Appendix 3Y
Change of Director's Interest Notice
23 Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Sinead KAUFMAN |
Date of last notice | 26 April 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | N/A |
Date of change | 12 June 2018 |
No. of securities held prior to change | 22,031 rights ("Rights") to be granted Rio Tinto Limited ordinary shares ("RT Shares") under the Rio Tinto 2018 Equity Incentive Program ("EIP") being:
|
Class | PSAs, MSAs and BDAs under the EIP. |
Number acquired | 15,458 Rights ("Rights") to be granted RT Shares under the EIP being:
|
Number disposed | N/A |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
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Change of Director's Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
No. of securities held after change | 37,489 Rights, being:
|
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Share awards issued in accordance with the rules of the EIP. |
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | RT Shares held by Computershare Company Nominees Limited (as nominee for the Vested Share Account on behalf of Sinead Kaufman) |
Date of change | N/A |
No. of securities held prior to change | 1,720 RT Shares |
Class | RT Shares |
Number acquired | N/A |
Number disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
No. of securities held after change | 1,720 RT Shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | N/A |
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Indirect interest in RT Shares acquired under myShare, the Rio Tinto Limited Global Employee Share Plan ("myShare"), held by Computershare Trustees (Jersey) Limited on behalf of Ms Kaufman, and a conditional right to additional matching RT Shares ("Matching RT Share Rights")* |
Date of change | N/A |
No. of securities held prior to change | 217 RT Shares 111 Matching RT Share Rights |
Class | RT Shares and Matching RT Share Rights |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 2
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Change of Director's Interest Notice
Number acquired | N/A |
Number disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
No. of securities held after change | 217 RT Shares 111 Matching RT Share Rights |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | N/A |
* In accordance with the rules of myShare, upon vesting of the Matching RT Share Rights, Ms Kaufman may receive additional RT Shares in lieu of dividends that would have been paid to her in the period from grant on the base number of shares being the subject of the Matching RT Share Rights that vest.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | N/A |
Date of change | N/A |
No. of securities held prior to change | 2,728 RT Shares |
Class | RT Shares |
Number acquired | N/A |
Number disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
No. of securities held after change | 2,728 RT Shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | N/A |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest | N/A |
Name of registered holder (if issued securities) | N/A |
Date of change | N/A |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | N/A |
Interest acquired | N/A |
Interest disposed | N/A |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
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Change of Director's Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | N/A |
Interest after change | N/A |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | N/A |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 4
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Energy Resources of Australia Limited published this content on 20 June 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 20 June 2018 03:37:05 UTC