FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A
CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the
"Code")
1.
KEY INFORMATION
|
(a) Name of exempt principal trader:
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Morgan Stanley Securities Limited
|
|
(b) Name of offeror/offeree in relation to
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
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Glencore International Plc
|
|
(c) Name of the party to the offer with which
exempt principal trader is connected:
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Glencore International Plc
|
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(d) Date dealing undertaken:
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16th August 2012
|
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(e) Has the EPT previously disclosed, or is it
today disclosing, under the Code in respect of any
other party to this offer?
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No
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2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
|
|
USD 0.01 ordinary
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PURCHASES
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1,672,891
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3.5000 GBP
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3.4510 GBP
|
|
USD 0.01 ordinary
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SALES
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2,008,848
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3.5000 GBP
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3.4550 GBP
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(b)
Derivatives transactions (other than
options)
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Class of relevant security
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Product description e.g CFD
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Nature of dealing
e.g
opening/closing a long/short position,
increasing/reducing a long/short position
|
Number of reference securities
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Price per unit
(GBP)
|
|
USD 0.01 ordinary
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CFD
|
LONG
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40,000
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3.4647
|
|
USD 0.01 ordinary
|
CFD
|
LONG
|
10,000
|
3.4658
|
|
USD 0.01 ordinary
|
CFD
|
LONG
|
1
|
3.4758
|
|
USD 0.01 ordinary
|
CFD
|
LONG
|
1
|
3.4758
|
|
USD 0.01 ordinary
|
CFD
|
LONG
|
7
|
3.4758
|
|
USD 0.01 ordinary
|
CFD
|
LONG
|
42,088
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3.4769
|
|
USD 0.01 ordinary
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CFD
|
|
(c) Options
transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
|
Class of relevant security
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Product description e.g. call
option
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Writing, purchasing, selling, varying
etc.
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Number of securities to which option
relates
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Exercise price per unit
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Type
e.g. American, European etc.
|
Expiry date
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Option money paid/ received per unit
(GBP)
|
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N/A
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N/A
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N/A
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N/A
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N/A
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N/A
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N/A
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N/A
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(ii)
Exercising
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Class of relevant security
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Product description
e.g. call option
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Number of securities
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Exercise price per unit (GBP)
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N/A
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N/A
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N/A
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N/A
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(d) Other
dealings (including subscribing for new securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
|
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N/A
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N/A
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N/A
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N/A
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The currency of all prices and other monetary amounts
should be stated.
Where there have been dealings in more than one class
of relevant securities of the offeror or offeree named in
1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for
each additional class of relevant security dealt in.
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing
entered into by the exempt principal trader making
the disclosure and any party to the offer or any
person acting in concert with a party to the
offer:
If there are no such agreements, arrangements
or understandings, state "none"
|
|
None
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(b)
Agreements, arrangements or understandings relating to
options or derivatives
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Details of any agreement, arrangement or
understanding, formal or informal, between the exempt
principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant
securities under any option; or
(ii) the voting rights or future acquisition or
disposal of any relevant securities to which any
derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
|
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None
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Date of disclosure:
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17th August 2012
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Contact name:
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Zoe Taylor
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Telephone number:
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0207 425 1921
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Public disclosures under Rule 8 of the Code must be
made to a Regulatory Information Service and must also be
emailed to the Takeover Panel at monitoring@disclosure.org.uk
. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638
0129.
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