Report on Initial Public Offering Applications, Delisting and Suspensions
 (As at 29 January 2016)

New Applications Accepted

a.

January 2016

(i)

Application(s) made by companies pursuant to Chapter 8 of the Main Board Listing Rules/Chapter 11 of the GEM Listing Rules

6

3

9

(ii)

Application(s) made by investment vehicle(s) pursuant to Chapters 20 and 21 of the Main Board Listing Rules

6

N/A

6

(iii)

Application(s) for transfer of listing from GEM to Main Board

0

N/A

0

(iv)

Deemed new applicant(s) pursuant to Main Board Listing Rule 8.21C or Main Board Listing Rule 14.84, and very substantial acquisition(s) treated as reverse takeover(s) pursuant to Main Board Listing Rule 14.06(6)/GEM Listing Rule 19.06(6)

1

________

0

________

1

________

Total

13

3

16

b.

2016 Year-to-date

(i)

Application(s) made by companies pursuant to Chapter 8 of the Main Board Listing Rules/Chapter 11 of the GEM Listing Rules

6

3

9

(ii)

Application(s) made by investment vehicle(s) pursuant to Chapters 20 and 21 of the Main Board Listing Rules

6

N/A

6

(iii)

Application(s) for transfer of listing from GEM to Main Board

0

N/A

0

(iv)

Deemed new applicant(s) pursuant to Main Board Listing Rule 8.21C or Main Board Listing Rule 14.84, and very substantial acquisition(s) treated as reverse takeover(s) pursuant to Main Board Listing Rule 14.06(6)/GEM Listing Rule 19.06(6)

1

_________

0

_________

1

_________

Total

13

3

16

Approvals in principle granted

a.

January 2016

8

3

11

b.

2016 Year-to-date

8

3

11

Active applications (as at 29 January 2016)

1.

Under processing

a.

New applications accepted since 1 January 2016

8

3

11

b.

Others

35

_________

29

_________

64

_________

Sub-total

43

32

75

2.

Approval in principle granted

a.

Approvals granted since 1 January 2016

7

3

10

b.

Others

5

_________

0

_________

5

_________

Total

55

35

90

1.

Lapsed

a.

Approval in principle granted but not listed prior to application lapsed

1

0

1

b.

Others

1

2

3

2.

Rejected

0

0

0

3.

Withdrawn

1

1

2

4.

Returned

1
_________

0
_________

1
_________

Sub-total

4

3

7

Offset by:

5. Renewals

(1)

(1)

(2)

6.

Returned cases resubmitted

(0)
_________

(0)
_________

(0)
_________

Total

3

2

5

No. of new listings(since 1 January 2016)

(i)

Companies listed pursuant to Chapter 8 of the Main Board Listing Rules/ Chapter 11 of the GEM Listing Rules

6

2

8

(ii)

Investment vehicle(s) listed pursuant to Chapters 20 and 21 of the Main Board Listing Rules

1

N/A

1

(iii)

Transfer of listing from GEM to Main Board

0

N/A

0

(iv)

Deemed new listing(s) pursuant to Main Board Listing Rule 8.21C or Main Board Listing Rule 14.84, and very substantial acquisition(s) treated as reverse takeover(s) pursuant to Main Board Listing Rule 14.06(6)/GEM Listing Rule 19.06(6)

0

_________

0

_________

0

_________

Total

7

2

9



HKEx - Hong Kong Exchanges and Clearing Ltd. issued this content on 29 January 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 29 January 2016 12:04:03 UTC

Original Document: http://www.hkex.com.hk/eng/newsconsul/hkexnews/2016/1601292news.htm