1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Gooch & Housego plc | |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): Type 3 disclosure as per the Transparency Directive II Regulation | | |
3. Full name of person(s) subject to the notification obligation: iii | Schroders plc & Schroder Investment Management Limited | |
4. Full name of shareholder(s) (if different from 3.):iv | ||
5. Date of the transaction and date on which the threshold is crossed or reached: v | 03.08.16 | |
6. Date on which issuer notified: | 04.08.16 | |
7. Threshold(s) that is/are crossed or reached: vi,vii | Below 10% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii,ix | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
Ordinary GB0002259116 | 2,567,976 | 2,291,777 | 2,424,976 | N/A | 2,147,157 | N/A | 8.851% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
instrument | date xiii | Conversion Period xiv | rights that may be | rights |
acquired if the | ||||
instrument is | ||||
exercised/ converted. | ||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration datexvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix,xx | |
CFD | N/A | N/A | N/A | 277,819 | Nominal | Delta |
1.145% | 1 |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
2,424,976 | 9.996% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Schroder & Co. Limited | 2,376 | 0.010% |
Schroder Investment Management Limited | 2,422,600 | 9.986% |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | The shares referred to in section 9 are held in portfolios managed by those firms on a discretionary basis for clients under investment management agreements. This disclosure has been calculated based on issue share capital amount 24,260,024. |
14. Contact name: | Shaheen Hussain |
15. Contact telephone number: | 020 7658 6000 |
Gooch & Housego plc published this content on 05 August 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 05 August 2016 09:25:02 UTC.
Original documenthttps://d3g91wijgywrpe.cloudfront.net/wp-content/uploads/2016/08/5-Aug-16-TR1-Shroders.pdf
Public permalinkhttp://www.publicnow.com/view/D2D8AB22009407E882FC60E67F19688075CC0792