NAOS SMALL CAP OPPORTUNITIES COMPANY LTD Rule 2.7, 3.10.3, 3.10.4, 3.10.5
application for quotation of additional securities and agreementInformation or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
CONTANGO MICROCAP LIMITED
ABN
47 107 617 381
We (the entity) give ASX the following information.
Part 1 - All issuesYou must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be
issued Ordinary
2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
1,084,968
3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates for payment; if
+convertible securities, the conversion price and dates for conversion)
Fully Paid Ordinary Shares
+ See chapter 19 for defined terms.
1/1/2003 Appendix 3B Page 1
Appendix 3B New issue announcement
4 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted
+securities?
If the additional securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Yes
5 Issue price or consideration $1.030 per share
6 Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
Shares issued under company dividend reinvestment plan
7 Dates of entering +securities into uncertificated holdings or despatch of certificates
28 February 2015
8 Number and +class of all
+securities quoted on ASX (including the securities in clause
2 if applicable)
+ See chapter 19 for defined terms.
1/1/2003 Appendix 3B Page 2
9 Number and +class of all
+securities not quoted on ASX (including the securities in clause
2 if applicable)
10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Shares issued rank equally in all respects with existing fully paid ordinary shares
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval required?
Not applicable
12 Is the issue renounceable or non- renounceable?
Not applicable
13 Ratio in which the +securities will be offered
Not applicable
14 +Class of +securities to which the offer relates
Not applicable
15 +Record date to determine entitlements
Not applicable
16 Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
Not applicable
17 Policy for deciding entitlements in relation to fractions
Not applicable
18 Names of countries in which the entity has +security holders who will not be sent new issue documents
Note: Security holders must be told how their entitlements are to be dealt with.
Cross reference: rule 7.7.
Not applicable
19 Closing date for receipt of acceptances or renunciations
Not applicable
+ See chapter 19 for defined terms.
1/1/2003 Appendix 3B Page 3
20 Names of any underwriters Not applicable
21 Amount of any underwriting fee or commission
Not applicable
22 Names of any brokers to the issue Not applicable
23 Fee or commission payable to the broker to the issue
Not applicable
24 Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of +security holders
Not applicable
25 If the issue is contingent on
+security holders' approval, the date
of the meeting
Not applicable
26 Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled
Not applicable
27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders
Not applicable
28 Date rights trading will begin (if applicable)
Not applicable
29 Date rights trading will end (if applicable)
Not applicable
30 How do +security holders sell their entitlements in full through a broker?
Not applicable
31 How do +security holders sell part of their entitlements through a broker and accept for the balance?
Not applicable
+ See chapter 19 for defined terms.
1/1/2003 Appendix 3B Page 4
Appendix 3B New issue announcement
32 How do +security holders dispose of their entitlements (except by sale through a broker)?
Not applicable
33 +Despatch date Not applicable
You need only complete this section if you are applying for quotation of securities
34 Type of securities
(tick one)
(a)
Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a) Additional securities forming a new class of securitiesTick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities held by those holders
36 If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
+ See chapter 19 for defined terms.
1/1/2003 Appendix 3B Page 5
Entities that have ticked box 34(b)
38 Number of securities for which
+quotation is sought
Appendix 3B New issue announcement
39 Class of +securities for which quotation is sought
40 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted
+securities?
If the additional securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
41 Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another security, clearly identify that other security)
42 Number and +class of all +securities quoted on ASX (including the securities in clause 38)
Sign here: Date: ....02/03/15..................... (Director/Company secretary)
Print name: .Glenn Fowles............................................
+ See chapter 19 for defined terms.
1/1/2003 Appendix 3B Page 6
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