604 Page 1 of 1- 15 July 2001
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holderTo Company Name/Scheme Lepidico Ltd ACN/ARSN 008 894 442
Details of substantial holder (1)
There was a change in the interests of the substantial holder on
05/09/2017
The previous notice was given to the company on
21/04/2017
The previous notice was dated
21/04/2017
Name Lithium Austral a NL {LIT) ACN/ARSN (if applicable) 126 129 413
Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ful y paid ordinary shares {Ord)
320,237,663
16.10
320,566,248
14.98
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest chanqed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
21/04/17
-
29/06/17
LIT
Acquisitiuon of shares
Pursuant to Bidder ' s Statement dated 2 March
1,881,085
1,881,085
17/08/17
LIT
On
market
sale
$8,894
684,179
684,179
22/08/17
LIT
On
market
sale
$1,547
119,000
119,000
23/08/17
LIT
On
market
sale
$6,836
525,869
525,869
24/08/17
LIT
On
market
sale
$7
525
525
25/08/17
LIT
On
market
sale
$118
10,000
10,000
28/08/17
LIT
On
market
sale
$2,195
168,847
168,847
29/08/17
LIT
On
market
sale
$573
44,080
44,080
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
Registered holder of securities
Nature of relevant interest (6)
Class and number of securities
Person's votes
interest
Changes in association
LIT | LIT | LIT | Direct | Ord 320 , 566 , 248 | 320 , 566 ,248 |
604 Page 2 of 'l. 15 July 2001
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address | |||
Lithium Austral | a NL | PO Box 1088 West | Perth WA | 6872 |
print name capacity Company Secretary
sign here da 0 6/ 09/ 2017 DIRECTIONS(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or
disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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