Deutsche Bank AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
November 23, 2017 at 05:35 am EST
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DGAP Voting Rights Announcement: Deutsche Bank AG
Deutsche Bank AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
23.11.2017 / 11:31
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Deutsche Bank AG
Taunusanlage 12
60325 Frankfurt a. M.
Germany
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
X
Acquisition/disposal of instruments
Change of breakdown of voting rights
X
Other reason: Voluntary group notification with threshold triggered at subsidiary level
3. Details of person subject to the notification obligation
Name:
City and country of registered office:
Morgan Stanley
Wilmington, Delaware United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
15 Nov 2017
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
total of both in % (7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation
0.78 %
5.90 %
6.68 %
2066773131
Previous notification
0.23 %
6.63 %
6.86 %
/
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN
absolute
in %
direct (Sec. 21 WpHG)
indirect (Sec. 22 WpHG)
direct (Sec. 21 WpHG)
indirect (Sec. 22 WpHG)
DE0005140008
0
16188136
0 %
0.78 %
Total
16188136
0.78 %
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Call Option
From 17.11.2017 to 18.12.2020
at any time
30359176
1.47 %
Right of recall over securities lending agreements
at any time
at any time
46322849
2.24 %
Total
76682025
3.71 %
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Retail Structured Product
From 24.08.2066 to 27.07.2067
at any time
Cash
35183
0.002 %
Cash Settled Futures
15.12.2017
at any time
Cash
7000
0.0003 %
Call Option
From 16.01.2018 to 21.12.2018
at any time
Cash
3046371
0.15 %
Retail Structured Product - Note
From 29.12.2017 to 28.05.2020
at any time
Cash
111750
0.01 %
Equity Swap
From 22.11.2017 to 11.04.2022
at any time
Cash
17142807
0.83 %
Compound Option
From 29.12.2017 to 28.05.2020
at any time
Cash
2838652
0.14 %
Put Option
From 17.11.2017 to 18.12.2020
at any time
Physical
21973170
1.06 %
Total
45154933
2.18 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least held 3% or more)
% of voting rights through instruments (if at least held 5% or more)
Total of both (if at least held 5% or more)
Morgan Stanley
%
%
%
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley Domestic Holdings, Inc.
%
%
%
Morgan Stanley Capital Services LLC
%
%
%
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley Domestic Holdings, Inc.
%
%
%
Morgan Stanley & Co. LLC
%
%
%
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley International Holdings Inc.
%
%
%
Morgan Stanley International Limited
%
%
%
Morgan Stanley Investments (UK)
%
%
%
Morgan Stanley & Co. International plc
%
%
5.16 %
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley International Holdings Inc.
%
%
%
Morgan Stanley International Limited
%
%
%
Morgan Stanley Investments (UK)
%
%
%
Morgan Stanley Investment Management Limited
%
%
%
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley International Holdings Inc.
%
%
%
Morgan Stanley International Limited
%
%
%
Morgan Stanley Investments (UK)
%
%
%
Morgan Stanley & Co. International plc
%
%
%
Morgan Stanley France Holdings I
%
%
%
Morgan Stanley France S.A.
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley International Holdings Inc.
%
%
%
Morgan Stanley Capital (Luxembourg) S.A.
%
%
%
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley Investment Management Inc.
%
%
%
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley Finance LLC
%
%
%
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley International Holdings Inc.
%
%
%
Morgan Stanley B.V.
%
%
%
%
%
%
Morgan Stanley
%
%
%
Morgan Stanley Capital Management, LLC
%
%
%
Morgan Stanley Domestic Holdings, Inc.
%
%
%
Morgan Stanley Smith Barney LLC
%
%
%
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting:
Holding position after general meeting:
% (equals voting rights)
10. Other explanatory remarks:
23.11.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
Deutsche Bank AG is one of the largest German banking groups. Income breaks down by activity as follows:
- investment, finance and market banking (35.6%): financial engineering (consulting for merger-acquisitions, stock operations, etc.), investment capital, operations on the interest, exchange, and stock markets, market brokerage, specialized financing (for acquisitions, projects, etc.);
- retail banking and private banking (32.6%);
- corporate banking (22.5%);
- asset management (9.3%).
At the end of 2022, Deutsche Bank AG managed EUR 621.4 billion in current deposits and EUR 483.7 billion in current loans.
Products and services are marketed through a network of 1,536 branches worldwide.
Deutsche Bank AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
DEUTSCHE BANK AG 
