DGAP Voting Rights Announcement: Epigenomics AG
Epigenomics AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

19.10.2017 / 13:54
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Epigenomics AG
Geneststraße 5
10829 Berlin
Germany

2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
X Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Name: City and country of registered office:
Mr Yong Yu,
Date of birth: 27 Feb 1961

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Summit Hero Holding GmbH

5. Date on which threshold was crossed or reached:
06 Oct 2017

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)		 % of voting rights through instruments
(total of 7.b.1 + 7.b.2)		 total of both in %
(7.a. + 7.b.)		 total number of voting rights of issuer
Resulting situation 4.84 % 8.98 % 8.98 % 24014360
Previous notification 5.11 % 5.11 % 5.11 % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
  direct
(Sec. 21 WpHG)		 indirect
(Sec. 22 WpHG)		 direct
(Sec. 21 WpHG)		 indirect
(Sec. 22 WpHG)
DE000A11QW50 0 1161139 0 % 4.84 %
Total 1161139 4.84 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
%
   Total %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Obligation to rescind rollover Physical 1161139 4.84 %
Convertible bonds 31.12.2018 07.09.2017 until 31.12.2018 Physical 994397 4.14 %
     Total 2155536 8.98 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Yong Yu % % %
Cathay Fortune Corp. % % %
Cathay Fortune International Company Limited % % %
Eagle Noble Limited % % %
Mass Elite Limited % % %
Summit Hero Limited % % %
Summit Hero Holding GmbH 4.84 % % %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks:
No aggregation of voting rights attached to shares and instruments as voting rights attached to shares are also included in notified instruments. 


19.10.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de

Language: English
Company: Epigenomics AG
Geneststraße 5
10829 Berlin
Germany
Internet: www.epigenomics.com

 
End of News DGAP News Service

620551  19.10.2017 

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