LYCOPODIUM LIMITED Rules 4.7.3 and 4.10.31
Appendix 4G Key to Disclosures Corporate Governance Council Principles and RecommendationsName of entity:
Lycopodium Limited
ABN / ARBN: Financial year ended:
83 098 556 159 30 June2016
Our corporate governance statement2 for the above period above can be found at:3 D These pages of our annual report:
X This URL on our website:www.lycopodi um.com.au
The Corporate Governance Statement is accurate and up to date as at 30 September and has been approved by the board.
The annexure includes a key to where our corporate governance disclosures can be located.
Date:10 October 2016
Name of Secretary authorising lodgement:
Keith Bakker
' Under Listing Rule 4.7.3, an entity mustlodge with ASX a completed Appendix 4G at the same time as it lodges its annual report with ASX.
Listing Rule 4.10.3 requires an entity that is included in the official list as an ASX Listing to include in its annual report either a corporate governance statement that meets the requirements of that rule or the URL of the page on its website where such a statement is located. The corporate governance statement must disclose the extent to which the entity has followed the recommendations set by the ASX Corporate Governance Council dunng the reporting penod. If the entity has not followed a recommendation for any part of the reporting penod, s corporate governance statement must separately identity that recommendation and the penod dunng which it was not followed and state as reasons for not following the recommendation and what (if any) alternative governance practices it adopted in lieu of the recommendation dunng that penod.
Under Listing Rule 4.7.4, " an entity chooses to include its corporate governance statement on its website rather than in its annual report, ,must lodge a copy of the corporate governance statement with ASX at the same time as it lodges its annual report with ASX. The corporate governance statement must be current as at the effective date specified in that statement for the purposes of rule 4.10.3.
"Corporate governance statement'' is defined in Listing Rule 19.12 to mean the statement referred to in Listing Rule 4.10.3 which discloses the extent to which an entity has followed the recommendations set by the ASX Corporate Governance Council dunng a particular reporting penod.
Mark whichever option is correct and then complete the page number(s) of the annual report, or the URL of the web page, where the entity's corporate governance statement can be found. You can, "you wish, delete the option which is not applicable.
Throughout this form, where you are given two or more options to select, you can, if you wish, delete any option which is not applicable and just retain the option that is applicable. If you select an option that includes "OR" at the end of the selection and you delete the other options, you can also, if you wish, delete the "OR" at the end of the selection.
Page 1
ANNEXURE - KEY TO CORPORATE GOVERNANCE DISCLOSURES
Corporate Governance Council recommendation We have followed the recommendation in full for the whole of the Wehave NOT followed the recommendation in full for the whole
. .. . .. . .
period above. We have disclosed ... of the period above. We have disclosed ...4
,' ,, , , . .
PRINCIPLE 1 LAYSC>,LID FOUNDATIONS FORMANAGEMENT AND OVERSIGHT .. ... .· . .·
Alisted entity should disclose: ...the fact that we follow this recommendation: D an explanation why that is so in our Corporate Governance
the respective roles and responsibiltties of its board and x in our Corporate Governance Statement OR StatementOR
management; andthose matters expressly reseived to the board and those
D at [insert /ocalionJ
D we are an externally managed entity and this recommendation
delegated to management. ... and information about the respective roles and responsibilities of our board and management (including those matters expressly reseived to the board and those delegated to management):
D at [insertlocation]
is therefore not applicable
Alisted entity should: ...the fact that we follow this recommendation: D an explanation why that is so in our Corporate Governance
undertake appropriate checks before appointing a person, or x inour Corporate Governance Statement OR StatementOR putting forward to security holders a candidate for election,
as a director: and
D at [insert locationJ
D we are an externally managed entity and this recommendation
provide security holders with all material information in its istherefore not applicable possession relevant to a decision on whether or not to elect
-
or rewe!ect a director.
... th
x
D
e fact that we follow this recommendation:
in our Corporate Governance Statement OR at [insert location]
D
D
an explanation why that is so in our Corporate Governance Statement OR
we are an externally managed entity and this recommendation
is therefore not applicable
A listed entity should have a written agreement with each director and senior executive setting out the terms of their appointment.
proper functioning of the board.
The company secretaiy of a listed entity should be accountable ...the fact that we follow this recommendation: D anexplanation why that is so in our Corporate Governance directly to the board, through the chair, on all matters to do with the x inour Corporate Governance Statement OR StatementOR
have a diversity policy which includes requirements for the board or a relevant committee of the board to set measurable objectives for achieving gender diversity and to
disclose that policy or a summary of it; and
disclose as at the end of each reporting period the measurable objectives for achieving gender diversity set by the board or a relevant committee of the board in accordance with the entity's diversity policy and its progress towards achieving them and either:
the respective proportions of men and women on the board, in senior executive positions and across the whole organisation (including how the entity has defined "senior executive" for these purposes); or
if the entity is a "relevant employer' under the Workplace
assess annually both the objectives and the entity's progress in achieving them;
Gender Equality Act, the entity's most recent "Gender Equality Indicators", as defined in and published under that Act.
have and disclose a process for periodically evaluating the pertonnance of the board, its committees and individual directors; and
disclose, in relation to each reporting period, whether a pertonnance evaluation was undertaken in the reporting period in accordance with that process.
have and disclose a process for periodically evaluating the performance of its senior executives; and
disclose, in relation to each reporting period, whether a performance evaluation was undertaken in the reporting period in accordance with that process.
D at [insert location] Dwe are an externally managed entity and this recommendation is therefore not applicable
4 If you have followed all of the Council's recommendations in full for the whole of the period above, you can, rr you wish, delete this column from the form and re-format it.
Corporate Governance Council recommendation | We have followed the recommendation in full for the whole of the period above. We have disclosed ... | We have NOT followed the recommendation in full for the whole of the period above. We have disclosed ...4 | |
1.5 | A listed entity should: | ... the fact that we have a diversity policy that complies with paragraph (a): D in our Corporate Governance Statement OR D at [insert location] ... and a copy of our diversity policy or a summary of it: x at Corporate Governance Statement ... and the measurable objectives for achieving gender diversity set by the board or a relevant committee of the board in accordance with our diversity policy and our progress towards achieving them: D in our Corporate Governance Statement OR D at [insert location] ... and the infonnation referred to in paragraphs (c)(1) or (2): D in our Corporate Governance Statement OR x at htt11s:L Lwww.wgea.gov.au Lre11ortL11u blic- re11orts | x an explanation why that is so in our Corporate Governance Statement refer to eage 27 of the Coreorate Governance Statement as to whi we have not fulli com lied with recommendati on 1. S{a) of 1. 6{cl(i) |
1.6 | A listed entity should: | ... the evaluation process referred to in paragraph (a): x in our Corporate Governance Statement OR D at [insert location] ... and the infonnation referred to in paragraph (b): D in our Corporate Governance Statement ORD at [insert location] | D an explanation why that is so in our Corporate Governance Statement No formal review was undertaken during thereeorting geriod although the matter i s the subject ofongoing assessment D we are an externally managed entity and this recommendation is therefore not applicable |
Corporate Governance Council recommendation | We have followed the recommendation in full for the whole of the period above. We have disclosed ... | We have NOT followed the recommendation in full for the \liole of the period above. We have disclosed ...4 | |
1.7 | A listed entity should: | ... the evaluation process referred to in paragraph (a): x in our Corporate Governance Statement OR D at [insert location] ... and the information referred to in paragraph (b): D in our Corporate Governance Statement ORD at [insert location] | D an explanation why that is so in our Corporate Governance Statement No formal review was undertaken during the reorting eriod although the matter i s the subject of ongoing assessment D we are an externally managed entity and this recommendation is therefore not applicable |
Lycopodium Limited published this content on 10 October 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 10 October 2016 05:27:06 UTC.
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