AMENDMENT
INCREASED PURCHASES FROM 2,742,416 TO 2,858,064 AND
INCREASED SALES FROM 2,383,233 TO 2,403,958
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER
WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A
CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.KEY INFORMATION
|
(a) Name of exempt principal trader:
|
|
J.P. Morgan Securities ltd.
|
|
(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
|
|
Glencore International Plc
|
|
(c) Name of the party to the offer with which exempt
principal trader is connected:
|
|
Xstrata Plc
|
|
(d) Date dealing undertaken:
|
|
03 July 2012
|
|
(e) Has the EPT previously disclosed, or is it today
disclosing, under the Code in respect of any other
party to this offer?
|
|
Yes
|
2.DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)Purchases and sales
|
Class of relevant security
|
|
Purchases/ sales
|
|
Total number of securities
|
|
Highest price per unit paid/received
|
|
Lowest price per unit paid/received
|
|
Ordinary Shares
|
|
Purchases
Sales
|
|
2,858,064
2,403,958
|
|
3.0415 GBP
3.0455 GBP
|
|
2.9875 GBP
2.9875 GBP
|
(b)Derivatives transactions (other than options)
|
Class of relevant security
|
|
Product description
e.g. CFD
|
|
Nature of dealing
e.g. opening/closing a long/short position,
increasing/reducing a long/short position
|
|
Number of reference securities
|
|
Price per unit
|
(c)Options transactions in respect of existing securities
(i)Writing, selling, purchasing or varying
|
Class of relevant security
|
|
Product description e.g. call option
|
|
Writing, purchasing, selling, varying etc.
|
|
Number of securities to which option relates
|
|
Exercise price per unit
|
|
Type
e.g. American, European etc.
|
|
Expiry date
|
|
Option money paid/ received per unit
|
(ii)Exercising
|
Class of relevant security
|
|
Product description
e.g. call option
|
|
Number of securities
|
|
Exercise price per unit
|
(d)Other dealings (including subscribing for new
securities)
|
Class of relevant security
|
|
Nature of dealing
e.g. subscription, conversion
|
|
Details
|
|
Price per unit (if applicable)
|
The currency of all prices and other monetary amounts
should be stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in
1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for
each additional class of relevant security dealt in.
3.OTHER INFORMATION
(a)Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal,
relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into
by the exempt principal trader making the disclosure
and any party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements or
understandings, state "none"
|
(b)Agreements, arrangements or understandings relating to
options or derivatives
|
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition or
disposal of any relevant securities to which any
derivative is referenced:
If there are no such agreements, arrangements or
understandings, state "none"
|
|
Date of disclosure:
|
|
05 July 2012
|
|
Contact name:
|
|
Andrew Mhango
|
|
Telephone number:
|
|
0207 134 6114
|
Public disclosures under Rule 8 of the Code must be made to
a Regulatory Information Service and must also be emailed
to the Takeover Panel at monitoring@disclosure.org.uk.The
Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing
disclosure requirements on +44 (0)20 7638 0129.
Copyright Business Wire 2012
Recommend:
