CST Mining Group Limited : Monthly Return of Equity Issuer on Movements in Securities (in PDF)

January 03, 2014 at 05:28 am EST

MarketScreener.com By The editorial team

For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities For the month ended (dd/mm/yyyy) : 31 December 2013

To : Hong Kong Exchanges and Ciearing Limited

Name oflssuer

Date Submitted

CST Mining Group Limited

3 January 2014

I. Movements in Authorised Share Capitai

l. Ordinary Shares

(l) Stock code : :....98=-=5:...Description : CST Mining Group Limited

No. of ordinary shares

Baiance at close of preceding month 50,000,000,000

Increase/(decrease) o

Baiance at close of the month 50,000,000,000

Parvaiue

(HK$)

0.10

Authorised share capitai (HK$)

5,000,000,000

(2) Stock code : _;N::...:;/c.:..A;:Description :

No. of ordinary shares

Baiance at close of preceding month Increase/(decrease)

Baiance at close of the month

Parvaiue (State currency)

Authorised share capitai

(State currency)

2. Preference Shares

For Main Board and GEM listed issuers

Stock code: _:N:....::/-=-A=---_Description :

No. of preference shares

Balance at close of preceding month Increase/(decrease)

Balance at close of the month

Par value (State currency)

Authorised share capital

(State currency)

3. Other Classes of Shares

Stock code: N.../;A,._;_,Description :

No. ofother classes of shares

Balance at close of preceding month Increase/(decrease)

Balance at close of the month

Total authorised share capitai at the end ofthe month (HK$):

Par vaiue (State currency)

Authorised share capitai

(State currency)

5,000,000,000

II. Movements in Issued Share Capitai

No. of ordinary shares

No of preference

For Main Board and GEM listed issuers

(l) (2)

shares No. of other classes of shares

Balance at close of preceding month	27,098,308,961	N/A	N/A
Increase/(decrease) during the month	o	N/A	N/A
Balance at close of the
month	27,098,308,961	N/A	N/A

III. Details of Movements in Issued Share Capitai

Share O1p1f1ons (under Share O1pfnon Schemes of the Issuer)

Particulars of share No. ofnew shares of No. ofnew shares

option scheme issuer issued during of issuer which including EGM the month pursuant may be issued approvai date Movement during the month thereto pursuant thereto as

(ddlmm/yyyy) and at close ofthe

class of shares month issuable Granted Exercised Cancelled Lapsed

l. Share Option

Schemes

(11105/2007)

Ordinary shares o o o o o

(Note l)

( l l )

(Note l)

( l l )

(Note l)

TotalA. (Ordinary shares) o

(Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise of

options (HK$) o

103,500,000

l. Share Option

Schemes

(11105/2007)

Ordinary shares o o o o o

(Note l)

( l l )

(Note l)

( l l )

(Note l)

TotalA. (Ordinary shares) o

(Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise of

options (HK$) o

l. Share Option

Schemes

(11105/2007)

Ordinary shares o o o o o

(Note l)

( l l )

(Note l)

( l l )

(Note l)

TotalA. (Ordinary shares) o

(Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise of

options (HK$) o

l. Share Option

Schemes

(11105/2007)

Ordinary shares o o o o o

(Note l)

( l l )

(Note l)

( l l )

(Note l)

TotalA. (Ordinary shares) o

(Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise of

options (HK$) o

Warrants to lssue Shares of the lssuer which are to be Listed
For Main Board and GEM listed issuers
No. ofnew
shares of No. ofnew issuer shares of issuer issued which maybe
during the issued pursuant month thereto as at
Currency of Nominai vaiue at Exercised pursuant close ofthe Description ofwarrants nominai close of during the Nominai vaiue at thereto month (Date of expiry - dd/mm/yyyy) vaiue preceding month month close ofthe month

( l l ) Stock code (if listed) Ciass of shares issuabie (Note l)

Subscription price EGM approvai date
(if applicabie)

(dd/mmlyyyy) ( l l )

( l l ) Stock code (if listed) Ciass of shares issuabie (Note l)

Subscription price EGM approvai date (if applicabie)
(dd/mmlyyyy) ( l l )

( l l ) Stock code (if listed) Class of shares issuabie (Note l)

Subscription price EGM approvai date
(if applicabie)

(dd/mmlyyyy) ( l l )

( l l )

Stock code (if listed) Ciass of shares issuabie

(Note l)

Subscription price EGM approvai date (if applicabie)

(dd/mmlyyyy) ( l l )

Totai B. (Ordinary shares) - (Preference shares)- (Other class) -
Convertibles (i.e.Convertible into Shares ofthe Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. ofnew
shares of No. ofnew shares issuer issued of issuer whìch during the may be issued
month pursuant thereto as
Currency of Amount at close Converted Amount at pursuant at close ofthe amount of preceding during the close ofthe thereto month
Class and description outstanding month month month

Stock code (iflisted) Class of shares issuable (Note l)
Subscription price EGM approvai date (if applicable)

(dd/mmlyyyy)) ( l l )

Stock code (if listed) Class of shares issuable (Note l)
Subscription price EGM approvai date (if applicable)

(ddlmmlyyyy) ( l l )

Stock code (if listed) Class of shares issuable (Note l)
Subscription price EGM approvai date (if applicable)

(dd/mmlyyyy) (l l )

Stock code (iflisted) Class of shares issuable (Note l)
Subscription price EGM approvai date (if applicable)

(dd/mmlyyyy) ( l l )

Total C. (Ordinary shares) -
(Preference shares) -
(Other class) -
For Main Board and GEM listed issuers Any other Agreements or Arrangements to lssue Shares ofthe Issuer which are to be Listed, including Options (other than under Share Option Schemes)

Full particulars including EGM approvai date (ddlmm/yyyy), if applicable, and class of shares issuable:	No. ofnew shares of No. of new shares of issuer issuer issued during which may be issued pursuant the month pursuant thereto as at close ofthe thereto month
l	up to 685,000,000 shares to be issued upon exercise of the	-	685,000,000
l	warrants pursuant to the warrant subscription agreement	-	685,000,000
l	dated 26 Oct 2010	-	685,000,000
l	( l l )	-	685,000,000
l	Ordinary shares (Note l)	-	685,000,000
l		-
l	Total D. (Ordinary shares)	-
l	(Preference shares)	N/A
l	(Other class)	N/A
l	(Other class)

For Main Board and GEM iisted issuers
Other Movements in Issued Share Capitai
Type oflssue
No. ofnew No. ofnew shares of issuer shares of issued during issuer which
the month may be issued pursuant thereto pursuant
thereto as at close ofthe month

l. Rights issue

. State
Ciass of shares issuabie (Note l)
Issue and allotment ( l l )
At pnce : currency date: (dd/mm/yyyy)
EGM approvai date: ( l l ). (dd/mm/yyyy)
N/A
2. Open offer
. State
Ciass of shares
issuabie (Note l)

Issue and allotment ( l l )

At pnce : currency date : (dd/mm/yyyy)

EGM approvai date: ( l l )

(dd/mm/yyyy)
N/A

3. Piacing At

. pnce :
Ciass of shares issuabie (Note l)

State Issue and allotment ( l l )

currency date : (dd/mm/yyyy)

EGM approvai date: ( l l )

(dd/mm/yyyy)
N/A

4. Bonus issue
Ciass of shares issuabie (Note l)

Issue and allotment ( l l )

date : (dd/mm/yyyy)

EGM approvai date: ( l l )

(dd/mm/yyyy)
N/A
Type of lssue

For Main Board and GEM l"1sted. 1ssuers No. ofnew No. ofnew

shares of issuer shares of
issued during issuer which the month may be issued
pursuant thereto pursuant thereto as at close ofthe
month
Ciass of shares
issuabie (Note l)

5. Scrip dividend At price : State lssue and allotment ( l l )

currency date: (dd/mm/yyyy)

EGM approvai date: ( l l )

(dd/mm/yyyy)

N/A

Ciass of shares
repurchased (Note l)
6. Repurchase of Cancellation date : ( l l )
shares (dd/mm/yyyy)
AGM approvai date:
(dd/mm/yyyy) ( l l )

N/A

( l l )

N/A

Ciass of shares issuabie (Note l)

8. Consideration issue At price : State Issue and allotment ( l l )

currency date: (dd/mm/yyyy)

EGM approvai date: ( l l )

(dd/mm/yyyy)
N/A

For Main Board and GEM listed issuers

No. ofnew No. ofnew

shares of issuer shares of issued during issuer which

the month may be issued pursuant thereto pursuant

thereto as at close ofthe

month

Type of lssue

Ciass of shares

issuabie (Note l)

9. Capitai lssue and allotment ( l l )

reorganisation date : (ddlmm/yyyy)

EGM approvai date: ( l l )

(ddlmm/yyyy)

N/A

Ciass of shares

issuabie (Note l)

9. Capitai lssue and allotment ( l l )

reorganisation date : (ddlmm/yyyy)

EGM approvai date: ( l l )

(ddlmm/yyyy)

N/A

Ciass of shares issuabie (Note l)

10. Other

(Piease specify) At price : : ncy lssue and allotment ( l l )

date: (ddlmm/yyyy)

EGM approvai date: ( l l )

(ddlmm/yyyy) N/A

Ciass of shares issuabie (Note l)

10. Other

(Piease specify) At price : : ncy lssue and allotment ( l l )

date: (ddlmm/yyyy)

EGM approvai date: ( l l )

(ddlmm/yyyy) N/A

Totai E. (Ordinary shares) -

(Preference shares) -

(Other class) -

Totai increase l (decrease) in ordinary shares during the month (i.e. Totai of A to E): Totai increase l (decrease) in preference shares during the month (i.e. Totai of A to E):

Totai increase l (decrease) in other classes of shares during the month (i.e. Totai of A to E):