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Glencore International Plc : Form 8.5 (EPT/NON-RI) Glencore International Plc

06/01/2012| 08:44am US/Eastern
Recommend:
0
Nomura International PLC (EPT)

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

31 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

USD 0.01 ordinary

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

13,383,177

0.193

6,160,413

0.089

(2) Derivatives (other than options):

812,996

0.012



(3) Options and agreements to purchase/sell:





TOTAL:

14,196,173

0.205

6,160,413

0.089

Class of relevant security:

5% guaranteed convertible bonds due December 2014

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,000,000

0.304

0

0

(2) Derivatives (other than options):





(3) Options and agreements to purchase/sell:





TOTAL:

7,000,000

0.304

0

0

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

Purchase

1,423

3.3505

Ordinary shares

Purchase

1,921

3.3510

Ordinary shares

Purchase

1,460

3.3515

Ordinary shares

Purchase

380

3.3520

Ordinary shares

Purchase

1,243

3.3525

Ordinary shares

Purchase

2,345

3.3530

Ordinary shares

Purchase

10,098

3.3535

Ordinary shares

Purchase

21,263

3.3540

Ordinary shares

Purchase

12,496

3.3545

Ordinary shares

Purchase

7,209

3.3550

Ordinary shares

Purchase

19,010

3.3555

Ordinary shares

Purchase

29,234

3.3560

Ordinary shares

Purchase

12,230

3.3565

Ordinary shares

Purchase

8,454

3.3570

Ordinary shares

Purchase

15,757

3.3575

Ordinary shares

Purchase

8,027

3.3580

Ordinary shares

Purchase

1,428

3.3585

Ordinary shares

Purchase

50,000

3.3588

Ordinary shares

Purchase

21,345

3.3590

Ordinary shares

Purchase

19,274

3.3595

Ordinary shares

Purchase

52,572

3.3600

Ordinary shares

Purchase

16,226

3.3605

Ordinary shares

Purchase

38,449

3.3610

Ordinary shares

Purchase

13,155

3.3615

Ordinary shares

Purchase

13,046

3.3620

Ordinary shares

Purchase

16,518

3.3625

Ordinary shares

Purchase

13,728

3.3630

Ordinary shares

Purchase

6,717

3.3635

Ordinary shares

Purchase

17,165

3.3640

Ordinary shares

Purchase

24,375

3.3645

Ordinary shares

Purchase

9,913

3.3650

Ordinary shares

Purchase

1,988

3.3655

Ordinary shares

Purchase

11,502

3.3660

Ordinary shares

Purchase

21,939

3.3665

Ordinary shares

Purchase

9,551

3.3670

Ordinary shares

Purchase

10,451

3.3675

Ordinary shares

Purchase

6,106

3.3680

Ordinary shares

Purchase

9,426

3.3685

Ordinary shares

Purchase

12,003

3.3690

Ordinary shares

Purchase

16,041

3.3695

Ordinary shares

Purchase

46,186

3.3700

Ordinary shares

Purchase

9,698

3.3705

Ordinary shares

Purchase

14,258

3.3710

Ordinary shares

Purchase

8,504

3.3715

Ordinary shares

Purchase

6,257

3.3720

Ordinary shares

Purchase

5,787

3.3725

Ordinary shares

Purchase

9,844

3.3730

Ordinary shares

Purchase

10,146

3.3735

Ordinary shares

Purchase

23,574

3.3740

Ordinary shares

Purchase

32,832

3.3745

Ordinary shares

Purchase

63,646

3.3750

Ordinary shares

Purchase

47,865

3.3755

Ordinary shares

Purchase

13,101

3.3760

Ordinary shares

Purchase

19,121

3.3765

Ordinary shares

Purchase

38,609

3.3770

Ordinary shares

Purchase

27,658

3.3775

Ordinary shares

Purchase

50,579

3.3780

Ordinary shares

Purchase

30,745

3.3785

Ordinary shares

Purchase

31,233

3.3790

Ordinary shares

Purchase

13,192

3.3795

Ordinary shares

Purchase

37,397

3.3800

Ordinary shares

Purchase

12,278

3.3805

Ordinary shares

Purchase

23,640

3.3810

Ordinary shares

Purchase

14,606

3.3815

Ordinary shares

Purchase

25,116

3.3820

Ordinary shares

Purchase

14,998

3.3825

Ordinary shares

Purchase

11,732

3.3830

Ordinary shares

Purchase

26,475

3.3835

Ordinary shares

Purchase

14,014

3.3840

Ordinary shares

Purchase

10,245

3.3845

Ordinary shares

Purchase

4,165

3.3850

Ordinary shares

Purchase

2,488

3.3855

Ordinary shares

Purchase

976

3.3860

Ordinary shares

Purchase

4,142

3.3865

Ordinary shares

Purchase

8,184

3.3870

Ordinary shares

Purchase

8,311

3.3880

Ordinary shares

Purchase

9,425

3.3885

Ordinary shares

Purchase

3,893

3.3890

Ordinary shares

Purchase

6,309

3.3895

Ordinary shares

Purchase

15,191

3.3900

Ordinary shares

Purchase

3,028

3.3910

Ordinary shares

Purchase

13,781

3.3915

Ordinary shares

Purchase

5,671

3.3920

Ordinary shares

Purchase

3,733

3.3930

Ordinary shares

Purchase

2,559

3.3940

Ordinary shares

Purchase

10,702

3.3945

Ordinary shares

Purchase

410

3.3950

Ordinary shares

Purchase

2,720

3.3955

Ordinary shares

Purchase

10,757

3.3960

Ordinary shares

Purchase

11,644

3.3965

Ordinary shares

Purchase

10,118

3.3980

Ordinary shares

Purchase

3,908

3.3985

Ordinary shares

Purchase

3,992

3.3990

Ordinary shares

Purchase

3,379

3.3995

Ordinary shares

Purchase

15,086

3.4000

Ordinary shares

Purchase

2,465

3.4005

Ordinary shares

Purchase

2,341

3.4035

Ordinary shares

Purchase

4,230

3.4040

Ordinary shares

Purchase

151,149

3.4048

Ordinary shares

Purchase

124,457

3.4050

Ordinary shares

Purchase

1,567

3.4055

Ordinary shares

Purchase

2,269

3.4060

Ordinary shares

Purchase

2,292

3.4065

Ordinary shares

Purchase

167,052

3.4070

Ordinary shares

Purchase

1,049

3.4074

Ordinary shares

Purchase

2,825

3.4075

Ordinary shares

Purchase

4,730

3.4080

Ordinary shares

Purchase

2,034

3.4085

Ordinary shares

Purchase

3,111

3.4090

Ordinary shares

Purchase

1,500

3.4095

Ordinary shares

Purchase

3,768

3.4100

Ordinary shares

Purchase

556

3.4105

Ordinary shares

Purchase

400

3.4110

Ordinary shares

Purchase

3,464

3.4131

Ordinary shares

Purchase

1,061

3.4150

Ordinary shares

Purchase

1,981

3.4160

Ordinary shares

Purchase

2,532

3.4190

Ordinary shares

Purchase

553

3.4210

Ordinary shares

Purchase

1,789

3.4225

Ordinary shares

Purchase

1,888

3.4230

Ordinary shares

Purchase

606

3.4240

Ordinary shares

Purchase

1,322

3.4260

Ordinary shares

Purchase

3,388

3.4270

Ordinary shares

Purchase

8,333

3.4275

Ordinary shares

Purchase

1,518

3.4285

Ordinary shares

Purchase

1,126

3.4290

Ordinary shares

Purchase

3,532

3.4295

Ordinary shares

Purchase

145

3.4300

Ordinary shares

Purchase

430

3.4310

Ordinary shares

Purchase

482

3.4325

Ordinary shares

Purchase

1,764

3.4340

Ordinary shares

Purchase

316

3.4370

Ordinary shares

Purchase

1,531

3.4375

Ordinary shares

Purchase

130

3.4390

Ordinary shares

Purchase

310

3.4395

Ordinary shares

Purchase

3,635

3.4400

Ordinary shares

Purchase

3,596

3.4405

Ordinary shares

Purchase

316

3.4415

Ordinary shares

Purchase

212

3.4420

Ordinary shares

Purchase

3,287

3.4425

Ordinary shares

Purchase

652

3.4435

Ordinary shares

Purchase

2,214

3.4440

Ordinary shares

Purchase

5,586

3.4475

Ordinary shares

Purchase

5,406

3.4485

Ordinary shares

Purchase

3,418

3.4490

Ordinary shares

Purchase

833

3.4495

Ordinary shares

Purchase

8,408

3.4500

Ordinary shares

Purchase

2,235

3.4505

Ordinary shares

Purchase

801

3.4510

Ordinary shares

Purchase

1,861

3.4520

Ordinary shares

Purchase

3,620

3.4525

Ordinary shares

Purchase

1,345

3.4530

Ordinary shares

Purchase

1,808

3.4535

Ordinary shares

Purchase

2,207

3.4540

Ordinary shares

Purchase

149

3.4550

Ordinary shares

Purchase

2,371

3.4555

Ordinary shares

Purchase

3,321

3.4560

Ordinary shares

Purchase

1,215

3.4565

Ordinary shares

Purchase

11,266

3.4570

Ordinary shares

Purchase

12,212

3.4575

Ordinary shares

Purchase

7,274

3.4580

Ordinary shares

Purchase

1,464

3.4585

Ordinary shares

Purchase

5,676

3.4590

Ordinary shares

Purchase

9,995

3.4595

Ordinary shares

Purchase

31,500

3.4600

Ordinary shares

Purchase

5,203

3.4605

Ordinary shares

Purchase

14,346

3.4610

Ordinary shares

Purchase

9,198

3.4614

Ordinary shares

Purchase

13,551

3.4615

Ordinary shares

Purchase

3,604

3.4620

Ordinary shares

Purchase

5,275

3.4625

Ordinary shares

Purchase

1,927

3.4630

Ordinary shares

Purchase

8,468

3.4635

Ordinary shares

Purchase

500

3.4645

Ordinary shares

Purchase

10,192

3.4650

Ordinary shares

Purchase

4,625

3.4660

Ordinary shares

Purchase

949

3.4665

Ordinary shares

Purchase

2,100

3.4675

Ordinary shares

Purchase

2,254

3.4685

Ordinary shares

Purchase

2,282

3.4690

Ordinary shares

Purchase

160,000

3.4691

Ordinary shares

Purchase

367

3.4695

Ordinary shares

Purchase

25,894

3.4700

Ordinary shares

Purchase

3,114

3.4710

Ordinary shares

Purchase

3,224

3.4715

Ordinary shares

Purchase

3,390

3.4720

Ordinary shares

Purchase

84,000

3.4728

Ordinary shares

Purchase

1,695

3.4730

Ordinary shares

Purchase

388

3.4735

Ordinary shares

Purchase

4,798

3.4740

Ordinary shares

Purchase

153

3.4745

Ordinary shares

Purchase

380

3.4755

Ordinary shares

Purchase

5,858

3.4765

Ordinary shares

Purchase

535

3.4770

Ordinary shares

Purchase

1,050

3.4780

Ordinary shares

Purchase

891

3.4790

Ordinary shares

Purchase

2,941

3.4795

Ordinary shares

Purchase

1,552

3.4799

Ordinary shares

Purchase

7,503

3.4800

Ordinary shares

Purchase

630

3.4805

Ordinary shares

Purchase

4,728

3.4810

Ordinary shares

Purchase

6,775

3.4815

Ordinary shares

Purchase

11,920

3.4820

Ordinary shares

Purchase

1,256

3.4823

Ordinary shares

Purchase

3,759

3.4825

Ordinary shares

Purchase

3,093

3.4830

Ordinary shares

Purchase

5,871

3.4835

Ordinary shares

Purchase

5,947

3.4840

Ordinary shares

Purchase

5,486

3.4845

Ordinary shares

Purchase

3,064

3.4850

Ordinary shares

Purchase

6,508

3.4855

Ordinary shares

Purchase

19,479

3.4860

Ordinary shares

Purchase

14,228

3.4865

Ordinary shares

Purchase

11,427

3.4870

Ordinary shares

Purchase

2,096

3.4875

Ordinary shares

Purchase

598

3.4880

Ordinary shares

Purchase

2,420

3.4885

Ordinary shares

Purchase

4,341

3.4890

Ordinary shares

Purchase

9,325

3.4900

Ordinary shares

Purchase

3,329

3.4905

Ordinary shares

Purchase

4,834

3.4910

Ordinary shares

Purchase

8,317

3.4915

Ordinary shares

Purchase

10,394

3.4920

Ordinary shares

Purchase

35,152

3.4925

Ordinary shares

Purchase

6,603

3.4930

Ordinary shares

Purchase

6,457

3.4935

Ordinary shares

Purchase

6,478

3.4945

Ordinary shares

Purchase

7,821

3.4950

Ordinary shares

Purchase

1,057

3.4955

Ordinary shares

Purchase

4,193

3.4960

Ordinary shares

Purchase

4,512

3.4965

Ordinary shares

Purchase

1,506

3.4970

Ordinary shares

Purchase

1,444

3.4980

Ordinary shares

Purchase

12,259

3.4985

Ordinary shares

Purchase

2,709

3.4990

Ordinary shares

Purchase

11,190

3.4995

Ordinary shares

Purchase

1,213

3.5005

Ordinary shares

Purchase

879

3.5010

Ordinary shares

Sale

4,071

3.3525

Ordinary shares

Sale

397

3.3535

Ordinary shares

Sale

15,040

3.3540

Ordinary shares

Sale

8,452

3.3545

Ordinary shares

Sale

3,749

3.3550

Ordinary shares

Sale

12,699

3.3555

Ordinary shares

Sale

17,853

3.3560

Ordinary shares

Sale

832

3.3565

Ordinary shares

Sale

50,000

3.3569

Ordinary shares

Sale

2,032

3.3570

Ordinary shares

Sale

8,642

3.3575

Ordinary shares

Sale

5,630

3.3580

Ordinary shares

Sale

7,790

3.3590

Ordinary shares

Sale

13,889

3.3595

Ordinary shares

Sale

20,865

3.3600

Ordinary shares

Sale

16,476

3.3605

Ordinary shares

Sale

10,589

3.3610

Ordinary shares

Sale

12,033

3.3615

Ordinary shares

Sale

1,296

3.3625

Ordinary shares

Sale

3,360

3.3630

Ordinary shares

Sale

560,000

3.3631

Ordinary shares

Sale

6,339

3.3645

Ordinary shares

Sale

46,314

3.3650

Ordinary shares

Sale

9,502

3.3660

Ordinary shares

Sale

6,916

3.3665

Ordinary shares

Sale

1,561

3.3675

Ordinary shares

Sale

1,024

3.3685

Ordinary shares

Sale

18,897

3.3690

Ordinary shares

Sale

215

3.3695

Ordinary shares

Sale

10,000

3.3700

Ordinary shares

Sale

1,004

3.3710

Ordinary shares

Sale

5,313

3.3725

Ordinary shares

Sale

1,216

3.3730

Ordinary shares

Sale

27,976

3.3740

Ordinary shares

Sale

20,435

3.3745

Ordinary shares

Sale

6,092

3.3755

Ordinary shares

Sale

14,789

3.3760

Ordinary shares

Sale

33,766

3.3765

Ordinary shares

Sale

84,000

3.3768

Ordinary shares

Sale

4,565

3.3770

Ordinary shares

Sale

300

3.3780

Ordinary shares

Sale

47,356

3.3785

Ordinary shares

Sale

7,269

3.3790

Ordinary shares

Sale

800

3.3795

Ordinary shares

Sale

96,378

3.3796

Ordinary shares

Sale

81,209

3.3800

Ordinary shares

Sale

12,821

3.3805

Ordinary shares

Sale

8,558

3.3810

Ordinary shares

Sale

1,581

3.3825

Ordinary shares

Sale

8,478

Total Buy - 2,722,760

Total Sell - 2,771,009

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(USD)

Convertible Bond

Sale

200,000

115.8750

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

560,000

3.3631

Ordinary Shares

SWAP

Long

84,000

3.3768

Ordinary Shares

SWAP

Long

96,378

3.3796

Ordinary Shares

SWAP

Long

81,947

3.4123

Ordinary Shares

SWAP

Long

1,204,791

3.4132

Ordinary Shares

SWAP

Long

2,200

3.4868

Ordinary Shares

SWAP

Short

973,141

3.4076

Ordinary Shares

SWAP

Short

3,800

3.4177

Ordinary Shares

SWAP

Short

84,000

3.4728

(b)        Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit






(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









(ii)        Exercising

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




(d)        Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)




The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

01/06/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk .  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.


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