CTBC FINANCIAL HOLDING CO., LTD.
1.Date of the board of directors resolution:2015/08/28
2.Source of capital increase funds: Issuance of new common shares
3.Number of shares issued:The number of shares is 2,397,000,000 shares.
4.Par value per share:NT$10
5.Total monetary amount of the issue:The total amount will be decided on
basis of the issue price and the number of shares issued.
6.Issue price:The actual price will be set upon FSC's approval price in
accordance with stipulations in Article 6 of the "Self-regulation Measures
for Underwriters Providing Guidance to Companies in Raising and Issuing
Marketable Securities" of the Taiwan Securities Association, and the Board
meeting will be held to authorize the Chairman or designated person to deal
the actual price with main underwriter by considering market status.
7.Number of shares subscribed by or allotted to employees:Reserve 10% of the
total number of new common shares(239,700,000 shares) for employees'
subscription.
8.Number of shares publicly sold:10% of the total number of new common
shares(239,700,000 shares) are reserved for subscription by the public.
9.Ratio of shares subscribed by or allotted as stock dividends to existing
shareholders:80% of the total number of new common shares(1,917,600,000
shares) are reserved for subscription by existing shareholders according to
their respective holding as stated in shareholders' register book on the
record date.
10.Method of handling fractional shares and shares unsubscribed by the
deadline:The existing shareholders may apply to the stock affairs agent of
the CTBC Holdings within 5 days from the record date to combine fractional
share into one share. The Chairman is authorized to allocate uncombined
shares, fractional shares, or shares relinquished by existing shareholders
and employees to specific counterparties at the issue price.
11.Rights and obligations of the newly issued shares:The same as the
existing common shares.
12.Utilization of the funds from the capital increase:To strengthen capital
and financial structure, and to fulfill the capital needs for future
investment or mergers and acquisitions.
13.Any other matters that need to be specified:
(1)In the event that the Company raise capital, buy back shares, transfer
buy-back shares, conversion, cancellation of shares, or the request from
employee for ESOP conversion into common shares and the number of
outstanding shares is therefore changed, the Chairman will be authorized
by the board of directors to handle ratio of shares subscribed by existing
shareholders.
(2)Under certain circumstances, the Chairman or designated person is
authorized to decide and approve any amendment to the content of application
form to FSC, including issue terms, tentative price, use of proceeds
and planned schedule, and expected benefits.
(3)After the plan is approved by FSC, the Chairman is authorized to decide
and approve other terms such as record date, payment date, and capital
injection date.
2.Source of capital increase funds: Issuance of new common shares
3.Number of shares issued:The number of shares is 2,397,000,000 shares.
4.Par value per share:NT$10
5.Total monetary amount of the issue:The total amount will be decided on
basis of the issue price and the number of shares issued.
6.Issue price:The actual price will be set upon FSC's approval price in
accordance with stipulations in Article 6 of the "Self-regulation Measures
for Underwriters Providing Guidance to Companies in Raising and Issuing
Marketable Securities" of the Taiwan Securities Association, and the Board
meeting will be held to authorize the Chairman or designated person to deal
the actual price with main underwriter by considering market status.
7.Number of shares subscribed by or allotted to employees:Reserve 10% of the
total number of new common shares(239,700,000 shares) for employees'
subscription.
8.Number of shares publicly sold:10% of the total number of new common
shares(239,700,000 shares) are reserved for subscription by the public.
9.Ratio of shares subscribed by or allotted as stock dividends to existing
shareholders:80% of the total number of new common shares(1,917,600,000
shares) are reserved for subscription by existing shareholders according to
their respective holding as stated in shareholders' register book on the
record date.
10.Method of handling fractional shares and shares unsubscribed by the
deadline:The existing shareholders may apply to the stock affairs agent of
the CTBC Holdings within 5 days from the record date to combine fractional
share into one share. The Chairman is authorized to allocate uncombined
shares, fractional shares, or shares relinquished by existing shareholders
and employees to specific counterparties at the issue price.
11.Rights and obligations of the newly issued shares:The same as the
existing common shares.
12.Utilization of the funds from the capital increase:To strengthen capital
and financial structure, and to fulfill the capital needs for future
investment or mergers and acquisitions.
13.Any other matters that need to be specified:
(1)In the event that the Company raise capital, buy back shares, transfer
buy-back shares, conversion, cancellation of shares, or the request from
employee for ESOP conversion into common shares and the number of
outstanding shares is therefore changed, the Chairman will be authorized
by the board of directors to handle ratio of shares subscribed by existing
shareholders.
(2)Under certain circumstances, the Chairman or designated person is
authorized to decide and approve any amendment to the content of application
form to FSC, including issue terms, tentative price, use of proceeds
and planned schedule, and expected benefits.
(3)After the plan is approved by FSC, the Chairman is authorized to decide
and approve other terms such as record date, payment date, and capital
injection date.
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