10. Share Options (under Share Option Schemes of the Issuer)

    Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable	Movement during the month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
    	Granted	Exercised	Cancelled	Lapsed
    1.
    ( / / )
    shares
    (Note 1)
    2.
    ( / / )
    shares
    (Note 1)
    3.
    ( / / )
    shares
    (Note 1)
    Total A. (Ordinary shares)
    (Preference shares)
    (Other class)
    Total funds raised during the month from exercise of options (State currency)

    Warrants to Issue Shares of the Issuer which are to be Listed

    Currency of Nominal nominal close	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
    				Description of warrants (Date of expiry - dd/mm/yyyy)
    1. N/A
    ( / / )
    Stock code (if listed)
    Class of shares issuable (Note 1)
    Subscription price
    EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
    2.
    ( / / )
    Stock code (if listed)
    Class of shares issuable (Note 1)
    Subscription price
    EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
    3.
    ( / / )
    Stock code (if listed)
    Class of shares issuable (Note 1)
    Subscription price
    EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
    4.
    ( / / )
    Stock code (if listed)
    Class of shares issuable (Note 1)
    Subscription price
    EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
    Total B. (Ordinary shares)
    (Preference shares)
    (Other class)