Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
June 15, 2018 at 11:30 am EDT
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DGAP Voting Rights Announcement: Deutsche Lufthansa AG
Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
15.06.2018 / 17:27
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Deutsche Lufthansa AG
Linnicher Straße 48
50933 Köln
Germany
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Name:
City and country of registered office:
Société Générale S.A.
Paris France
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
06 Jun 2018
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
total of both in % (7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation
0.88 %
4.43 %
5.31 %
471,259,644
Previous notification
N/A %
N/A %
4.74 %
/
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN
absolute
in %
direct (Sec. 33 WpHG)
indirect (Sec. 34 WpHG)
direct (Sec. 33 WpHG)
indirect (Sec. 34 WpHG)
DE0008232125
4,143,451
0.88 %
%
Total
4,143,451
0.88 %
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Right to recall lent securities
N/A
N/A
13,181,629
2.80 %
Forwards
15.06.2018
15.06.2018
125,978
0.03 %
Listed Call Option
21.06.2019
Until 21.06.2019
250,000
0.05 %
Total
13,557,607
2.88 %
b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Structured options (Call) on basket
03.01.2025
03.01.2025
Cash
5013
0.00 %
Certificates
15.06.2018
15.06.2018
Cash
190374
0.04 %
Certificates
21.09.2018
21.09.2018
Cash
28587
0.01 %
Certificates
21.12.2018
21.12.2018
Cash
58534
0.01 %
Certificates
15.03.2019
15.03.2019
Cash
7500
0.00 %
Certificates
20.09.2019
20.09.2019
Cash
10000
0.00 %
Certificates
21.06.2019
21.06.2019
Cash
42899
0.01 %
Dynamic Portfolio Swaps
N/A
N.A
Cash
982990
0.21 %
Euro Medium Term Notes
03.07.2018
03.07.2018
Cash
6925
0.00 %
Euro Medium Term Notes
31.01.2019
31.01.2019
Cash
8455
0.00 %
OTC Call Option
13.06.2018
Until 13.06.2018
Cash
125206
0.03 %
OTC Call Option
15.06.2018
15.06.2018
Cash
18078
0.00 %
OTC Call Option
15.06.2018
Until 15.06.2018
Cash
12391
0.00 %
OTC Call Option
18.07.2018
Until 18.07.2018
Cash
362
0.00 %
OTC Call Option
15.08.2018
Until 15.08.2018
Cash
577
0.00 %
OTC Call Option
19.09.2018
Until 19.09.2018
Cash
118808
0.03 %
OTC Call Option
21.09.2018
21.09.2018
Cash
6226
0.00 %
OTC Call Option
21.09.2018
Until 21.09.2018
Cash
11162
0.00 %
OTC Call Option
14.12.2018
Until 14.12.2018
Cash
179443
0.04 %
OTC Call Option
19.12.2018
Until 19.12.2018
Cash
88520
0.02 %
OTC Call Option
21.12.2018
Until 21.12.2018
Cash
6840
0.00 %
OTC Call Option
13.03.2019
Until 13.03.2019
Cash
77378
0.02 %
OTC Call Option
19.06.2019
Until 19.06.2019
Cash
43301
0.01 %
OTC Call Option
18.09.2019
Until 18.09.2019
Cash
23945
0.01 %
OTC Call Option
18.12.2019
Until 18.12.2019
Cash
1794
0.00 %
OTC Call Option
20.12.2019
Until 20.12.2019
Cash
811430
0.17 %
OTC Call Option
18.03.2020
Until 18.03.2020
Cash
1142
0.00 %
OTC Call Option
17.06.2020
Until 17.06.2020
Cash
934
0.00 %
OTC Call Option
16.12.2020
Until 16.12.2020
Cash
2467
0.00 %
OTC Call Option
18.12.2020
Until 18.12.2020
Cash
59519
0.01 %
OTC Call Option
15.12.2021
Until 15.12.2021
Cash
363
0.00 %
OTC Call Option
17.12.2021
Until 17.12.2021
Cash
16619
0.00 %
OTC Call Option
16.12.2022
Until 16.12.2022
Cash
31706
0.01 %
OTC Call Option
03.01.2025
Until 03.01.2025
Cash
481000
0.10 %
OTC Call Option
21.01.2033
Until 21.01.2033
Cash
59700
0.01 %
OTC Put Option
13.06.2018
Until 13.06.2018
Cash
65082
0.01 %
OTC Put Option
15.06.2018
15.06.2018
Cash
191360
0.04 %
OTC Put Option
18.07.2018
Until 18.07.2018
Cash
1829
0.00 %
OTC Put Option
15.08.2018
Until 15.08.2018
Cash
1281
0.00 %
OTC Put Option
19.09.2018
Until 19.09.2018
Cash
50725
0.01 %
OTC Put Option
21.09.2018
21.09.2018
Cash
50426
0.01 %
OTC Put Option
21.09.2018
Until 21.09.2018
Cash
58
0.00 %
OTC Put Option
19.12.2018
Until 19.12.2018
Cash
33396
0.01 %
OTC Put Option
21.12.2018
21.12.2018
Cash
21000
0.00 %
OTC Put Option
21.12.2018
Until 21.12.2018
Cash
806
0.00 %
OTC Put Option
13.03.2019
Until 13.03.2019
Cash
27091
0.01 %
OTC Put Option
19.06.2019
Until 19.06.2019
Cash
18323
0.00 %
OTC Put Option
18.09.2019
Until 18.09.2019
Cash
17965
0.00 %
OTC Put Option
18.12.2019
Until 18.12.2019
Cash
2272
0.00 %
OTC Put Option
18.03.2020
Until 18.03.2020
Cash
1655
0.00 %
OTC Put Option
17.06.2020
Until 17.06.2020
Cash
1023
0.00 %
OTC Put Option
03.01.2025
Until 03.01.2025
Cash
130300
0.03 %
Listed Put Option
15.06.2018
Until 15.06.2018
Physical
158400
0.03 %
Listed Put Option
21.09.2018
Until 21.09.2018
Physical
46000
0.01 %
Listed Put Option
21.12.2018
Until 21.12.2018
Physical
225000
0.05 %
Listed Put Option
20.12.2019
Until 20.12.2019
Physical
10000
0.00 %
Listed Call Warrant
13.06.2018
Until 13.06.2018
Cash
123313
0.03 %
Listed Call Warrant
15.06.2018
Until 15.06.2018
Cash
12391
0.00 %
Listed Call Warrant
15.06.2018
15.06.2018
Cash
18092
0.00 %
Listed Call Warrant
18.07.2018
Until 18.07.2018
Cash
362
0.00 %
Listed Call Warrant
15.08.2018
Until 15.08.2018
Cash
577
0.00 %
Listed Call Warrant
19.09.2018
Until 19.09.2018
Cash
111791
0.02 %
Listed Call Warrant
21.09.2018
Until 21.09.2018
Cash
11162
0.00 %
Listed Call Warrant
21.09.2018
21.09.2018
Cash
6269
0.00 %
Listed Call Warrant
14.12.2018
Until 14.12.2018
Cash
176071
0.04 %
Listed Call Warrant
19.12.2018
Until 19.12.2018
Cash
82131
0.02 %
Listed Call Warrant
21.12.2018
Until 21.12.2018
Cash
6642
0.00 %
Listed Call Warrant
13.03.2019
Until 13.03.2019
Cash
72619
0.02 %
Listed Call Warrant
19.06.2019
Until 19.06.2019
Cash
43231
0.01 %
Listed Call Warrant
18.09.2019
Until 18.09.2019
Cash
23945
0.01 %
Listed Call Warrant
18.12.2019
Until 18.12.2019
Cash
1807
0.00 %
Listed Call Warrant
20.12.2019
Until 20.12.2019
Cash
810635
0.17 %
Listed Call Warrant
18.03.2020
Until 18.03.2020
Cash
1028
0.00 %
Listed Call Warrant
17.06.2020
Until 17.06.2020
Cash
934
0.00 %
Listed Call Warrant
16.12.2020
Until 16.12.2020
Cash
2466
0.00 %
Listed Call Warrant
18.12.2020
Until 18.12.2020
Cash
58096
0.01 %
Listed Call Warrant
15.12.2021
Until 15.12.2021
Cash
164
0.00 %
Listed Call Warrant
17.12.2021
Until 17.12.2021
Cash
15668
0.00 %
Listed Call Warrant
16.12.2022
Until 16.12.2022
Cash
30425
0.01 %
Listed Call Warrant
03.01.2025
03.01.2025
Cash
5397
0.00 %
Listed Call Warrant
03.01.2025
Until 03.01.2025
Cash
462093
0.10 %
Listed Call Warrant
21.01.2033
Until 21.01.2033
Cash
46061
0.01 %
Listed Put Warrant
13.06.2018
Until 13.06.2018
Cash
65082
0.01 %
Listed Put Warrant
15.06.2018
15.06.2018
Cash
191360
0.04 %
Listed Put Warrant
18.07.2018
Until 18.07.2018
Cash
1829
0.00 %
Listed Put Warrant
15.08.2018
Until 15.08.2018
Cash
1281
0.00 %
Listed Put Warrant
19.09.2018
Until 19.09.2018
Cash
50725
0.01 %
Listed Put Warrant
21.09.2018
21.09.2018
Cash
50484
0.01 %
Listed Put Warrant
19.12.2018
Until 19.12.2018
Cash
33396
0.01 %
Listed Put Warrant
21.12.2018
21.12.2018
Cash
21807
0.00 %
Listed Put Warrant
13.03.2019
Until 13.03.2019
Cash
27091
0.01 %
Listed Put Warrant
19.06.2019
Until 19.06.2019
Cash
18323
0.00 %
Listed Put Warrant
18.09.2019
Until 18.09.2019
Cash
17965
0.00 %
Listed Put Warrant
18.12.2019
Until 18.12.2019
Cash
2272
0.00 %
Listed Put Warrant
18.03.2020
Until 18.03.2020
Cash
1655
0.00 %
Listed Put Warrant
17.06.2020
Until 17.06.2020
Cash
1023
0.00 %
Listed Put Warrant
03.01.2025
Until 03.01.2025
Cash
130300
0.03 %
Total
7,312,143
1.55 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least held 3% or more)
% of voting rights through instruments (if at least held 5% or more)
Total of both (if at least held 5% or more)
Société Générale S.A.
%
%
%
Société Générale Effekten GmbH
%
%
%
Société Générale S.A.
%
%
%
Société Générale International Limited
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
Date of general meeting:
Holding position after general meeting:
% (equals voting rights)
10. Other explanatory remarks:
15.06.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
Deutsche Lufthansa AG is a Germany-based aviation company, which provides passenger and cargo air transportation services worldwide. The Company's segments include Passenger Airlines, Logistics, MRO and Catering. The Passenger Airlines segment includes Lufthansa Airlines, SWISS, Austrian Airlines, Brussels Airlines and Eurowings. The Logistics segment includes the airfreight container management specialist Jettainer group, the time:matters Group, which specialises in urgent shipments, the subsidiary Heyworld, which specialises in tailored solutions for the e-commerce sector, CB Customs Broker, the customs and customs clearance specialist, and the Lufthansa Groupâs 50% stake in the cargo airline AeroLogic. The MRO segment, represented by the Lufthansa Technik group, is a global provider of maintenance, repair and overhaul services for civil and commercial aircraft. The Catering segment consists of traditional catering and onboard retail along with food commerce activities.
Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
LUFTHANSA 
