Dah Sing Financial : Monthly Return of Equity Issuer on Movements in Securities (June 2017)

Monthly Return of Equity Issuer on Movements in Securities

To : Hong Kong Exchanges and Clearing Limited

1. Movements in Authorised Share Capital

2. Ordinary Shares

   (1) Stock code :	440	Description :	N/A
   No. of ordinary shares		Par value (State currency)	Authorised share capital (State currency)
   Balance at close of preceding month
   Increase/(decrease)
   Balance at close of the month
   (2) Stock code :	N/A	Description :
   No. of ordinary shares		Par value (State currency)	Authorised share capital (State currency)
   Balance at close of preceding month
   Increase/(decrease)
   Balance at close of the month

3. Preference Shares

   Stock code :	N/A	Description :
   No. of preference shares	Par value (State currency)	Authorised share capital (State currency)
   Balance at close of preceding month
   Increase/(decrease)
   Balance at close of the month

4. Other Classes of Shares

   Stock code :	N/A	Description :
   No. of other classes of shares	Par value (State currency)	Authorised share capital (State currency)
   Balance at close of preceding month
   Increase/(decrease)
   Balance at close of the month

   Total authorised share capital at the end of the month (State currency) :

   N/A

5. Movements in Issued Share Capital

   Balance at close of preceding month	No. of ordinary shares		No of preference shares	No. of other classes of shares
   	(1)	(2)
   	335,075,100	-	-	-
   Increase/ (decrease) during the month	-	-	-	-
   Balance at close of the month	335,075,100	-	-	-

6. Details of Movements in Issued Share Capital

7. Share Options (under Share Option Schemes of the Issuer)

   Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable	Movement during the month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
   	Granted	Exercised Cancelled		Lapsed
   1. Exercise price:-							-
   HK$38.35@	-	-	521,534	-	-
   HK$31.88@	-	-	250,336	-	-	-
   AGM (28/04/2005)
   Ordinary shares
   (Note 1)
   2. -
   ( / / )
   shares
   (Note 1)
   3. -
   ( / / )
   shares
   (Note 1)
   Total A. (Ordinary shares)			-
   (Preference shares)		-
   (Other class)		-
   Total funds raised during the month from exercise of options (State currency)			-

   Warrants to Issue Shares of the Issuer which are to be Listed

   Description of warrants (Date of expiry - dd/mm/yyyy)	of nominal prec Nominal value Currency at close of Exercised Nominal value eding during the at close of the value month month month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
   1. -
   ( / / )
   Stock code (if listed)
   Class of shares issuable (Note 1)
   Subscription price
   EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
   2. -
   ( / / )
   Stock code (if listed)
   Class of shares issuable (Note 1)
   Subscription price
   EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
   3. -
   ( / / )
   Stock code (if listed)
   Class of shares issuable (Note 1)
   Subscription price
   EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
   4. -
   ( / / )
   Stock code (if listed)
   Class of shares issuable (Note 1)
   Subscription price
   EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
   Total B. (Ordinary shares)	-
   (Preference shares)	-
   (Other class)	-

   Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

   Class and description	Currency of amount outstanding	Amount at close of preceding month	Converted during the month	Amount at close of the month	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
   1. -
   Stock code (if listed)
   Class of shares issuable (Note 1)
   Subscription price
   EGM approval date (if applicable) (dd/mm/yyyy))	( / / )
   2. -
   Stock code (if listed)
   Class of shares issuable (Note 1)
   Subscription price
   EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
   3. -
   Stock code (if listed)
   Class of shares issuable (Note 1)
   Subscription price
   EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
   4. -
   Stock code (if listed)
   Class of shares issuable (Note 1)
   Subscription price
   EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
   Total C. (Ordinary shares)			-
   (Preference shares)		-
   (Other class)		-

   Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

   Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
   1.	-
   2.
   	( / / )
   	shares (Note 1)
   	-
   3.
   	( / / )
   	shares (Note 1)
   	-
   	( / / )
   	shares (Note 1)
   	-
   		Total D. (Ordinary shares)
   	(Preference shares)	-
   	(Other class)	-

   Other Movements in Issued Share Capital

   Type of Issue	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
   1. Rights issue	At price :	State currency	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- ( / / ) ( / / )
   2. Open offer	At price :	State currency	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )
   3. Placing	At price :	State currency	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )
   4. Bonus issue	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )

   Type of Issue	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
   5. Scrip dividend	At price :	State currency	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )
   6. Repurchase of shares	Class of shares repurchased (Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )
   7. Redemption of shares	Class of shares redeemed (Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )
   8. Consideration issue	At price :	State currency	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )

   Type of Issue	No. of new shares of issuer issued during the month pursuant thereto		No. of new shares of issuer which may be issued pursuant thereto as at close of the month
   9. Capital reorganisation	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )
   10. Other (Please specify)	At price :	State currency	Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	- _( / / ) ( / / )
   Total E. (Ordinary shares)		-
   (Preference shares)		-
   (Other class)	-

   Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)	-
   (2)	-
   Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):	-
   Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):	-
   (These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

   Remarks (if any):

   -

   Submitted by: Doris W.N. Wong

   Title: Company Secretary (Director, Secretary or other duly authorised officer)

   Notes :

8. State the class of shares (e.g. ordinary, preference or other).

9. If there is insufficient space, please append the prescribed continuation sheet.