1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | H.R. Owen PLC |
2 Reason for the notification (please tick the appropriate box or boxes): | |
An acquisition or disposal of voting rights | Yes |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | |
3. Full name of person(s) subject to the notification obligation: iii | Winnington Capital Limited |
4. Full name of shareholder(s) (if different from 3.):iv | Trophy Fund Trophy Capital Growth Fund Trophy LV Fund Trophy Enterprises Fund Trophy Asia Strategic Fund |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 8 October 2013 |
6. Date on which issuer notified: | 4 November 2013 |
7. Threshold(s) that is/are crossed or reached: vi, vii | 5% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Class/type of shares if possible using the ISIN CODE | Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||
Class/type of shares if possible using the ISIN CODE | Number of Shares | Number of Voting Rights | Number of shares | xi Direct | xii Indirect | Direct | Indirect |
Ordinary | 1,405,865 | 5.96% | 0 | 0 | 0 |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
0 | 0 |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Winnington Capital Limited is the investment firm acting on behalf of Trophy Fund, Trophy Capital
Growth Fund, Trophy LV Fund, Trophy Enterprises Fund and Trophy Asia Strategic Fund.
Proxy Voting: | |
10. Name of the proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information: | |
14. Contact name: | James Adams |
15. Contact telephone number: | 020 7245 1122 |
Note: Annex should only be submitted to the FCA not the issuer
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | |
Contact address (registered office for legal entities) | |
Phone number & email | |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable | |
Full name | |
Contact address | |
Phone number & email | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.
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