DGAP Voting Rights Announcement: Klöckner & Co. SE

2016-09-13 / 14:30
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Klöckner & Co. SE
Am Silberpalais 1
47057 Duisburg
Germany

2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:

3. Details of person subject to the notification obligation
Name: City and country of registered office:
Bank of America Corporation Wilmington, Delaware
United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached
6. Total positions
% of voting rights attached to shares
(total of 7.a.) 		% of voting rights through instruments
(total of 7.b.1 + 7.b.2) 		total of both in %
(7.a. + 7.b.) 		total number of voting rights of issuer
Resulting situation 1.512 % 4.201 % 5.713 % 99750000
Previous notification N/A % N/A % N/A % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
direct
(Sec. 21 WpHG) 		indirect
(Sec. 22 WpHG) 		direct
(Sec. 21 WpHG) 		indirect
(Sec. 22 WpHG)
DE000KC01000 0 1507908 0 % 1.512 %
Total 1507908 1.512 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall securities N/A N/A 3,461,922 3.471 %
Total 3,461,922 3.471 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
OTC Swaps over Basket (Long) 16.01.2017 N/A Cash 27,931 0.028 %
OTC Swaps over Basket (Long) 15.05.2017 N/A Cash 861 0.001 %
OTC Swaps over Basket (Long) 15.06.2017 N/A Cash 17,545 0.018 %
OTC Swaps over Basket (Long) 17.10.2016 N/A Cash 4,852 0.005 %
OTC Swaps over Basket (Long) 30.01.2017 N/A Cash 97 0.000 %
OTC Swaps over Basket (Long) 30.12.2016 N/A Cash 30,115 0.030 %
OTC Swaps over Basket (Long) 15.09.2016 N/A Cash 497 0.000 %
OTC Swaps over Basket (Long) 15.09.2016 N/A Cash 49 0.000 %
OTC Swaps over Basket (Long) 15.09.2016 N/A Cash 774 0.001 %
OTC Swaps over Basket (Long) 03.09.2018 N/A Cash 247,886 0.249 %
OTC Swaps over Basket (Long) 03.09.2018 N/A Cash 247,886 0.249 %
OTC Swaps over Basket (Long) 03.09.2018 N/A Cash 5,092 0.005 %
OTC Swaps over Basket (Long) 03.09.2018 N/A Cash 5,092 0.005 %
OTC Swaps over Basket (Long) 02.10.2017 N/A Cash 30,516 0.031 %
OTC Swaps over Basket (Long) 02.10.2017 N/A Cash 30,516 0.031 %
OTC Swaps over Basket (Long) 02.10.2017 N/A Cash 16,506 0.017 %
OTC Swaps over Basket (Long) 02.10.2017 N/A Cash 16,506 0.017 %
OTC Swaps over Basket (Long) 30.12.2016 N/A Cash 5 0.000 %
OTC Swaps over Basket (Long) 30.12.2016 N/A Cash 45,999 0.046 %
OTC Swaps over Basket (Long) 30.12.2016 N/A Cash 1 0.000 %
Total 728,726 0.731 %

8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
Merrill Lynch International Incorporated N/A % N/A % N/A %
Merrill Lynch Group Holdings I, L.L.C. N/A % N/A % N/A %
BofAML Jersey Holdings Limited N/A % N/A % N/A %
BofAML EMEA Holdings 1 Limited N/A % N/A % N/A %
BofAML EMEA Holdings 2 Limited N/A % N/A % N/A %
ML UK Capital Holdings Limited N/A % N/A % N/A %
Merrill Lynch International N/A % N/A % N/A %
% % %
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BAC North America Holding Company N/A % N/A % N/A %
BANA Holding Corporation N/A % N/A % N/A %
Bank of America, National Association N/A % N/A % N/A %
% % %
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
Merrill Lynch International Incorporated N/A % N/A % N/A %
Merrill Lynch Group Holdings I, L.L.C N/A % N/A % N/A %
Merrill Lynch Equity Scotland Limited Partnership N/A % N/A % N/A %
Merrill Lynch Equity S.à r.l. N/A % N/A % N/A %
% % %
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BAC North America Holding Company N/A % N/A % N/A %
Merrill Lynch, Pierce, Fenner & Smith Incorporated N/A % N/A % N/A %
Merrill Lynch Professional Clearing Corp. N/A % N/A % N/A %
% % %
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BAC North America Holding Company N/A % N/A % N/A %
Merrill Lynch, Pierce, Fenner & Smith Incorporated N/A % N/A % N/A %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting:
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks:


2016-09-13 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de

Klöckner & Co. SE published this content on 13 September 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 13 September 2016 12:35:02 UTC.

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