HSBC : Notification of major interest in shares BlackRock Inc (6-page PDF 92KB)

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii

HSBC Holdings PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights



An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached



An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments



An event changing the breakdown of voting rights



Other (please specify):



3. Full name of person(s) subject to the notification obligation: iii

BlackRock, Inc.

4. Full name of shareholder(s)

(if different from 3.):iv

5. Date of the transaction and date on which the threshold is crossed or reached: v

17 February, 2017

6. Date on which issuer notified:

20 February, 2017

7. Threshold(s) that is/are crossed or reached: vi,vii

Voting rights attached to shares holding for BlackRock, Inc. has gone below 5%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

xv, xvi

Resulting situation after the triggering transaction

Type of financial

Exercise

Expiration

Exercise/

Number of voting rights

% of voting rights xix,

instrument

price

date xvii

Conversio

instrument refers to

xx

n period

xviii

CFD

4,758,877

Nominal

Delta

0.02%

0.02%

Equity Linked Note

20/02/2017

2,756,390

0.01%

0.01%

Equity Linked Note

21/02/2017

2,743,800

0.01%

0.01%

8. Notified details:

A: Voting rights attached to shares viii,ix

Class/type of shares

if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of voting rights x

Direct

Dire ctxi

Indirect xii

Direct

Indirect

GB0005405286

1,172,083,824

1,172,083,824

N/A

N/A

570,343,526

N/A

2.87%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial

Expiration

Exercise/

Number of voting

% of voting

instrument

date xiii

Conversion Period xiv

rights that may be

rights

acquired if the

instrument is

exercised/ converted.

Securities Lending

630,466,081

3.17%

American Depository Receipt

6,920

0.00%

Total (A+B+C)

Number of voting rights

Percentage of voting rights

1,211,075,594

6.09%

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

14. Contact name:

Danielle Pass

15. Contact telephone number:

0207 992 3022

Name

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Group Limited

BlackRock Investment Management (UK) Limited

BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock International Holdings, Inc.

BR Jersey International Holdings L.P.

BlackRock Australia Holdco Pty. Ltd.

BlackRock Investment Management (Australia) Limited

BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock Holdco 4, LLC

BlackRock Holdco 6, LLC

BlackRock Delaware Holdings Inc.

BlackRock Fund Advisors

BlackRock, Inc.

BlackRock Holdco 2, Inc.

BlackRock Financial Management, Inc.

BlackRock Holdco 4, LLC

BlackRock Holdco 6, LLC

BlackRock Delaware Holdings Inc.

BlackRock Fund Advisors

BlackRock Institutional Trust Company, National Association

BlackRock, Inc.

Trident Merger, LLC

BlackRock Investment Management, LLC