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4-Traders Homepage  >  Equities  >  London Stock Exchange  >  Keystone Investment Trust plc    KIT   GB0004912068

Delayed Quote. Delayed  - 12/11 05:35:26 pm
1759.5 GBp   +0.46%
11/30 KEYSTONE INVEST : Annual Financial Report on NSM
11/30 KEYSTONE INVEST : ex-dividend day for final dividend
11/30 KEYSTONE INVEST : ex-dividend day for special dividend
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Keystone Investment Trust : s) in Company

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10/13/2017 | 10:03am CET
    TR-1: Standard form for notification of major holdings

    NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the                 
    FCA in Microsoft Word format if possible)i                                                   
                                                                                                 
    1a. Identity of the issuer or the underlying             Keystone Investment Trust           
    issuer of existing shares to which voting                                                    
    rights are attachedii:                                                                       
                                                                                                 
    1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X"              
    if appropriate)                                                                              
                                                                                                 
    Non-UK issuer                                                                                
                                                                                                 
    2. Reason for the notification (please mark the appropriate box or boxes with                
    an "X")                                                                                      
                                                                                                 
    An acquisition or disposal of voting rights                                              yes 
                                                                                                 
    An acquisition or disposal of financial instruments                                          
                                                                                                 
    An event changing the breakdown of voting rights                                             
                                                                                                 
    Other (please specify)iii:                                                                   
                                                                                                 
    3. Details of person subject to the notification obligationiv                                
                                                                                                 
    Name                                           1607 Capital Partners, LLC                    
                                                                                                 
    City and country of registered office (if      Richmond, VA United States                    
    applicable)                                                                                  
                                                                                                 
    4. Full name of shareholder(s) (if different from 3.)v                                       
                                                                                                 
    Name                                           Northern Trust    729,690      364,845 voting 
                                                                     shares       rights         
                                                                                                 
                                                   Bny Mellon        476,087      238,043 voting 
                                                                     shares       rights         
                                                                                                 
                                                   State Street      148,500                     
                                                                     shares       74,250 voting  
                                                                                  rights         
                                                                                                 
    City and country of registered office (if                                                    
    applicable)                                                                                  
                                                                                                 
    5. Date on which the threshold was crossed or                 October 9, 2017                
    reachedvi:                                                                                   
                                                                                                 
    6. Date on which issuer notified (DD/MM/YYYY):                October 12, 2017               
                                                                                                 
    7. Total positions of person(s) subject to the notification obligation                       
                                                                                                 
                          % of voting     % of voting rights  Total of both in  Total number of  
                        rights attached   through financial     % (8.A + 8.B)   voting rights of 
                       to shares (total      instruments                        issuervii        
                           of 8. A)       (total of 8.B 1 +                                      
                                                8.B 2)                                           
                                                                                                 
    Resulting          10.02%                                 10.02%            6,759,400        
    situation on the                                                                             
    date on which                                                                                
    threshold was                                                                                
    crossed or reached                                                                           
                                                                                                 
    Position of        5.02%                                  5.02%                              
    previous                                                                                     
    notification (if                                                                             
    applicable)                                                                                  
                                                                                                 

       

    8. Notified details of the resulting situation on the date on which the                           
    threshold was crossed or reachedviii                                                              
                                                                                                      
    A: Voting rights attached to shares                                                               
                                                                                                      
    Class/type of        Number of voting rightsix             % of voting rights                     
    shares                                                                                            
    ISIN code (if             Direct            Indirect              Direct             Indirect     
    possible)                (Art 9 of         (Art 10 of       (Art 9 of Directive     (Art 10 of    
                          Directive 2004/  Directive 2004/109/ 2004/109/EC) (DTR5.1)  Directive 2004/ 
                         109/EC) (DTR5.1)    EC) (DTR5.2.1)                               109/EC)     
                                                                                        (DTR5.2.1)    
                                                                                                      
    GB0004912068                               677,138.50                                 10.02%      
                                                                                                      
    SUBTOTAL 8. A                     677,138.50                               10.02%                 
                                                                                                      
    B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC                    
    (DTR5.3.1.1 (a))                                                                                  
                                                                                                      
    Type of financial    Expiration Exercise/               Number of voting rights  % of voting      
    instrument           datex      Conversion Periodxi     that may be acquired if  rights           
                                                            the instrument is                         
                                                            exercised/converted.                      
                                                                                                      
                                    SUBTOTAL 8. B 1                                                   
                                                                                                      
    B 2: Financial Instruments with similar economic effect according to Art. 13(1)                   
    (b) of Directive 2004/109/EC (DTR5.3.1.1 (b))                                                     
                                                                                                      
    Type of          Expiration     Exercise/       Physical or cash  Number of      % of voting      
    financial        datex          Conversion      settlementxii     voting rights  rights           
    instrument                      Period xi                                                         
                                                                                                      
                                                    SUBTOTAL 8.B.2                                    
                                                                                                      

       

    9. Information in relation to the person subject to the notification obligation                  
    (please mark the                                                                                 
    applicable box with an "X")                                                                      
                                                                                                     
    Person subject to the notification obligation is not controlled by any natural             X     
    person or legal entity and does not control any other undertaking(s) holding                     
    directly or indirectly an interest in the (underlying) issuerxiii                                
                                                                                                     
    Full chain of controlled undertakings through which the voting rights and/or                     
    the                                                                                              
    financial instruments are effectively held starting with the ultimate                            
    controlling natural person or legal entityxiv (please add additional rows as                     
    necessary)                                                                                       
                                                                                                     
             Namexv          % of voting rights if    % of voting rights     Total of both if it     
                             it equals or is higher   through financial      equals or is higher     
                              than the notifiable     instruments if it      than the notifiable     
                                   threshold         equals or is higher          threshold          
                                                     than the notifiable                             
                                                          threshold                                  
                                                                                                     
    10. In case of proxy voting, please identify:                                                    
                                                                                                     
    Name of the proxy holder                                                                         
                                                                                                     
    The number and % of voting rights held                                                           
                                                                                                     
    The date until which the voting rights will be                                                   
    held                                                                                             
                                                                                                     
    11. Additional informationxvi                                                                    
                                                                                                     
    Bryan Huntley, CCO                                                                               
    804-525-1741                                                                                     
                                                                                                     
       Place of completion  Richmond, VA                                                             
                                                                                                     
       Date of completion   10/12/17

© PRNewswire 2017
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