To Company Name/Scheme | LITHIUM AUSTRALIA NL |
ACN/ARSN | 126 129 413 |
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Details of substantial holder (1)
Name
Lanstead Capital L.P.
ACN/ARSN (if applicable)
LP011908
There was a change in the interests of the substantial holder on
17/10/2016
The previous notice was given to the company on
13/04/2016
The previous notice was dated
12/04/2016
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Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ordinary
30,000,000
13.70%
30,274,595
12.43%
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Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
15/04/2016
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Issuer 3B
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-
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19/04/2016
Lanstead Capital L.P.
Market trade - sale
A$0.339
Ordinary, 1,668,801
0.69%
19/04/2016
Lanstead Capital L.P.
Off market trade
- purchase
A$0.331
Ordinary, 1,500,000
0.62%
20/04/2016
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Issuer 3B
-
-
-
20/04/2016
Lanstead Capital L.P.
Market trade - sale
A$0.373
Ordinary, 451,604
0.19%
20/04/2016
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Issuer 3B
-
-
-
22/04/2016
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Issuer 3B
-
-
-
27/04/2016
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Issuer 3B
-
-
-
02/05/2016
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Issuer 3B
-
-
-
11/05/2016
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Issuer 3B
-
-
-
10/06/2016
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Issuer 3B
-
-
-
15/06/2016
Lanstead Capital L.P.
Market trade - sale
A$0.260
Ordinary, 70,000
0.03%
15/06/2016
Lanstead Capital L.P.
Off market trade
- purchase
A$0.254
Ordinary, 1,000,000
0.41%
21/06/2016
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Issuer 3B
-
-
-
27/06/2016
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Issuer 3B
-
-
-
04/07/2016
Lanstead Capital L.P.
Market trade - sale
A$0.275
Ordinary, 35,000
0.01%
25/07/2016
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Issuer 3B
-
-
-
01/08/2016
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Issuer 3B
-
-
-
17/08/2016
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Issuer 3B
-
-
-
02/09/2016
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Issuer 3B
-
-
-
17/10/2016
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Issuer 3B
-
-
-
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Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Person's votes
Lanstead Capital L.P.
Lanstead Capital L.P.
Lanstead Capital L.P.
Direct
Ordinary 30,274,595
30,274,595
Lanstead Partners Ltd
Lanstead Capital L.P.
Lanstead Capital L.P.
Indirect
Ordinary 30,274,595
30,274,595
Cogent Capital Corp
Lanstead Capital L.P.
Lanstead Capital L.P.
Indirect
Ordinary 30,274,595
30,274,595
Greg Kofford
Lanstead Capital L.P.
Lanstead Capital L.P.
Indirect
Ordinary 30,274,595
30,274,595
Mark Holden
Lanstead Capital L.P.
Lanstead Capital L.P.
Indirect
Ordinary 30,274,595
30,274,595
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Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
ALL ENTITIES | c/o Cooley Services Limited, Dashwood, 69 Old Broad Street, London EC2M 1QS |
Signature | |||
print name | LISA DE VARGAS | capacity | COMPANY CONTROLLER |
sign here | date | 24/10/2016 |
DIRECTIONS | |
(1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the |
names and addresses of members is clearly set out in paragraph 6 of the form. | ||
(2) | See the definition of "associate" in section 9 of the Corporations Act 2001. | |
(3) | See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | |
(4) | The voting shares of a company constitute one class unless divided into separate classes. | |
(5) | The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | |
(6) | Include details of: | |
(a) | any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and | |
(b) | any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). | |
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | ||
(7) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. | |
(8) | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". | |
(9) | Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. |
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