ESPERANCE MINERALS LTD Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity ESPERANCE MINERALS LIMITED
ABN 59 009 815 605
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Kris David Knauer |
Date of last notice | 2 July 2014 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest held by Pitt Street Absolute Return Fund Pty Ltd of which Mr Knauer is a Director |
Date of change | n/a |
No. of securities held prior to change | 11,048,044 |
Class | Ordinary Shares |
Number acquired | nil |
Number disposed | nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | |
No. of securities held after change | 11,048,044 |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | n/a |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director's Interest Notice Part 2 - Change of director's interests in contractsNote: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Series A & Series B Convertible Notes approved by Shareholders at a General Meeting on 30 April 2014 |
Nature of interest | $190,000 Series A Convertible Notes $110,000 Series B Convertible Notes |
Name of registered holder (if issued securities) | Pitt Street Absolute Return Fund Pty Limited of which Mr Knauer is a Director |
Date of change | 5 May 2015 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | The series A and B notes are convertible into ordinary shares at the lower of 5 cents or 5 day VWAP. |
Interest acquired | n/a |
Interest disposed | $190,000 Series A Convertible Notes $110,000 Series B Convertible Notes |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Cash of $190,000 for the Series A Convertible Notes Cash of $110,000 for the Series B Convertible Notes |
Interest after change | nil |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | n/a |
If prior written clearance was provided, on what date was this provided? | n/a |
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
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