CURS BANK TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are CURTIS BANKS PLC attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name
As above
5. Date on which the threshold was crossed or reachedvi:
CANACCORD GENUITY GROUP INC VANCOUVER, CANADA
XDISCRETIONARY CLIENTS
26 APRIL 2018
6. Date on which issuer notified (DD/MM/YYYY):
27 APRIL 2018
7. Total positions of person(s) subject to the notification obligation
Resulting situation on the date on which threshold was crossed or reached
Position of previous notification (if applicable)
% of voting rights attached to shares
(total of 8. A)
5.8669
4.2640
% of voting rights through financial in-struments
(total of 8.B 1 + 8.B 2)Total of both in %
(8.A + 8.B)Total number of voting rights of issuervii
5.8669
4.2640
1
53,807,346
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||
A: Voting rights attached to shares | ||||
Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |
GB00BW0D4R71 | 3,156,800 | 5.8669 | ||
SUBTOTAL 8. A | 3,156,800 | 5.8669 | ||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Number of voting rights
that may be acquired if the instrument is exercised/converted.
% of voting rights
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrumentExpiration datexSUBTOTAL 8. B 1
Exercise/ Conversion Period xiPhysical or cash settlementxiiNumber of voting rights
% of voting rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial in-struments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Canaccord Genuity Group Inc. | 5.8669 | 5.8669 | ||
Canaccord Genuity Wealth Group Holdings Limited | 5.8669 | 5.8669 | ||
Canaccord Genuity Wealth Group Holdings (Jersey) Limited | 5.8669 | 5.8669 | ||
Hargreave Hale Ltd | 5.8669 | 5.8669 | ||
10. In case of proxy voting, please identify: | |
Name of the proxy holder | |
The number and % of voting rights held | |
The date until which the voting rights will be held | |
11. Additional informationxvi
Place of completion | BLACKPOOL, ENGLAND |
Date of completion | 27 APRIL 2018 |
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Disclaimer
Curtis Banks Group plc published this content on 30 April 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 30 April 2018 09:00:13 UTC
