PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A
CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the
"Code")
1.
KEY INFORMATION
(a) Name of exempt principal trader:
(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
GLENCORE INTERNATIONAL PLC
(c) Name of the party to the offer with which
exempt principal trader is connected:
XSTRATA PLC
(d) Date dealing undertaken:
29 June 2012
(e) Has the EPT previously disclosed, or is it
today disclosing, under the Code in respect of any
other party to this offer?
YES - disclosed previously for XSTRATA
PLC
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
USD 0.01 ordinary
Purchases
9,190,997
12,060
273,123
3.0500 GBP
52.5713 HKD
4.7397 USD
2.9555 GBP
45.1351 HKD
4.6000 USD
USD 0.01 ordinary
Sales
4,011,987
12,060
251,750
3.0500 GBP
52.5713 HKD
4.7500 USD
2.9555 GBP
45.1351 HKD
4.7000 USD
Convertible Bond
Purchases
2,000,000
113.5500 USD
113.5500 USD
Convertible Bond
Sales
2,000,000
113.7500 USD
113.7500 USD
(b)
Derivatives transactions (other than options)
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position,
increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.01 ordinary
CFD
Reducing a short position
4,374
2.9552 GBP
USD 0.01 ordinary
CFD
Closing a long position
250,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
700,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
540,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
350,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
3,599,424
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
813,879
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
450,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
150,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
2,500,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
700,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
750,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
45,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
75,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
100,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
300,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
350,000
2.9555 GBP
USD 0.01 ordinary
CFD
Closing a long position
1,396,697
2.9555 GBP
USD 0.01 ordinary
CFD
Opening a long position
645,000
2.9555 GBP
USD 0.01 ordinary
CFD
Opening a long position
11,950,000
2.9555 GBP
USD 0.01 ordinary
CFD
Opening a long position
475,000
2.9555 GBP
USD 0.01 ordinary
CFD
Opening a short position
4,626
2.9564 GBP
USD 0.01 ordinary
CFD
Opening a short position
2,431
2.9564 GBP
USD 0.01 ordinary
CFD
Reducing a long position
1,130
2.9580 GBP
USD 0.01 ordinary
CFD
Opening a short position
407
2.9580 GBP
USD 0.01 ordinary
CFD
Opening a short position
226,000
2.9721 GBP
USD 0.01 ordinary
CFD
Opening a long position
83,796
2.9814 GBP
USD 0.01 ordinary
CFD
Opening a long position
45,424
2.9814 GBP
USD 0.01 ordinary
CFD
Opening a long position
149,503
2.9814 GBP
USD 0.01 ordinary
CFD
Opening a long position
20,877
2.9814 GBP
USD 0.01 ordinary
CFD
Opening a short position
56,773
2.9851 GBP
USD 0.01 ordinary
CFD
Opening a short position
40,000
2.9867 GBP
USD 0.01 ordinary
CFD
Closing a long position
25,000
2.9897 GBP
USD 0.01 ordinary
CFD
Closing a long position
191,667
2.9972 GBP
USD 0.01 ordinary
CFD
Reducing a long position
25,000
2.9972 GBP
USD 0.01 ordinary
CFD
Reducing a long position
105,000
2.9972 GBP
USD 0.01 ordinary
CFD
Closing a long position
178,333
2.9972 GBP
USD 0.01 ordinary
CFD
Opening a short position
5,010
2.9998 GBP
USD 0.01 ordinary
CFD
Opening a short position
1,459
2.9998 GBP
USD 0.01 ordinary
CFD
Opening a short position
40,000
3.0005 GBP
USD 0.01 ordinary
CFD
Opening a long position
53,200
3.0028 GBP
USD 0.01 ordinary
CFD
Reducing a long position
647
3.0051 GBP
USD 0.01 ordinary
CFD
Reducing a long position
49,753
3.0051 GBP
USD 0.01 ordinary
CFD
Closing a long position
100,000
3.0059 GBP
USD 0.01 ordinary
CFD
Reducing a long position
121,667
3.0059 GBP
USD 0.01 ordinary
CFD
Reducing a long position
8,333
3.0059 GBP
USD 0.01 ordinary
CFD
Closing a long position
20,000
3.0059 GBP
USD 0.01 ordinary
CFD
Opening a long position
56,009
3.0102 GBP
USD 0.01 ordinary
CFD
Closing a long position
26,667
3.0137 GBP
USD 0.01 ordinary
CFD
Closing a long position
26,667
3.0137 GBP
USD 0.01 ordinary
CFD
Closing a long position
120,000
3.0137 GBP
USD 0.01 ordinary
CFD
Closing a long position
120,000
3.0137 GBP
USD 0.01 ordinary
CFD
Opening a short position
715,000
3.0148 GBP
USD 0.01 ordinary
CFD
Opening a long position
1,130
3.0355 GBP
USD 0.01 ordinary
CFD
Closing a long position
49,473
4.6000 USD
USD 0.01 ordinary
CFD
Reducing a long position
16,703
4.6000 USD
USD 0.01 ordinary
CFD
Closing a short position
41,350
4.7000 USD
USD 0.01 ordinary
CFD
Closing a short position
41,400
4.7000 USD
USD 0.01 ordinary
CFD
Reducing a long position
28,767
4.7397 USD
USD 0.01 ordinary
CFD
Reducing a long position
77,137
4.7397 USD
USD 0.01 ordinary
CFD
Reducing a long position
44,096
4.7397 USD
USD 0.01 ordinary
SWAP
Opening a short position
1,000,000
2.9875 GBP
USD 0.01 ordinary
SWAP
Reducing a long position
3,800
3.0013 GBP
USD 0.01 ordinary
SWAP
Reducing a long position
1,000
3.0013 GBP
USD 0.01 ordinary
SWAP
Reducing a long position
200
3.0013 GBP
USD 0.01 ordinary
SWAP
Reducing a long position
1,900
3.0013 GBP
(c) Options
transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
Class of relevant security
Product descriptione.g. call
option
Writing, purchasing, selling, varying
etc.
Number of securities to which option
relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
Warrant
Call Warrant
Selling
45
0.5000 GBP
AMERICAN
31/12/2030
3.1300 EUR
USD 0.01 ordinary
Call Option
Purchasing
1,000,000
3.4000 GBP
EUROPEAN
17/08/2012
0.0496 GBP
USD 0.01 ordinary
Call Option
Selling
1,000,000
3.4000 GBP
EUROPEAN
17/08/2012
0.0496 GBP
(ii)
Exercising
Class of relevant security
Product description
e.g. call option
Number of securities
Exercise price per unit
(d) Other
dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
The currency of all prices and other monetary amounts
should be stated.
Where there have been dealings in more than one class
of relevant securities of the offeror or offeree named in
1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for
each additional class of relevant security dealt in.
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing
entered into by the exempt principal trader making
the disclosure and any party to the offer or any
person acting in concert with a party to the
offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b)
Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal, between the exempt
principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant
securities under any option; or
(ii) the voting rights or future acquisition or
disposal of any relevant securities to which any
derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
Date of disclosure:
02 July 2012
Contact name:
Audrey Malone and Darren Adam
Telephone number:
+44(20) 7552 3836 / +44(20) 7051 4224
Public disclosures under Rule 8 of the Code must be
made to a Regulatory Information Service and must also be
emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing
disclosure requirements on +44 (0)20 7638 0129.
This information is provided by RNS
The company news service from the London Stock Exchange
Recommend:
