Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Cochlear Limited
ABN 96 002 618 073We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Christopher Michael Smith |
Date of last notice | 28 October 2015 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of 'notifiable interest of a director' should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Not applicable |
Date of change | 2 November 2015 |
No. of securities held prior to change |
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director's Interest NoticeClass |
|
Number acquired | 69,047 LTI Options 5,641 LTI Performance Rights |
Number disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | Nil |
No. of securities held after change | 18,288 Shares 99,414 LTI Options 11,837 LTI Performance Rights 3,226 STI Performance Rights |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Grant of securities under the Cochlear Executive Incentive Plan ('CEIP') for Mr Smith's long term incentive award in financial year 2016. The shareholders of Cochlear Limited approved the grant at the Annual General Meeting held on 20 October 2015. The LTI Options and LTI Performance Rights are subject to the vesting criteria in the CEIP and will lapse if the vesting criteria are not met. Any LTI Performance Rights which vest will be exercised automatically. |
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director's Interest NoticeNote: In the case of a company, interests which come within paragraph (ii) of the definition of 'notifiable interest of a director' should be disclosed in this part.
Detail of contract |
Nature of interest |
Name of registered holder (if issued securities) |
Date of change |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
Interest acquired |
Interest disposed |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
Interest after change |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
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